VP, Internal Audit, Compliance & Legal
Goldman Sachs Bank AG
A leading investment banking firm seeks a Vice President for Internal Audit in Dallas, Texas. This role involves ensuring effective controls and compliance within the firm while conducting audits. The ideal candidate will have over 8 years of experience in internal audit or compliance and must possess a strong understanding of regulatory requirements. The position offers opportunities for growth in a dynamic environment, backed by a commitment to diversity and inclusion. #J-18808-Ljbffr
- ...In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing... ...financial reports, monitoring the firm's compliance with laws and regulations, and advising... ...), financial crime risks and corporate legal functions ~ Strong understanding of compliance...Legal
- ...Morgan Stanley is seeking a Global Financial Crimes KYC Advisory Officer to join their Legal & Compliance division. This Vice President level position involves drafting and maintaining the firm's Global KYC Standards, coordinating with various stakeholders, and managing...Legal
- ...Stanley is seeking a Vice President for Artificial Intelligence Compliance in Wealth Management Compliance. This role involves providing... ...fostering responsible innovation. The candidate will collaborate with legal and risk teams, review AI models, and establish compliance...Legal
$248k - $372k
...reports functionally to the Audit Committee of the Board of Directors... ...in governance, risk, and compliance Own and evolve the SOX... ...Work with human resources, legal, and leadership to ensure employee... ...the face of audit client or internal pressure. Is viewed as a strategic...LegalFull timeWork at officeFlexible hours$250k - $300k
...Job Description: SEC Attorney (VP) Location – Dallas on site Starting Salary Range – $250k - $300k DOE This role is bonus eligible We’re hiring an SEC Attorney to oversee GMR’s legal compliance with US Securities and Exchange Commission (SEC) reporting obligations. This...LegalRelocation$108k - $185k
...Vice President, Artificial Intelligence Compliance Officer in Wealth Management Compliance... ...closely with senior business, legal, risk, and technology stakeholders to enable... ...effectiveness. Support regulatory inquiries, internal audits, and examinations (e.g., SEC, FINRA,...LegalTemporary workLocal area- ...A leading global investment firm is seeking a Vice President for Internal Audit in Dallas, Texas. The role demands significant experience in compliance and auditing, particularly in financial crime risk management. Responsibilities include developing a deep understanding...
$114.72k - $172.08k
...Compliance Risk Management Officer Serves as a compliance risk officer for Independent... ...Management (ICRM) responsible for establishing internal strategies, policies, procedures,... ...compliance with various regulatory and legal requirements and to ensure compliance risks...LegalFull timeFlexible hours- ...INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions...
- ...INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls... ...reports, monitoring the firm's compliance with laws and regulations, and advising... ...Controls surrounding regulatory reporting, legal entity reporting, financial reporting and...LegalLocal area
- ...Internal Audit In Internal Audit, we ensure that Goldman Sachs maintains effective controls... ...reports, monitoring the firm's compliance with laws and regulations, and advising... ...Controls surrounding regulatory reporting, legal entity reporting, financial reporting and...LegalLocal area
- ...Global Compliance Our division prevents, detects and mitigates compliance... ...to regulatory examinations, audits and inquiries. You'll be part... ...laws in partnership with Legal, Compliance, Engineering,... ...Qualifications Bachelor's degree or international equivalent Demonstrated...LegalWork experience placementWork at officeLocal area
- ...Vice President Cloud Technology Auditor Internal Audit ensures that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart...Local area
- ...In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique...Local area
- ...Global Financial Crimes (GFC): US Investigations Vice President In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice...Legal
- ...Global Financial Crimes to lead and help establish Morgan Stanley's Global Financial Crimes Crypto Investigations team. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of...LegalWork at office
- ...worldwide taxes. We are responsible for tax compliance, financial reporting of taxes, tax... ...its clients; tax planning for the firm; legal interpretations and support for implementation... ...tax counsel, accounting firms, and internal stakeholders to ensure appropriate tax planning...LegalLocal areaWorldwide
- ...includes United Surgical Partners International, the largest ambulatory... ...the company’s tax strategy, compliance, planning, and risk management... ...standards. Manage all tax audits, inquiries, and examinations... ...Partner closely with Finance, Legal, Treasury, Internal Audit, and...LegalLocal area
$120k - $151k
...Financial Crimes Division (GFCD), Global AML Compliance Department, s/he will report to the... ...administered by the US and major international regulatory and standards-setting bodies... ...Master's degree in Business, Accounting, Legal or related field Nice to have: CAMS,...LegalWork at officeLocal areaRemote workHome office- ..., or offering analytical and regulatory compliance support, our work contributes directly to... ...approve loan transactions, determine internal credit ratings, regulatory risk ratings,... ...Coordinate with Global Banking & Markets, Legal, Operations, and Compliance departments...Legal
$120k - $205k
...Global Financial Crimes (GFC) Senior KYC Advisory Officer In the Legal & Compliance division, this Vice President‑level position supports the firm’s enterprise‑wide Financial Crimes Prevention efforts. The role sets KYC policy in coordination with Global Financial Crimes...LegalWork at officeWorldwide3 days per week$114.72k - $172.08k
...and key issues for senior management and internal governance committees.... ...at one time Extensive knowledge of all legal, regulatory, appraisal, and corporate policies... ...procedures in order to ensure business compliance to minimize corporate risk ~ Proficient...LegalFull time- ...responsible for ensuring organizational compliance with applicable federal and state fair... ...corrective actions arising from internal reviews, audits, or regulator findings. Serve as the... ...Identification 31763 Job Category Legal, Compliance & Audit Posting Date 02...LegalFull timeWork experience placementInterim roleLocal areaFlexible hours
- ...Financial Crimes (GFC) Senior KYC Advisory Officer In the Legal & Compliance division, we assist the Firm in achieving its business... ...and an ability to manage and appropriately escalate issues internally Outstanding interpersonal skills and team-player attitude...LegalTemporary work
- ...Consultant – Financial Crime Audit & Testing At Crowe, you can... ...Consultant in our Regulatory Compliance Financial Crime practice, you... ...Bank Secrecy Act (BSA) laws; internal audit processes and best... ...understanding of BSA/ AML, sanctions, legal and regulatory environment...LegalTemporary workLocal area
$114.72k - $172.08k
...Audit Manager The Audit Manager is an intermediate level role... ...accuracy and applicability to internal audit testing and regulatory... ...a product line, function, or legal entity at the regional or country... ...and assets, by driving compliance with applicable laws, rules and...LegalFull time- ...aligned with the organization’s growth, profitability, and compliance objectives. The Director leads a high-performing team of... ...through analytics and reporting. Collaborate with Compliance, Legal, and Internal Audit to ensure all credit policies and practices meet...LegalFull timeLocal areaMonday to FridayWeekend work
- ...summarize your role as an investigations attorney handling internal and regulatory enforcement matters for Morgan Stanley’s Wealth... ...of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They...LegalWorldwide
- ...on the structuring, negotiation and execution of debt and equity real estate transactions, taking into account legal, regulatory, reputational and compliance issues Supporting ongoing asset management Managing outside counsel and overseeing legal due diligence Handling...LegalFull timeTemporary workWork at officeFlexible hours
- ...strategy. Partnering closely with the VP of Risk Management & Insurance and... ...reporting to senior leadership, the Audit Committee, and the Board. Support... ...across global teams. Partner with Internal Audit, Legal, Compliance, ESG, and Information Security to strengthen...Legal
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