Market Risk & Compliance Oversight Specialist
Socket.dev
Bank of America in Jersey City, NJ is seeking a second line of defense compliance and operational risk specialist focused on market risk capital. This role reviews governance, data quality, and regulatory reporting for market risk capital. You will support Front Line Unit controls, assess risks, escalate issues, and help develop independent risk management reporting. Strong communication and collaboration across regulators and internal teams are essential. #J-18808-Ljbffr Socket.dev
$70k - $150k
...Investigations, Diligence and Compliance - Specialist practice is seeking an... ...controls, performing insider risk compliance assessments, managing... ..., global events and markets, with an awareness of working... ...deadlines. Provide guidance, oversight, and review for Interns and...SuggestedTemporary workInterim roleFlexible hours$89k - $105k
...rewards. The Communications Compliance team ensures our parent company... ..., partnering closely with Marketing, Legal, Content, and... ...Communications Compliance Senior Specialist, you will review and advise... ...consistent, high-quality compliance oversight.This role is based in our...SuggestedFixed term contractWork at officeFlexible hoursShift work3 days per week- ...Digital Space LLC is seeking a detail-oriented Compliance Analyst to join our Compliance Team. The role provides second-line oversight, translating regulatory requirements into... ...with product, operations, and vendors, perform risk assessments, manage issues, and support BSA/...Suggested
$100k - $150k
...this role.Job Description:CIB Credit Compliance plays an important control and oversight role within TD Securities’... ...lending teams, operations partners, risk management stakeholders, and external... ...Securities offers a wide range of capital markets products and services to corporate...SuggestedFull timeLocal areaWork from homeFlexible hours$175k
Reference: 13578Senior Compliance Officer, Investec... ...15a-6 broker-dealer, specialist lending desks, and global... ...with a focus on equity markets.Advise on U.S. securities... ...and employee oversight.Support the registration... ...regulatory and compliance risks across covered business...SuggestedFull timeWork at officeRemote work$130k - $150k
...understand their goals, and navigate complex markets together. We leverage cutting edge... ...Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the... ...sets policies and procedures, provides risk assessments guidelines, conducts reviews...Full timeWork at officeLocal area- ...ranges will apply for other labor markets outside of NCAL.Support Health Plan Risk Adjustment operations through government audit readiness, compliance oversight, and internal quality assurance... ...Coders OR Certified Coding Specialist from American Health Information...Work experience placement
$70.8k - $130.5k
...This job is responsible for executing second line of defense compliance and operational risk oversight for CFO Capital activities in Bank of America's US and EMEA entities, with a particular focus on market risk capital and associated regulations. The role reviews and...Work at officeFlexible hoursShift workDay shift$110k - $140k
...Compliance Officer The Compliance Officer will be instrumentally... ...senior management on conflicts risk and control effectiveness Compliance Program & Risk Oversight Identify, assess, and mitigate... ...and transparency to capital markets, we want to work with you....Local areaFlexible hours$90k - $200k
...North American Investigations, Diligence and Compliance practice is seeking a Senior Manager... ...in business strategy, global events and markets, with an awareness of working across different... ...(client) investigations, insider risk compliance assessments, consulting projects...Temporary workFlexible hours- ...Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...environment responsibilities, including oversight of the team’s controls, and... ...finance and risk to human resources and marketing. Our corporate teams are an essential...Work at office
- About the Role We are looking for a Compliance Specialist that can engage in various areas of the risk and compliance team, who understands how to take a data‑driven... ...of innovation and compliance for underserved markets, then we want to chat. Are you ready to revolutionize...
$200k - $250k
...concrete, long-term results by looking past market noise to identify and isolate the factors... ...detail-oriented professional to join our Compliance Marketing Review team at the Vice... ...feedback on relevant rulemaking initiatives, risk alerts and other regulatory matters. Assist...- ...Technologies is a fast-growing AI-native compliance and risk management platform serving the energy... ...infrastructure risk and compliance markets, including data center development, public... ...a qualified Project Compliance Specialist to join our fast-growing Compliance team...Full timeFor contractorsApprenticeshipFor subcontractorWork at officeRemote work
- The Bachrach Group is seeking a Market Data Reporting Specialist in New York, NY. You will manage exchange data usage, ensure compliance with reporting requirements, and optimize market data infrastructure. Responsibilities include reporting to exchanges, maintaining MDM...
