Regulatory Oversight and Management - Investment Management, Office of COO - Associate
$80k - $145kMorgan Stanley
Morgan Stanley Investment Management (MSIM) is one of the largest global asset management organizations of any full-service securities firm, with more than 40 years of history, a presence in 24 countries, and a total of $1.9 trillion in assets under management as of December 31, 2025. MSIM strives to provide strong long-term investment performance, outstanding service, and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations, and individuals worldwide. MSIM is seeking an Associate to join the Global Regulatory Oversight Team within the Office of COO. Key Responsibilities:Manage the day-to-day efforts related to the first line of defense of regulatory oversight, by monitoring, assessing, and tracking regulatory developments impacting MSIM globallyLead the strategy, design, governance, and implementation of regulatory change projects by developing project plans, tracking milestones, escalating risks and dependencies, and coordinating execution across functional stakeholders such as Legal, Compliance, Operations, Technology, Finance, Risk, and Investment TeamsLead MSIMs engagement in various industry working groups Maintain a master tracker of all proposed, final, and post-implementation regulatory initiatives for accurate reporting to senior management.Assist with preparing monthly and quarterly management materials for reporting to the Regulatory Oversight Committee and various Senior Management meetings.Prepare clear, concise regulatory summaries, implementation updates, issue escalations, and briefing materials for working groups, senior management, governance committees, and regulatory oversight forums.Support the facilitation of regular regional meetings with working groups to discuss regulation implementation efforts, functional and business engagement, and monitor detailed integration plans.Qualifications:Strong project management and leadership skills including experience with project governance, stakeholder coordination, issue escalation, control improvement and clear communication.Highly organized, with the ability to manage multiple priorities and workstreams simultaneously in a fast-paced environment with shifting deadlines.Understanding of global investment management’s business models, systems, and structures across public and private markets.Quick learner and independent self-starter who takes ownership of deliverables while working collaboratively to solve complex problems.Commitment to delivering high quality work product with a strong focus on attention to detail.Strong communication skills and ability to collaborate across functions, regions, and investment teams.Analytical thinker who can provide practical and strategic solutions to mitigate risk.Advanced Power Point and Excel skills.WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $80,000 and $145,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: .Employment Type:Full timeJob Level:ProfessionalPosted Date:Jul 08, 2026ATS Job Description Test:Department:Admin/Support
- ...participants. As an Associate in Business... ...solutions meet firm and regulatory standards,... ...governance forumsProvides oversight and support... ...roleProject and process management skills, including... ..., and Microsoft Office SuitePreferred... ...are a leader in investment banking, consumer...Work at officeRegulatory
$238.8k - $318.3k
...partner to the Chief Privacy Office, Compliance, Risk,... ...activities). Incident response and regulatory engagement (cybersecurity and... ...response, strategy, investigation oversight, notification analysis, and... ...objectives. Leadership/Management Competencies: * Proven people...Work at officeRegulatoryFull timeTemporary workLocal areaRelocation package3 days per week$105k - $125k
...The Quantitative Analyst/Associate will join Neuberger Berman’s Investment Risk group in our New York office, supporting independent risk oversight for the firm’s Equity,... ...for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring...Work at officeRegulatoryLocal areaShift work$140k - $200k
...Securities, Wealth Management, and Investment Management. Morgan Stanley... ...risk issues associated with higher risk client... ...Data Governance and Oversight VP is responsible for... ...monitoring, and regulatory reporting.Collaborate... ...Exchange Commission, Office of the Comptroller of...RegulatoryTemporary work- ...Advisory/Fund Formation Associate (3rd–4th Year) Location... ...in its New York office. This is an exciting opportunity... ...operation of private investment funds, as well as legal, regulatory, and compliance matters... ...investors ~ Ability to manage multiple responsibilities...Work at officeRegulatory
- ...Business Control Management team, where you will help provide oversight to the risk and control... ...our Commercial & Investment Bank's,... ...gap between Front Office, Operations, and... ...Control Management Associate, you'll be a trusted... ...to mitigate regulatory and operational risk...Work at officeRegulatory
$135k - $200k
...and agility. This means investing in talent,... ...will work at an MUFG office or client sites four days... ...This individual may have oversight of a small team of junior... ...the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...Work at officeRegulatoryFull timeLocal areaRemote work$115k - $135k
...Fortress Fortress Investment Group LLC is a... ...global investment manager with approximately... ...and our affiliate offices around the globe.... ...Analyst/Associate within its Credit... ...Loan Pools (NPL) Oversight and in-depth review... ..., and associated regulatory requirements....Work at officeRegulatoryPermanent employmentLocal areaWorldwide$170k - $190k
...team process, providing oversight and guidance and act... ...issuesAssist with the daily management and oversight of the... ...internal, legal, and regulatory policies and ensure... ...Minimum 10-12 years of investment management operations... ...Outlook, Word, Wall Street Office and GenevaExperience...Work at officeRegulatoryFull timeTemporary workWork experience placementFlexible hours$200k - $240k
...agility. This means investing in talent,... ...work at an MUFG office or client sites four... ...working closely with Managing Directors and... ...transactions, working with associates and analysts.Lead... ...with limited oversight in all respects,... ...Industry Regulatory Authority (FINRA)...Work at officeRegulatoryPermanent employmentFull timeWork experience placementLocal areaRemote work- ...role of Chief Administrative Officer (CAO). Reporting to the President... ..., the CAO will oversee and manage essential support services... ...safety standards, and other regulatory requirements.TechnologyLead the... ...proper plans for future growth, oversight, protocols, performance...Work at officeRegulatoryPermanent employmentLocal area
