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Senior Surveillance Analytics Lead

Financial Industry Regulatory Authority, Inc.

FINRA is seeking an Associate Principal Analyst in the Surveillance and Market Intelligence unit within Regulatory Operations – Surveillance. You will conduct routine surveillance reviews of moderate to high complexity to identify unusual market activity and potential violations of federal securities laws and FINRA/client rules. You will analyze trading activity, research rules and advisories, develop analytics and surveillance tools, prepare detailed reports, and collaborate across teams to #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.

Vacancy posted 18 hours ago
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