Senior Compliance Director & Regulatory Strategy Lead
Valid8 Financial, Inc.
Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer. This individual will play a key leadership role in the oversight and administration of the Firm's broker-dealer and investment adviser compliance programs, providing regulatory guidance across Investment Banking, Capital Markets, Research, Sales & Trading, and other business initiatives, while helping ensure the Firm operates in a #J-18808-Ljbffr Valid8 Financial, Inc.
Vacancy posted 4 days ago
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