Broker-Dealer Sales Supervisor & Compliance Trainer
Integrity
Integrity in Urbandale, IA, is seeking a Broker-Dealer (BD) Sales Supervision professional. This role involves supervising BD activities, ensuring compliance with regulations, and developing training materials. The ideal candidate will bring over 2 years of experience in the FINRA and SEC regulated space, along with strong skills in communication and organization. The successful applicant will also possess relevant licenses, such as Series 7 and 24 and have a strong focus on building client relationships. Integrity is committed to creating a diverse workplace. #J-18808-Ljbffr Integrity
Vacancy posted 4 days ago
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