Senior Associate, Regulatory Compliance - Financial Services

Work with clients and Financial Services staff to fulfill engagement and relationship objectives Complete work within budgets and coordinate resources to meet objectives Develop an understanding of clients' business activities, processes, and associated risks Coordinate timely completion of fieldwork with the lead director Oversee assigned staff members' work Prepare compliance reports Work with Managers, Directors, and clients to address compliance issues Keep current with industry developments in regulatory compliance through formal and self-education Provide ongoing technical assistance to clients Assist with other engagements, special projects, or assigned duties Mentor and train staff Requirements Bachelor's degree is required, or a combination of relevant experience, education, and training may be accepted in lieu of degree 2 years of relevant experience required CRCM or other compliance certification is a plus Strong knowledge of the financial services industry, controls, and processes Prior financial services industry experience and/or regulatory experience is a plus Strong understanding of regulatory compliance concepts Demonstrated track record of leading fieldwork for compliance testing Ability to lead and develop staff Ability to complete assignments within required time constraints and deadlines Ability to travel Core Competencies Demonstrates strong expertise in regulatory compliance within the financial services industry, with a focus on leading compliance testing and mentoring staff. Proven ability to manage client relationships and deliver projects within budget and deadlines. Highest-signal resume keywords Regulatory Compliance Financial Services Industry Knowledge Compliance Testing Leadership Staff Development CRCM Certification ATS Optimization Keywords Hard Skills Compliance Reporting Fieldwork Coordination Risk Assessment Budget Management Technical Assistance Soft Skills Client Relationship Management Mentoring Team Leadership Time Management Certifications & Qualifications CRCM Certification Industry Keywords Regulatory Compliance Concepts Financial Services Controls Compliance Issues Industry Developments #J-18808-Ljbffr Jobtailor