Director of Regulatory Compliance & Examinations
moomoo
Futu US Inc. is seeking a Director of Compliance to lead regulatory examinations, investigations, and surveillance across FINRA, the SEC, and state regulators. You will manage clearing operations compliance, AML controls, and reporting for a global broker-dealer network. You will partner with Risk, Finance, IT, and Operations to build effective controls, respond to regulator requests, and drive remediation efforts while reporting to senior leadership. #J-18808-Ljbffr moomoo
Vacancy posted more than 2 months ago
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