Senior Compliance Testing Lead: Swap Dealer & Derivatives
Scotiabank
A leading Canadian bank is seeking a Senior Manager for Compliance Testing of Swap Dealer and Derivatives in Dallas, Texas. The role focuses on ensuring compliance with CFTC and SEC regulations through effective testing strategies. The ideal candidate will have 5-7 years in compliance or audit, strong analytical skills, and experience in managing diverse teams. Bilingual abilities are a plus. This position offers a chance to contribute to vital compliance initiatives in a dynamic environment. #J-18808-Ljbffr
- ...Senior Manager, Compliance Testing Swap Dealer and Derivatives Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business...SeniorRemote work
- A leading financial institution in Dallas is seeking a Manager for U.S. Broker Dealer Regulatory Reporting. This role involves preparing regulatory calculations, ensuring compliance with SEC regulations, and collaborating with various teams. The ideal candidate will hold...Senior
- ...Scotiabank is looking for a Senior Manager, GBM Testing Coordination and Oversight for International Banking in Dallas, Texas. You will oversee compliance testing for the International Banking businesses, address regulatory requirements, and support team members through...Senior
- ...Senior Manager, GBM Testing Coordination and Oversight for... ...Markets (GBM) is a leading Canadian Capital... ...products, derivatives, energy, foreign... ...and coordinate Compliance Testing reviews... ...Background in broker-dealer inspections, institutional... ...merchant, swap dealer...SeniorLocal area
- Iaawg is seeking an AVP, Development in Addison, Texas to build and maintain relationships with key dealership stakeholders. This role involves overseeing process implementation, developing strategies for growth, and collaborating with internal teams. The ideal candidate...SeniorFlexible hours
- Bonadio Group is seeking a highly experienced Tax Principal to join our Dallas, Texas office. This role involves reviewing complex tax returns and providing innovative tax planning and consulting services, while effectively managing and mentoring staff. The ideal candidate...SeniorWork at officeFlexible hours
- ...Cushman & Wakefield is seeking a Senior Project Manager in Dallas, Texas to lead the delivery of an advanced AI test factory. You will oversee planning, design, construction, and commissioning of the facility, ensuring alignment with operational requirements. The ideal...Senior
- ...Addsion, TX Position Summary The Broker‑Dealer Operations Specialist plays a central... ...interactions, account maintenance, and compliance‑critical operational workflows. The... ...improvements. Participate in User Acceptance Testing (UAT) for platform upgrades and...Full time
$66k - $95k
Cetera Financial Group is seeking a Compliance Officer in Dallas, TX, responsible for evaluating new applicants against regulatory standards. Key tasks include conducting background reviews, identifying risk factors, and ensuring compliance with firm policies. The role...Full time$66k - $95k
The Broker Dealer (BD) Compliance team is responsible for ensuring that the Firm’s policies and procedures are applied consistently in the regulatory... ...and more. Cetera Financial Group® ("Cetera") is a leading network of independent retail broker‑dealers empowering the...Full timeWork at officeFlexible hoursShift work$110k - $135k
...A fast-growing mobile service technology provider in Dallas is seeking a Senior Dealer Success Manager to oversee dealer performance across their portfolio. This role requires an experienced professional with at least 5 years in automotive dealership operations. You will...Senior- ...A deep-tech aerospace company located in Dallas, TX is seeking a Senior Propulsion Test Engineer. This role involves planning and executing propulsion test campaigns for the X-BAT platform, requiring end-to-end ownership from test architecture to data analysis and iteration...Senior
$161k - $200k
...Description The Deputy Chief Compliance Officer, Broker Dealers is responsible for... ...dates. Participate in testing and risk monitoring programs... ...regulations. Work with senior management, legal... ...Financial Group® ("Cetera") is a leading network of independent retail...Full timeFlexible hours- Shield AI seeks a Field Integration & Test Manager in Dallas, Texas, responsible for leading integration activities for the V-BAT unmanned aircraft. This role demands strong leadership and expertise in RF communications and maritime integration. The ideal candidate will...Senior
- Lockheed Martin is looking for a Technical Team Lead in Dallas, Texas, to spearhead a mid-stage test system development. This role requires managing a team of 4-7 engineers through design, integration, and verification phases. Candidates must have a relevant STEM degree...SeniorRemote jobPart time
