US Trading Controls Specialist - Regulatory Oversight
Nomura Holdings, Inc.
Nomura Holdings, Inc. in New York, NY seeks an Operations Trading Controls Associate to lead US regulatory controls and booking structure frameworks. The role partners with Global Trading Controls to ensure compliance with evolving regulations and robust control design across the US portfolio. The position reports to the Global Head of Trading Controls, with a focus on delivering control effectiveness, testing, and governance across regions. #J-18808-Ljbffr Nomura Holdings, Inc.
$65k - $72k
...strategy. Visitdsv.com and follow us onLinkedInandFacebook.... ...Job Posting Title : Senior Control Tower Specialist, Cloud Logistics Time Type... ...role provides end-to-end oversight of freight movements spanning... ..., accessorials, and regulatory requirements related to delivery...RegulatoryFull timeWork at officeLocal area$81.4k - $151.8k
...Product Controller Under the direction of the Associate Director,... ...which includes Primary Dealer, US Money Markets, Securitized... ...High Yield, and Origination trading desks. This includes daily P&... ...Coordinate with legal entity and regulatory accounting, risk, operations,...RegulatoryPart timeWork at officeLocal area$85k - $140k
...Wealth Management). Public Product Control team, which is responsible for oversight of private debt and equity... ...will be responsible for investor and regulatory reporting.Principal Responsibilities... ...temporary, full-time and part-time US employees who work at least 20 hours...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office$120k - $130k
...receive an alert: Job Title: Operations Trading Controls Associate Corporate Title: Associate... ...Management, Shared Services, Regulatory Reporting and Wealth Management, delivering... ...will assume full responsibility and oversight for the US portfolio, with a primary focus on...RegulatoryWork at officeWorldwideRelocation package$106.2k - $167.2k
## Sr. Specialist, US Managed Markets (Hybrid - Upper Gwynedd, PA)Applyremote type: Hybridlocations... ...reporting* Partnering with the US Controllers Team and internal and external... ...performance, incorporating market events (e.g. regulatory changes, competitive dynamics, product...RegulatoryContract workFor contractorsLocal areaRelocationVisa sponsorshipFlexible hours- ...days) to receive an alert: Specialist, Training Location: Westlake, LA, US, 70669 Facility: Lake... ...Olefins and Polyolefins, and Trading LyondellBasellis a... ...training-related audits and regulatory compliance activities,... ..., H&OP, and document control practices. Experience developing...RegulatoryFor contractors
- California State University Long Beach seeks a Pest Control And Spray Specialist to oversee ground treatments, irrigation operations, and related... ...strong knowledge of integrated pest management and regulatory compliance, with emphasis on safe chemical handling and staff...RegulatoryFull time
- ...strong governance and rigorous controls are essential to ensure... ...responsibly, and in line with regulatory expectations. In this role, you... ...to AI model validation, or AI oversight functions within a financial... ...throughout the world entrust us with their business in more than...Regulatory
$71.9k - $113.2k
Job Description Join Us in Shaping the Future of... ...the way. As a Methods Specialist, you will be part of a... ...closely with Quality Control, Manufacturing Operations... ...Technology Solutions, Regulatory Affairs, Statistics,... ...and approval with oversight from senior staff; update...RegulatoryFor contractorsLocal areaRelocationVisa sponsorshipFlexible hoursShift work- ...Senior Manager/Associate Director, Quality Control to lead QC activities for clinical and commercial... ...through PPQ and registration, requiring oversight of testing, stability, reference standards, investigations, and regulatory collaboration. Based in either Boston, MA or...RegulatoryWork at office
$96.6k - $221.3k
...Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide... ..., LP and Baker Tilly US, LLP, trading as Baker Tilly, are... ...Risk Services team as a Quality Control Manager! As one of the fastest... ...knowledgeable in both state and federal regulatory requirements for real estate...RegulatoryWork experience placementLocal areaWorldwide- TD Bank US Compliance is building a more resilient and scalable... ...Senior Compliance Business Oversight Manager will provide oversight... ...change management for new/regulatory updates, monitor risk indicators... ...teams to strengthen controls and reduce risk. #J-18808-Ljbffr...Regulatory
$120k - $200k
...Director with 5-10 years of experience in regulatory and financial reporting within the... ...involves establishing and maintaining a strong controls governance framework, managing the... ...SOX and non-SOX areas, with governance oversight of the regulatory reporting controls function...RegulatoryFull timeWork at officeFlexible hours$94k - $110k
Description: Join us in building the future of finance. Our... ...rewards. The Middle Office Trading team’s mission is to deliver... ...operational risk tasks. As an Trading Specialist on the Middle Office Trading... ...operational workflows to regulatory response processes Support...RegulatoryWork at officeFlexible hoursShift work3 days per week$113k - $150k
