Retirement Plan Advisor
Sowell Management
Job Description
Job Description
NOW HIRING a RETIREMENT PLAN ADVISOR:
When you join our service-driven team managing retirement plans for small/mid-sized employers, you'll:
- Serve as the primary advisor to plan sponsors, partnering with recordkeepers and TPAs to deliver compliant, optimized solutions while growing client relationships and AUM.
- Build and maintain plan sponsor relationships as the primary contact, aligning solutions with their business goals and retirement objectives.
- Lead regular plan reviews, benchmarking design, fees, investments, compliance, and participant engagement; recommend ways to optimize fees and services for participants to boost participation.
- Create onboarding strategies for new sponsors, coordinating with recordkeepers, TPAs, compliance, and operations for seamless launches.
- Design and monitor investment fund lineups per ERISA fiduciary standards; adjust based on performance, market shifts, and sponsor risk tolerance.
- Provide participant education via workshops, materials, and tools to drive enrollment and deferrals.
- Ensure regulatory compliance (DOL, ERISA, and SEC) through ongoing monitoring, reporting, and fiduciary training.
- Drive growth by identifying cross-sell/rollover opportunities, pursuing referrals, and cultivating individual wealth management from plan relationships.
Qualifications:
- Required:
- Minimum 7+ years of experience in the retirement plan industry in a Relationship Management capacity for 401(k) and 403(b) plans.
- FINRA license: Series 65 or 66.
- Strong ERISA fiduciary knowledge, including 3(21) duties.
- Experience negotiating with C-level executives at plan sponsors and record keepers.
- Preferred:
- Bachelor's degree in Finance, Business, Economics, or a related field.
- Retirement designations: CRPS®, AIF, or ChFC.
- CRM proficiency.
- Track record of managing 10+ plans with a participant engagement focus.
Key Traits:
- Proactive communicator with professional phone/email etiquette.
- Collaborative in fast-paced teams while maintaining strict confidentiality.
JOIN TREK WEALTH SOLUTIONS, A DIVISION OF sowell management: A company that promises to provide the same consistent level of service and value to all clients.
Sowell Management was established in 2001. From that day forward, we have strived to set our Company apart, both in quality and professionalism.
We are a dynamic and growth-oriented Registered Investment Advisor (RIA) firm dedicated to empowering independent financial advisors. Through our comprehensive platform, resources, and advisor-centric culture, we help advisors transition, grow, and thrive in a fiduciary environment.
Here at Sowell Management, everything we do is centered around our Core Values and our clients:
- We are family . Have each other's back - Put others first - Critique in private.
- Attitude is everything . Don't be a jerk & don't suck. Be enthusiastic, positivity goes both ways.
- Care about what you do . Passion, desire, and drive for excellence - No half-hearted efforts
- Own your commitments . Do what you say. First time, every time.
- Go above and beyond . Teamwork always wins. Help each other out. When it's not your job or after 5.
Sowell Management views each employee as a valued asset in the operation of the business. We strive to make our Company the best possible place to work. Your efforts and team spirit will contribute to helping all of us achieve this goal.
Teamwork is the foundation of Sowell Management's success. All employees are strongly encouraged to share ideas and suggestions to improve the Company's effectiveness and quality of work life. This team effort maximizes the quality of our services, minimizes costs, and allows employees to have satisfaction with their accomplishments.
What We Offer- Competitive W2 base salary + incentive opportunities tied to AUM growth and onboarding new plans.
- Comprehensive benefits package including health insurance, 401(k) with firm match, and professional development stipend.
- Enterprise tech stack: CRM, financial planning, trading platforms, and portfolio management tools.
- Collaborative, entrepreneur-minded environment with mentorship from experienced advisors and leadership.
- Commitment to work-life balance with reasonable client expectations and office hours.
- Ongoing professional development and support for continuing education and certifications.
Sound like the right place for you? Apply now to join our growing team!
Vacancy posted 6 days ago
Similar jobs that could be interesting for youBased on the Retirement Plan Advisor in Rogers, AR vacancy
- ...Retirement Plan Advisor Trek Wealth Solutions, a division of Sowell Management Little Rock or Rogers, AR. Sowell Management Overview We are a dynamic and growth-oriented Registered Investment Advisor (RIA) firm dedicated to empowering independent financial advisors. Through...RetirementWork at officeShift work
Sowell Management Services
Rogers, AR5 days ago - ...leaders. Candidates should have a Bachelor’s degree and 1–3 years of related experience in corporate communications or public relations. The position offers a competitive benefits package, including medical, dental, vision, and a 401(k) retirement plan. #J-18808-Ljbffr...RetirementFull time
J.B. Hunt Transport, Inc.
Lowell, AR2 days ago - ...- including medical, dental, and vision coverage, paid time off, tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull time
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeTemporary work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementShift work
- ...experienced Events Specialist to join our team and manage our event planning and execution efforts. We are looking for a detail-oriented... ...comprehensive benefits package, including health insurance, retirement plans, and paid time off. Benefit from opportunities for...RetirementWork at officeFlexible hoursAfternoon shift
Cacbentonco
Little Flock, AR5 days ago - ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull time
- ...- including medical, dental, and vision coverage, paid time off, tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy, you...RetirementFull timeShift work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementPart timeReliefShift work
- ...- including medical, dental, and vision coverage, paid time off, tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift work
- ...- including medical, dental, and vision coverage, paid time off, tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift workWeekend work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32 hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy, you'll...RetirementFull timeNight shift
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull time
- ...- including medical, dental, and vision coverage, paid time off, tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift work
- ...Center Coordinator is primarily responsible and accountable for planning and organizing the Scheduling process for Outpatient Infusion.... ...vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period....RetirementFull timeShift work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementPart time
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementPart timeRelief
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeWork at officeLocal areaShift work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift work
- ...Nurse (RN), utilizing the nursing process to support assessment, planning, implementation, and evaluation of care. Collaborates with the... ..., tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period....RetirementFull timeShift work
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift work
$30 per hour
...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementDaily paidPart timeReliefFlexible hoursShift workNight shiftDay shift$30 per hour
...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementDaily paidPart timeReliefFlexible hoursShift workNight shiftDay shift- ...ranges from $26.47 to $43.62/hour, with $72,400/year average pay and full benefits including vacation, sick leave, insurance, and retirement plans. ~ Clerk - Clerks sell stamps, handle mail, and assist customers with postal services. The Postal Service operates over...RetirementFull time
- ...ranges from $26.47 to $43.62/hour, with $72,400/year average pay and full benefits including vacation, sick leave, insurance, and retirement plans. ~ Clerk - Clerks sell stamps, handle mail, and assist customers with postal services. The Postal Service operates over...RetirementFull time
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...Retirement
- ...Mercy offers outstanding benefits - including medical, dental, and vision coverage, paid time off, tuition support, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy,...RetirementFull timeShift work
- ...- including medical, dental, and vision coverage, paid time off, tuition support including RN to BSN Assistance, and matched retirement plans for team members working 32+ hours per pay period. Join a caring, collaborative team where your voice matters. At Mercy, you...RetirementFull timeWork at officeShift work
- ...Effortless travel solutions ETS is hiring an Experience Planning Coordinator to assist clients in planning memorable travel experiences. This fully remote position requires strong communication skills and attention to detail while providing ongoing support to clients...Remote work
Effortless travel solutions ETS
Rogers, AR1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Retirement Plan Advisor. Be the first to apply!
