Compliance Manager - Broker-Dealer & AI Governance
Gusto
Gusto is seeking a Compliance Manager for its Retirement Compliance Team in San Francisco. This role focuses on managing compliance across RIA and BD entities, ensuring that programs are well-documented and aligned with regulations. The Compliance Manager will oversee execution, testing, and governance while leading the integration of AI tools into compliance processes. Ideal candidates will have over 5 years of experience in compliance, a strong understanding of FINRA and SEC regulations, and the ability to manage multiple compliance programs efficiently. A competitive salary package includes base pay and benefits. #J-18808-Ljbffr Gusto
Vacancy posted 3 days ago
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