Senior Supervisory Consultant, Broker-Dealer Compliance
Lincoln Financial Services
Lincoln Financial in Miami is looking for a Supervisory Principal Consultant to support high-volume supervision and risk management within a broker-dealer environment. Key responsibilities include overseeing communication compliance, monitoring non-cash compensation, and providing supervision guidance to financial professionals.
The ideal candidate will have at least 4 years of experience in broker-dealer supervision, a Bachelor's degree (or equivalent experience), and strong knowledge of FINRA requirements. This position offers competitive employee benefits and career development opportunities.
#J-18808-LjbffrVacancy posted 2 days ago
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