Senior Registered Client Associate

Company Description Triple Crown Wealth Finance provides securities and investment advisory services through Osaic Wealth, Inc., a member of FINRA/SIPC. Osaic Wealth is separately owned, and any additional entities, marketing names, products, or services associated with Triple Crown Wealth Finance are independent of Osaic Wealth. The firm is committed to delivering transparent, compliant, and client-focused financial guidance. Candidates can learn more about the firm’s services, values, and regulatory disclosures by visiting This structure allows team members to work within a well-regulated environment while focusing on long‑term client relationships. Role Description The Senior Registered Client Associate is a full‑time, on‑site role based in Bradenton, FL. This role supports financial advisors by managing client relationships, preparing account documentation, and ensuring accurate and timely processing of client transactions. Daily responsibilities include responding to client inquiries, coordinating meetings, maintaining client records, and assisting with portfolio and account reviews. The role also involves handling administrative tasks, supporting compliance‑related activities, and collaborating with team members to deliver a high level of client service. The Senior Registered Client Associate is expected to act as a primary point of contact for clients, providing professional and courteous support in all interactions. Qualifications Strong client services and communication skills, with the ability to build trust and maintain long‑term relationships. Solid analytical skills and finance knowledge to support account reviews, investment‑related inquiries, and documentation. Sales and relationship management skills to help identify client needs and support advisors in business development activities. Detail‑oriented, organized, and proficient with office and financial software systems. Previous experience in a financial services or wealth management environment, preferably in a client service or registered associate role. Relevant securities registrations and licenses (such as Series 7 and Series 66 or equivalent), or willingness to obtain them as required. Ability to work on‑site in Bradenton, FL, and collaborate effectively within a team‑based environment. #J-18808-Ljbffr Triple Crown Wealth Finance