Senior Remote Branch Compliance Examiner
Advisor Group
Scottsdale, AZ
- Remote job
Osaic is seeking a Sr. Branch Office Examiner to oversee exams for Financial Advisors affiliated with Osaic Broker Dealers. This role provides guidance and oversight of branch exams to ensure adherence to all applicable regulations. The position requires 5+ years in Compliance or Branch Exams, FINRA Series 7 and 24, and knowledge of retail brokerage products. Travel up to 25% and mentoring junior team members are expected. #J-18808-Ljbffr Advisor Group
Vacancy posted 3 days ago
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