$55k - $130k
...continue to expand our teams and diversify our business model. This leads to cementing us as a leader in the automotive lending industry.... ...with the PURPOSE and PASSION to assist our more than 25,000 dealer partners throughout North America. Strategic Dealer Managers...Hourly payFull timeWork at officeLocal areaFlexible hours- ...About the job Senior QA Test Lead Job Title: Senior QA Test Lead Location: Irving, TX, USA Department: Quality Engineering / Cloud Transformation Job Type: W2 About the Role: We are looking for an experienced Senior QA Test Lead to lead...SeniorEarly shift
- ...involves supporting the accounting, reporting, and performance measurement activities of real estate investment funds while ensuring compliance with financial reporting standards. The ideal candidate will have 3-6 years of experience in real estate fund accounting and will...Senior
$110k - $135k
Senior Dealer Success Manager Dallas (60-70% regional travel) $110,000 - 135,000 Salary + Bonus Who We Are Curbee is the fastest-growing... ...activation, sustained utilization, and measurable results Lead Activation & Performance: Move dealers from live to full activation...SeniorPart timeRemote work- A leading insurance brokerage is seeking a Senior Property Risk Consultant to provide high-level service to clients in Texas and the Midwest. Candidates should have a Bachelor’s degree and at least 5 years of experience in property risk control. Responsibilities include...SeniorNight shift
$160k - $240k
A cutting-edge aerospace technology company in Dallas, Texas, seeks an experienced Mechanical Engineer to join their Mechanical Test team. You will develop test plans and execute mechanical performance validations. The ideal candidate has over 9 years of experience in...SeniorFull time- DataOne Systems, LLC is seeking an experienced Fiber Characterization Tech in Dallas, Texas. The role involves leading fiber testing activities, managing field teams, and serving as the main customer contact. The ideal candidate should have over 5 years of telecom experience...Senior
- ...data to help them to optimize their risk profiles, and recommend plans to monitor and mitigate their risk exposure. A Senior Risk Consulting Engagement Lead is a recognized subject matter expert, making an impact as an influential individual contributor by managing large-...Senior
- ...Flextronics - The Flex Company in Dallas, TX is seeking a Test Engineering Manager to lead testing activities for substation control house projects. You will oversee a team ensuring compliance with testing standards while managing project schedules and budgets. This role...SeniorFlexible hours
- ...Trade Operations to lead the execution and... ...broker dealer platform. This role... ...alternatives, and derivatives (including listed... ...~ Serve as a senior escalation point for... ..., technology, and compliance teams. ~ Clear... ...administer a lie detector test as a condition of...Temporary workFlexible hours
- ...data to help them to optimize their risk profiles, and recommend plans to monitor and mitigate their risk exposure. A Senior Risk Consulting Engagement Lead is a recognized subject matter expert, making an impact as an influential individual contributor by managing large-...SeniorMinimum wage
- Standish Management is seeking a Senior Accounting Specialist in Dallas, Texas. You will handle accounts payable and receivable, perform bank reconciliations, and assist with tax compliance. We'd like a candidate with a Bachelor's Degree in Accounting or Finance and 3-...Senior
$160k - $222k
...Senior Manager, External Financial Reporting & SEC Compliance Location: Las Vegas, NV (Onsite - Relocation Required) Compensation... ...requirements ~ Experience leading or overseeing SOX Section 404... ...accounting for complex areas: derivatives, pension and OPEB, stock...SeniorFull timeRelocation$123.97k
...Citibank, N.A. seeks a Credit Risk Senior Analyst for its Irving, Texas location. Duties: Focus on the rigorous internal analysis and... ...regulatory requirements. Perform the comprehensive analysis needed to derive the internal risk ratings for each client via Debt Rating Models...SeniorFull timeRemote work$150k - $185k
...Senior Property Risk Consultant (AZ, TX, CO, MN, MO, NM) Join to apply for the Senior Property Risk Consultant (AZ, TX, CO, MN, MO,... ...America, HUB has grown substantially, in part due to our industry‑leading success in mergers and acquisitions. Primary Responsibilities...SeniorLocal areaNight shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Testing Lead: Swap Dealer & Derivatives. Be the first to apply!