- Novo is seeking a Compliance Specialist to join our risk and compliance team and apply data‑driven methods to assess regulatory requirements while communicating... ...innovative, compliant practices for underserved markets and helps balance innovation with risk management. You...
- ...operations, medical affairs, marketing, and sales leaders. We raised... ...symptoms that increase a person’s risk of heart attacks. At Cleerly,... ...risks, ensuring ongoing compliance throughout the entire software... ...role will be a multi-faceted specialist function that focuses on GRC,...Immediate startRemote work
- ...COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s... ...to a changing regulatory landscape. Global Banking & Markets-Public Compliance (“GBM Public Compliance”) is located...Work experience placementFlexible hours
$72.28k - $117.52k
...this role. Line Of Business Compliance Job Description Why Work with... ...resilient and scalable compliance risk management function. As part... ...Training team drives program oversight to ensure training activities... ...controls for new products, marketing campaigns, and expansion of...Work experience placementWork at officeLocal areaWork from homeFlexible hours$104k - $177k
...member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in... ...regulations and rules of relevant regulators. BNY assesses market data to ensure a competitive compensation package...Temporary workWorldwideFlexible hours$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and... ...approve new Time Deposit Terms and Conditions and related marketing materials and disclosuresWork with business units to identify...Local area$135k - $175k
...Regulatory Team is looking for a Regulatory Product Specialist to provide oversight and assistance to Adyen’s established and future... ...to assess and document any regulatory product risks, build out regulatory compliance frameworks for Adyen’s products, and be a voice for...Work experience placementWork at office$170k - $220k
...regulatory advisory support to our Global Markets businesses conducted through MUFG’s... ...extra-territorially within a substituted compliance regime. The candidate should have the necessary... ...and management of legal and regulatory risk through the prompt identification and timely...Full timeLocal areaRemote work$100k - $130k
...Compliance Analyst Job type: Full Time · Department: Client Services... ...underlying infrastructure in each market. Rebuilding clearing from the... ...clearing as its own specialist function. We act as a clearing... ...behaviour, customer profiles, and risk indicators. Make risk‑based...Full timeBank staffLocal areaRemote workFlexible hoursShift work- ...a Senior Regulatory Analyst to join a high‑impact team focused on wholesale electricity market policy across North America. This role goes beyond traditional regulatory compliance, with a focus on translating complex policy developments into actionable business insights...Full time
$32.73 - $43.22 per hour
...projects and external subcontractors.* Be responsible for labor compliance company-wide.* Review all public contracts (and any private... ...Perform periodic audits on projects to ensure compliance.* Develop risk assessment on the Compliance Programs.* Monitor and stay...Hourly payFor contractorsApprenticeshipFor subcontractorWork at officeLocal areaRemote work$65k - $92.5k
...Life Insurance (COLI), and Institutional COLI (ICOLI) markets. These solutions are designed to help organizations attract... ...and professionals. Role Overview: As a Compliance Associate, you will support risk management and compliance initiatives for corporate-owned...Local area3 days per week- ...growing, global client base, proven product-market fit, and backing from world-class... ...customer trust, security assurance, and compliance programs as we scale globally. This role... ...-market teams to ensure Rogo's controls, risk posture, and security practices are clearly...
$85k - $115k
About the RoleiCapital is looking for a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker-dealer. There will be a strong focus on marketing materials...Full timeWork at officeRemote work$119k - $218.3k
Position Summary Senior Consultant - Risk, Regulatory, & Licensing - Digital Assets... ...for the future of banking and capital markets by advising on everything from regulatory... ...clients with up-to-date perspectives on compliance obligations and industry best practices.Collaborate...Work at office
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