VP, Investment Product Attorney — Reg & Compliance Leader
$200k - $220kDormont Manufacturing Co
Dormont Manufacturing Co is seeking an experienced Investment Product Attorney, Vice President, in New York. The ideal candidate will advise on investment products under the Securities Exchange Act of 1934, ensuring compliance and regulatory adherence.
Key responsibilities include negotiating agreements, assisting with regulatory filings, and guiding on legal implications of investment offerings. A strong background of 5+ years is required, along with a law degree and a New York Bar membership. A comprehensive benefits package and competitive salary ranging from $200,000 to $220,000 are offered.
#J-18808-Ljbffr$200k - $220k
...About the Role iCapital is looking to hire an Investment Product Attorney, Vice President, with capital markets and related regulatory expertise... ...Act) and on a wide spectrum of related matters including compliance and regulatory issues, regulatory filings, distribution-...SuggestedFull timeWork at officeRemote work$145k - $200k
Barclays in New York is seeking a Securitized Product Business Oversight Compliance - VP to ensure adherence to compliance standards in securitized product activities. This position requires a strong understanding of US securities regulations and involves working closely...Suggested$165k - $250k
...individual investors by strengthening the companies in which the firm invests. Blackstone’s over $1.3 trillion in assets under management... ...Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new...SuggestedFull timeWork experience placementLocal area- ...than 30 years of experience. The business invests in the full spectrum of alternatives... ...capital and asset finance. Deep industry and product knowledge, extensive relationships and... ...legal, regulatory, reputational and compliance issues Supporting ongoing portfolio management...SuggestedFlexible hours
- TwinThread in New York is seeking a Vice President, Investment Product Specialist. This role involves managing a high-performance portfolio team responsible for multi- and single-asset class discretionary portfolios. The ideal candidate will have over 7 years of relevant...Suggested
$225k - $275k
## Legal & Compliance - PWPF Legal Group - Attorney, SVP (BREIT)Applylocations: New Jersey: San Francisco: Miami... ...our investors, the companies we invest in, and the communities in which we... ...and launch of new initiatives and products* Interpret and apply regulations related...Local areaFlexible hours- TwinThread is seeking a Product Manager in New York to lead product innovation and manage a robust API portfolio. You will work closely with stakeholders to drive successful product launches and deliver high-quality products that meet customer needs. Ideal candidates will...
- A global financial institution is seeking a Senior Product Designer to shape the future of private banking through innovative UX/UI design. In this role, you will translate complex financial challenges into user-friendly solutions, deliver high-quality design assets, and...
- TwinThread in New York is seeking a Product Manager to drive product innovation and manage the product life cycle. You will collaborate with cross-functional teams, lead research efforts, and maintain a strategic product backlog. The ideal candidate has over 5 years of...
- Goldman Sachs Bank AG is seeking a Vice President in Product Management based in New York, NY. This role is crucial for developing and delivering software solutions for trading and corporate banking functions, including managing product lifecycles from conception to launch...
- Citi is seeking a Business Analytics Lead Analyst to drive product and portfolio analytics for key co-brand partnerships. This role will provide actionable insights to enhance credit penetration and optimize customer journeys across various touchpoints. The ideal candidate...Work at office
- ...successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review... ...agencies, and providing guidance on reporting impacts for new products. The ideal candidate should have a strong background in U.S....
$200k - $225k
The Blackstone Group L.P. is seeking a Vice President, Product for our Direct Trading business in New York. This role involves setting the product vision and roadmap for essential trading platforms. Candidates should have at least 8 years of experience in product management...- JPMorgan Chase & Co. is looking for a Vice President, Product Manager for its Payments team in New York. In this key role, you will drive the product lifecycle and lead cross-functional teams through innovative payment product development. The ideal candidate has 7+ years...
