Compliance Analyst: Regulatory Reporting & Trading Oversight
Susquehanna International Group LLP
Susquehanna is seeking a Compliance Analyst to support the firm’s core regulatory compliance program in a structured financial services environment. This role emphasizes ownership of detail-oriented processes and confidentiality. You will administer the personal trading policy, coordinate licensing and registration with regulators, and conduct periodic control reviews while supporting regulatory exams and audits. Integrity and cross-functional collaboration are essential. #J-18808-Ljbffr Susquehanna International Group, LLP
- Overview Trading Compliance ensures the firm's trading activity is effectively... ...of timely and informed regulatory advice, and the maintenance... ...guidance and compliance oversight to the firm’s fixed income... ...144, Rule 10b-5, SEC/FINRA reporting rules, and market abuse regimes...Regulatory
- ...team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real-time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures... ...144, Rule 10b‑5, SEC/FINRA reporting rules, and market abuse regimes...Regulatory
$170.9k - $231.3k
OverviewThe Associate Director of Regulatory Affairs Strategy will work... ...in thewriting and oversight of regulatory submissions, coordinating... ...SOPs for regulatory compliance.Provide US specific regulatory... ...submissions, e.g., INDs, CTAs, safety reporting, etc.Excellent...RegulatoryFull timeTemporary workLocal areaWorldwideFlexible hours2 days per week- Overview Susquehanna is seeking a Compliance Analyst to support the firm's core regulatory compliance program. This... ...compliance areas (e.g., personal trading, conflicts of interest, OBAs); licensing... ...; regulatory and trade reporting; marketing material review; AML;...RegulatoryVisa sponsorship
$91.1k - $163.1k
...transformational projects or transactions.Work you'll doAs a Rural Health Reporting & Compliance Delivery Senior Consultant on the Operations Transformation... ...with requirementsSupport subgrantee or subcontractor oversight activities, including reviewing progress reports, invoice...SuggestedFor contractorsFor subcontractorWork at officeLocal areaRelocationNight shift$195.53k - $325.88k
...each decision.Make hard trade-off calls — building... ...and how evaluation and oversight make that safe.Operate... ...without direct reports and influencing engineering... ...Experience navigating GxP, regulatory, and data-governance... ...to ensure GSK’s compliance to all federal and state...RegulatoryFull timeLocal area$70k - $150k
...Investigations, Diligence and Compliance - Specialist practice is... ...investigations, forensic accounting, regulatory compliance, internal (client... ..., logical and objective reports which present research and... .... Provide guidance, oversight, and review for Interns and...RegulatoryTemporary workInterim roleFlexible hours- ...Vice President, Banking Compliance, HMDA & CRA Officer About the... ...pivotal in leading Fair Lending oversight and requires the ability to advise senior leaders on regulatory risk while maintaining a... ...disclosures, overseeing HMDA data and reporting, and preparing for...Regulatory
$171.6k - $286k
...acceptable error, and human oversight instead of fixed... ...Enterprise AI portfolio.Make trade-off recommendations.... ...information:Reporting line: VP, Commercial AI... ...Awareness: Navigates GxP, regulatory, and data-governance constraints... ...designed for the real compliance environment from the...RegulatoryFull timeLocal areaShift work- Susquehanna International seeks a Compliance Analyst to support the firm’s regulatory compliance program. You will help ensure obligations are... ...a financial services setting. Experience in trading-related compliance and reporting is valued. #J-18808-Ljbffr Susquehanna...Regulatory
$195k - $325k
...The Senior Director, Risk & Compliance Business Partners R&D will set... ...clinical, discovery and regulatory technology. About the team.... ...within the assigned area.Provide oversight and coaching to the team on... ...engagements, and on the reporting of CAPA status.Provide oversight...RegulatoryFull timeWork at officeLocal area$115k - $125k
...actively encourages professional growth.The Compliance Specialist provides comprehensive legal... ..., preparing and filing disclosure reports, coordinating intake and investigations... ...maintaining records, and ensuring clients meet regulatory obligations and critical deadlines. The...RegulatoryFull timeWork at office3 days per week- ...Fund Controller/Compliance Officer Location... ..., financial reporting, valuation, and operational... ...comply with regulatory requirements,... ...allocations. Valuation Oversight Coordinate... ...including: Trade surveillance... ...Chartered Financial Analyst (CFA) Why Fidem...RegulatoryFull timeLocal area
- ...blockchain. We build blockchain infrastructure, compliance solutions, and AI tools that help... ...Track activity, forecast revenue, and report on pipeline progress What We're Looking... ...the public sector Familiarity with regulatory and compliance considerations in...RegulatoryFor contractorsImmediate startRemote work