$185k - $245k
...Job Description Job Description Corporate Associate Attorney – Private Equity / Investment Management & Funds Locations Boca Raton, Boston,... ...private fund formation, investment adviser regulatory matters, family office representation, institutional investor work,...Work at officeRegulatoryRemote work2 days per week$350k - $400k
...The Chief Risk Officer (CRO) is a newly created role... ...of defense, bringing Regulatory & Compliance,... ...Resilience & Incident Management together under one risk... ...governance, disciplined risk oversight, and regulatory... ...expertise in alternative investments, complex regulatory...Work at officeRegulatoryFull timeRemote work$100k - $150k
...a wide range of investment banking, securities, investment management and wealth management... ...more than 1,200 offices in 43 countries.... ...seeking a Senior Associate/Vice President to... ..., trading, and regulatory use casesPartner... ...OversightProvide oversight and escalation support...Work at officeRegulatoryContract workTemporary workWorldwide$120k - $205k
...providing a wide range of investment banking, securities, investment management and wealth... ...from more than 1,200 offices in 43 countries.... ...of businesses and COOs), Corporate... ...GAAP and the global regulatory regimes. Responsibilities... ..., management and oversight of financial...Work at officeRegulatoryTemporary workWorldwide$165k - $275k
...Finance-Wide Audit and Control Oversight lead serves as a key senior... ...to effective risk management, regulatory compliance, and continuous... ...Operations, Chief Accounting Officer, Finance Management and Finance... ...by offering a wide range of investment banking, securities, wealth...RegulatoryTemporary work$250k - $275k
We are looking for an Investment Banking Operations Officer to join our Investment Banking... ...development, business management, and operational excellence... ..., including budget oversight, revenue tracking, headcount... ...Compliance and Legal to support regulatory requirements, supervisory...Work at officeRegulatoryTemporary workWorldwide$95k - $120k
...client is a bank. They seek a Senior Associate to join their Manhattan, NY office.ResponsibilitiesPrepare financial... ...reports and analysis for management, headquarters, treasury, and corporate... ...business decisionsCompile regulatory reports and ensure accurate reporting...Work at officeRegulatoryLocal areaRemote work$110k - $145k
...candidate will additionally manage all fund accounting... ....Provide oversight of fund administrators... ...positions and liquidity of investments, reconciliations, and... ...fund docs as well as regulatory filings and requirements... ...role will work in the office Monday-Thursday, with...Work at officeRegulatoryFull timeRemote work$185k - $250k
...must be willing to work from NYC Office (hybrid setup). About The Role... ...Chief Operating Officer (COO) to design, scale, and run our... ...Operating System: Design and manage the company’s strategic planning... ...Compliance functions to embed regulatory, contractual, privacy, security...Work at officeRegulatory$210k - $250k
...Global Chief Underwriting Office (GCUO) is a key senior... ...AI roadmaps, aligning investment, engineering capacity,... ...with value, risk, regulatory requirements, and operational... ...risks are actively managed.Hold delivery teams... ...portfolio and program oversight capability.Ability to...Work at officeRegulatoryContract workFlexible hours$150k - $225k
Our client is an investment advisor. They seek a Senior Reporting Associate to join their Manhattan, NY office.ResponsibilitiesAnalyze and communicate... ...to managementMaintain and manage a comprehensive investment... ...investor, management, and regulatory reports, along with cash...Work at officeRegulatoryRemote work$215k - $290k
...Information Security & Risk Oversight Lead Location New York... ...of Defense, the Chief Risk Office and reporting directly to our... ...intersection of technology, risk management, cybersecurity, governance,... ...control frameworks, and regulatory expectations. * Partner closely...Work at officeRegulatoryTemporary workFor contractorsWork experience placement$100k - $170k
...Goldman Sachs Asset & Wealth Management is an opportunity to help... ...to participate in exciting investment opportunities while collaborating... ..., client guidelines and regulatory constraints. This role is highly... ...further empower the team’s oversight over Insurance portfolio...RegulatoryFull timeTemporary workPart time- ...shape how strategic asset management and insurance clients... ...alignment with regulatory, KYC, legal, risk, and... ...related credit portfolio oversight including underwriting... ...required.Strong Microsoft Office skills including Excel... ...we are a leader in investment banking, consumer and...Work at officeRegulatory
$130k - $165k
...****@*****.*** Manager, Program Oversight & Risk ManagementAbout the... ...strategic objectives, risk appetite, and regulatory expectations.The Manager will serve as... ....Advanced proficiency with Microsoft Office Suite, including Excel, Word, PowerPoint...Work at officeRegulatoryRemote work- ...application process. SVP, Chief Credit Officer Full Time Senior Management New York, NY, US 10 days ago... ...on emerging market, economic, regulatory, and industry trends that could impact... ...standards and prudent risk oversight. Portfolio Risk Management and...Work at officeRegulatoryFull timeLocal areaRemote work2 days per week
- ...including funding decisions, liquidity risk management, and effective balance sheet management.... ...basis to provide information to head office, regulators, and holding company... ...secured financing markets Knowledge of regulatory trends in treasury-related matters including...Work at officeRegulatory
- The Global Alterative Investment Solutions team supports the Private... ...tax, internal controls, and oversight over service providers. You... ...balances, investor allocations, management fee calculations, and... ...launchesAssist in preparation of regulatory filingsParticipate in...Regulatory
$145k - $155k
...and agility. This means investing in talent,... ...will work at an MUFG office or client sites four days... ...provide more details.The Associate role is an integral part... ...senior team members in managing major client relationships... ...Financial Industry Regulatory Authority (FINRA) and...Work at officeRegulatoryFull timeLocal areaRemote workOverseas
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