- 慨正橡扯 is seeking a Vice President Product Manager to lead the Alternative Lending product team in New York. In this role, you will manage operational readiness and stakeholder engagement for the launch of a flexible lending product. The ideal candidate will have 7+ years...Flexible hours
- Latham & Watkins is seeking an Innovation Attorney for its New York office to lead legal technology initiatives. The role involves defining product vision and roadmap, managing the product lifecycle, and guiding experimentation with emerging technologies. Candidates should...Work at officeFlexible hours
$200k - $225k
Job Overview - Investment Management Attorney Compensation: $200,000 - $225,000/year + bonus Location:... ...will partner closely with investment, compliance, and operations teams on fund... ...credit, hedge funds, structured credit products, and securities regulations is preferred...Monday to Friday$125k - $250k
...This role resides in Global Liquidity and reports into Product/Distribution Management interfacing primarily with the product management... ..., sales and marketing teams as well as technology, legal and compliance. Key Responsibilities: Liaise with internal and external...Temporary workWork at office- Fairygodboss is seeking a Product Manager, Vice President in J.P. Morgan Asset Management... ...research, and ensuring adherence to compliance standards. The ideal candidate should have... ...product management, a deep understanding of investment data, and a Bachelor's degree. The...
- ...firm in New York seeks a Vice President Area Data Owner to oversee data strategies and ensure compliance with standards. You will drive initiatives for AI-ready data products and collaborate with technology teams. The ideal candidate has 6+ years of data management experience...
- ...this by revolutionizing the way investment vehicles are created and... ...automating banking, ensuring compliance, handling contracts, managing... ...opportunity We are hiring our first Product Counsel - a securities lawyer... ...every time a feature touches Reg D, the Investment Advisers...Bank staffNight shift
- ...Piper Sandler & Co. is seeking an experienced Investment Banking Vice President for our Healthcare Biopharma team in New York, NY. This role offers significant opportunities for ambitious professionals to execute high-profile transactions and provide strategic financial...
$250k - $275k
...Citibank (Switzerland) AG is seeking a Vice President in Investment Banking in New York. The role involves formulating investment strategies and assisting clients in capital raising initiatives. Responsibilities include managing M&A transactions and drafting critical...- Fairygodboss is seeking a Financial Product Management Manager, Vice President to lead strategic product initiatives within JPMorgan... ...focuses on developing and implementing product strategies, ensuring compliance, and driving innovation across financial services. Ideal...
$200k - $240k
## VP, Product Management - Legal and Compliance Solutions (Hyrid- NY)Applylocations: Edgewood, NYtime type: Full... ...contributor role for a senior product leader who brings deep domain expertise,... ....* Drive product strategy and investment decisions by aligning priorities with...Local area- Broadridge Financial Solutions is seeking a Vice President, Product Management - Legal and Compliance Solutions. This key role involves leading product strategy for legal and compliance solutions while engaging with clients and evaluating growth opportunities. The ideal...
- 慨正橡扯 is seeking a Product Manager for Co Branded Cards to lead projects integrating generative AI in product development. You will collaborate... ...offerings and streamline workflows, ensuring regulatory compliance and optimal performance. The ideal candidate should have over...
$145k
Job Overview Join us as a Securitized Product Business Oversight Compliance - VP, where you’ll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. In this role, you’ll assess and challenge securitized product activities...Hourly payTemporary work$200k - $240k
Broadridge is seeking a Vice President, Product Management - Legal and Compliance Solutions to help shape the future... .... Drive product strategy and investment decisions by aligning priorities... ...business, commercial, and strategy leaders to evaluate build, partner, or buy...Local area$177k - $295k
...Lead Counsel, HR Products, Insurance & Benefits Rippling gives businesses one place to... ...for a highly‑motivated, business‑minded attorney to join as Lead Counsel, HR Products, Benefits & Insurance on the Legal & Compliance team. In this role you will partner closely...Work at office3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Investment Product Attorney — Reg & Compliance Leader. Be the first to apply!
- vp biotech New York, NY
- vp creative services New York, NY
- assistant vice president sales New York, NY
- vice president creative services New York, NY
- vice president hotel operations New York, NY
- vice president manufacturing operations New York, NY
- vice president business development New York, NY
- senior vice president of operations New York, NY
- senior vice president human resources New York, NY
- vp cloud New York, NY