- ...organizational policies and regulatory requirements. Provides leadership... ...service operations in compliance with regulatory requirements... ...automation including monitoring, reporting, and process improvement.... ...workflow needs. Provides oversight for drug procurement,...Regulatory
$122.3k - $218.55k
...an FCC business unit (CT Corporation or Compliance Solutions) through the development and... ...models, and business planning initiatives. Reporting to the Director, Sales Strategy, FCC,... ...services, software, or financial/legal/regulatory compliance markets.Our Interview...RegulatoryFull timeWork at office$90k - $200k
...American Investigations, Diligence and Compliance practice is seeking a Senior Manager based... ...investigations, forensic accounting, regulatory compliance, including business intelligence... ...well structured, logical and objective reports which present research and analysis in a...RegulatoryTemporary workFlexible hours$131k - $218.3k
...Risk - Middle and Back Office Oversight - Investment Management Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps... ...operating functions, including trade lifecycle controls (pre-/post... ...management, and management reporting) across internal teams and third...Regulatory$151.7k - $270.95k
...Managers and Sales Leadership across CT Corporation and Compliance Solutions. Reporting to the VP, Revenue Operations, FCC, this role owns go-to... ...B2B information services, software, or financial/legal/regulatory compliance markets, with both subscription and transactional...RegulatoryFull timeWork at office- ...passion for helping clients maintain compliance and ensure the integrity of their operations... ...websites, construction databases, trade publications, industry associations, government and regulatory filings, and market research reports to identify new constructionPosition...RegulatoryFull timeLocal areaMonday to Friday
- ...provider credentialing, enrollment, or related healthcare compliance software. Reporting to the Senior Vice President of Sales, you will own a... ...credentialing, and identity management landscape ● Stay current on regulatory and industry trends relevant to health system buyers...RegulatoryContract work
- ...Security, Risk and Compliance ConsultantPhiladelphia, Pennsylvania, United StatesWHO WE... ...Compliance framework mapping and implementation,Regulatory mapping and implementationAudit, risk... ...or Information Security risk reporting and monitoringCreation of roadmaps to mature...RegulatoryPermanent employment
- ...growth targets while maintaining quality, compliance, and brand excellence.What You'll DoThe... ...sales operations metrics and reporting frameworks; track proposal win rates, pursuit... ...support strategic decision-making, including regulatory/therapeutic trends (Life Sciences),...RegulatoryFull timeContract workWork at officeFlexible hours
$70k - $75k
...aim to lead the nations cannabis industry with a focus on regulatory compliance, product consistency, and customer satisfaction. Our operations... ..., identifying sales trends, and business writing & reporting. Skills in conflict resolution, strategic thinking, decision...RegulatoryHourly payPermanent employmentFull timePart timeLocal areaNight shiftWeekend work- ...performance within an assigned territory Reporting to the Regional Sales Director, this... ...awareness aligned with approved messaging and compliance standards.Conduct high-quality virtual... ...compliant with company policies and regulatory requirements.Conduct impactful video...RegulatoryWork at officeLocal areaRemote work
- OverviewSusquehanna has an opportunity for an Attorney to join our Regulatory Counsel Team within our Compliance department in our Bala Cynwyd headquarters. This team... ...’s compliance program and interfaces directly with trading, technology, operations, and legal teams as well as...Regulatory
- ...opportunities and leads manages and executes Regulatory and Accreditation projects from conception... ...General Experience with data analysis and reporting in an environment with significant regulatory requirements and oversight Required General Experience making substantial...RegulatoryFull time
- The Vice President, Trading and Product Risk Intelligence... ...leadership team, reporting directly into the Senior... ..., and predicting regulatory trends and their potential... ...on regulatory oversight, emerging risks, and intelligence... ...disciplines including compliance, risk, intelligence,...RegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate startNight shift
$155k - $312.2k
...LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent... ..., manage contract financial compliance, and document policies and... ...the organization, establish reporting structures, and ensure... ...financial, operational, and regulatory risks Manage and implement...RegulatoryContract workLocal areaWorldwide$24.5 per hour
...aim to lead the nation's cannabis industry with a focus on regulatory compliance, product consistency, and customer satisfaction. Our operations... ...closing inventory, inventory reconciliation and inventory reporting) on non-peak periods. Facilitate training and...RegulatoryHourly payPermanent employmentFull timePart timeLocal areaDay shift
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