## Sr. Specialist QC / Sr. Scientist QCApplyremote type: On-sitelocations... ...a variety of skills to help us achieve our commitment.... ...senior-level technical oversight and hands-on execution support... ...Support deviations, CAPAs, change controls, regulatory inspections, and observation...RegulatoryFull timeWork at office$3,596 per month
...application of horticultural and pest control treatments to campus grounds... ...and Plumbing Shops) Building Trades (Lock, Sign, Carpentry, Paint... ...Pest Control And Spray Specialist Compensation Salary... ..., irrigation operations, and regulatory compliance, with demonstrated...RegulatoryPermanent employmentFull timeTemporary workH1b$70.49k - $119.89k
...Second Line of Defense (2LOD) Controls Testing partner within... ...ELCs), including governance and oversight activities, risk reporting processes... ...Framework requirements, regulatory expectations, and industry standards... ...-based visa). Working with Us As a Northern Trust partner,...RegulatoryH1bWork at officeWorldwideFlexible hours- ...Description Join JPMorganChase as a Control Manager where you will lead... ...processes. You will provide oversight of various processes... ...risks, ensuring compliance with regulatory requirements, and supporting... ...practical training (CPT). About Us JPMorganChase, one of the...RegulatoryWork at officeVisa sponsorship
$114k - $170.2k
...Corporate Audit SOX and Controls Position SummaryJetBlue... ...business needs and regulatory expectations.Essential... ...assessment, scoping, execution oversight, and reporting.Oversee... ...within publicly traded companies or public accounting... ...to work in the US is required, this position...RegulatoryTemporary workWork experience placementWork at officeFlexible hoursNight shift- ...is seeking a Senior QSF Accounting Manager to support the QSF Controller in managing settlement trusts, AP/AR/GL, controls, and scalable... .... The role emphasizes building technology-enabled workflows, regulatory adherence, and cross-functional collaboration with clients to...Regulatory
- ...understand what drives us and how we work.... .... It offers spot trading, margin, futures, staking... ...a unified risk oversight strategy. The... ...operating effectiveness of controls across governance, regulatory, financial, and... ...and you'll direct specialist support wherever deep...RegulatoryLocal areaImmediate start
$22.67 - $38.55 per hour
...Position Purpose The BSA Specialist supports the Bank's Bank Secrecy... ...CFT), Office of Foreign Assets Control (OFAC), Customer Due... ...monitoring, review, research, and regulatory reporting activities. The BSA... ...diversity, and it’s important to us that all of our locations...RegulatoryWork at officeLocal area- ...labeling documents for submission to the US Food and Drug Administration (FDA). Labeling... ...Reports and PSURs in compliance with regulatory requirements and within company timelines... ...Candidate will be required to work with limited oversight and have a basic understanding of FDA...RegulatoryWork at office
$80k
Controller - $80000 The New York Credit Union Association... ...is the official state trade association for New... ...training, outreach and regulatory compliance. We also work... ..., and it inspires us to fight for the financial... ...for financial oversight for OwnersChoice and NYCUF...RegulatoryWork at office- ...understand what drives us and how we work.... .... It offers spot trading, margin, futures,... ...a unified risk oversight strategy. The function... ...effectiveness of controls across a broad IT... ..., monitoring, and regulatory and policy compliance... ...co‑sourced specialists, to ensure quality...RegulatoryLocal area
$160k - $260k
...Intelligent Automation & Controls within the Office of the US CFO will own the prototype... ...transformation across Regulatory Reporting, Financial Control... ...(not sponsorship or oversight alone)Strong judgment in... ...with familiarity to the trade lifecycleFoundational understanding...RegulatoryFull timeWork at officeFlexible hours- ...to join our Broker Dealer and Regulatory Reporting group in Broker... ...regulations to provide the necessary oversight for the daily activity. What... ...reporting, audit and risk control, and client reporting. This... ...that it's our people who give us a competitive advantage and drive...Regulatory
$85k - $145k
...Due Diligence (EDD), handling regulatory referrals, and contributing... ...in its Financial Crimes oversight of the RBCCM Customer Due Diligence... ...Policies, Procedures, and Controls program. Provide effective... ...Certified Anti-Money Laundering Specialist (CAMS) designation (or...RegulatoryFull timeFlexible hours- ...Sr Manager, Tax Reporting & US Tax Compliance The Senior Manager... ..., and tax related SOX controls while supporting international... ...jurisdictions. Indirect Tax Oversight Support indirect tax reporting... ...leadership. Monitor legislative, regulatory, and accounting developments...RegulatoryWork at officeRemote work
- ...learn, grow and succeed. So join us, step towards a brighter... ...Mandurah and Armadale. As the Specialist Safety you will be responsible... ...to support risk reduction, regulatory compliance and continual improvement... ...drive governance of Critical Control Performance Standards to...RegulatoryPermanent employmentTemporary workNight shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to US Trading Controls Specialist - Regulatory Oversight. Be the first to apply!
- cost specialist Brooklyn, NY
- strategic sourcing specialist Brooklyn, NY
- absence management specialist Brooklyn, NY
- peer recovery specialist Brooklyn, NY
- authorization specialist Brooklyn, NY
- treasury specialist Brooklyn, NY
- print production specialist Brooklyn, NY
- workforce management specialist Brooklyn, NY
- wellness specialist Brooklyn, NY
- hearing aid specialist Brooklyn, NY


