Listed Clearing Specialist

We’re looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations. Responsibilities:

• Support settlements, controls, cash management, and client service for listed products
• Manage DTC cash equity settlements, stock borrow/loan, and OCC options clearing
• Monitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignments
• Ensure DTC/OCC positions and balances are aligned with internal systems
• Investigate and resolve transaction exceptions and settlement failures
• Oversee and monitor work performed by outsourced/offsite operations teams
• Work closely with clearing houses, custodians, banks, and internal stakeholders
• Support clearinghouse margin requirements, reporting, audits, and regulatory requests

• 3+ years of relevant financial services or back-office operations experience
• Strong knowledge of DTC clearing
• Experience with equity settlements, reconciliations, and the full trade lifecycle
• Working knowledge of OCC / options clearing preferred
• Stock loan experience is a plus
• Broadridge Shadow platform experience is a plus
• Ability to effectively oversee and work with outsourced operational teams Phyton Talent Advisors