RIA Compliance Manager & LatAm Risk Advisor
BBVA Global Wealth Advisors
BBVA Global Wealth Advisors is looking for a detail-oriented Compliance Manager in Miami, Florida. The successful candidate will partner with the Deputy CCO to enhance the SEC compliance program, leveraging substantial RIA compliance experience while providing guidance on regulatory requirements. This role requires 5+ years in compliance, bilingual proficiency in English and Spanish, and a Bachelor's degree in Finance, Economics, or a related field. Join us to promote a strong culture of compliance. #J-18808-Ljbffr BBVA Global Wealth Advisors
- Compliance Manager | SEC / RIA Oversight About the Opportunity A growing investment management organization is seeking a Compliance Manager to oversee and enhance its regulatory compliance framework across advisory operations, fund oversight, and internal controls. This...Suggested
- ...diverse team within the Latin America ( LATAM) market of J.P Morgan's International Private... ...Our Private Bank is a global wealth management leader that delivers the highest quality... ...work as part of a team of expert client advisors (bankers, global investment specialists,...Suggested
- Private Banking High Net Worth Relationship Manager - LATAM Brand: HSBC Area of Interest: Private... ...: Hybrid Worker Date: 5 May 2026 In compliance with applicable laws, HSBC is committed... ...client relationship management with strong risk assessment and management capabilities...Suggested
- High Net Worth Relationship Manager - LATAM Brand: HSBC Area of Interest: Private Banking Location... ...: Hybrid Worker Date: 5 May 2026 In compliance with applicable laws, HSBC is committed... ...relationship management with strong risk assessment and management capabilities...Suggested
- ...America and the Caribbean. You will deliver crucial actuarial inputs and collaborate with underwriters and pricing teams to ensure compliance with technical pricing policies. Ideal candidates will have at least 10 years of relevant experience, excellent communication...Suggested
$170 per hour
...come. Job Purpose and Impact The Regional TCM RMG North America & LATAM (excluding Brazil) Credit Manager is embedded into the Trade and Capital Markets Business within Cargill and part of the Risk Management Group ("RMG"). The Regional Credit Manager is responsible...- ...planning analyses for high net worth clients. The role requires fluency in Spanish and experience in managing relationships with ultra-high net worth individuals from LATAM. The ideal candidate will conduct market analyses, travel internationally, and provide tailored...
- JPMorgan Chase in Miami is seeking a qualified wealth management professional to provide tailored financial solutions for high net worth clients in LATAM. This role demands fluency in Spanish and significant experience in financial sales to UHNW individuals. The successful...
- A leading fintech company is seeking a Director of Compliance for the Americas Region. You will oversee compliance programs across the U.S., Canada, and LATAM, enhancing AML programs and ensuring regulatory adherence. The ideal candidate has 8-10 years in compliance roles...
$120k - $150k
Smith Hanley Associates is seeking a Health Actuary - Manager to work remotely. In this role, you'll support risk management and analytics in a value-based care organization. Candidates should have a Bachelor's degree in actuarial science or related field, ASA credential...Remote job- Overview ReturnPro is seeking a Manager of Safety, Compliance & Risk to lead and strengthen our safety culture, regulatory compliance, and risk mitigation efforts across facilities. This role oversees workplace safety programs, OSHA and state compliance, hazardous materials...Local area
- Fairygodboss is seeking a Program Banker Analyst at their Miami office to deliver exceptional client experience within J.P. Morgan's International Private Bank. This role includes developing customized financial strategies, collaborating with experts, and assisting with...Work at office
- ...Private Banker for its Latin America Private Bank in Miami, FL. The role involves advising ultra-high net worth clients on wealth management, building strong client relationships, and generating new business. Candidates should have over six years of experience in...
- A global motor corporation is seeking an Inventory Planning Supervisor in Miami, Florida. The role includes managing procurement and order processing for LATAM and Caribbean markets, ensuring parts availability, and analyzing supplier performance. Candidates should have...
- Publicis Groupe en Miami busca un Supervisor de Medios para liderar la planificación y ejecución diaria de estrategias para marcas en LATAM. Este rol implica colaborar con equipos internos y clientes para ofrecer soluciones de medios efectivas. El candidato ideal debe...
- Product Manager, LATAM job at Airbnb. Miami, FL. Airbnb was born in 2007 when two hosts welcomed three guests to their San Francisco home, and has since grown to over 5 million hosts who have welcomed over 2 billion guest arrivals in almost every country across the globe...Casual workWork at officeLocal areaWorldwideFlexible hours
- ...Experience Private Bankers & Relationship Managers International private bank & RIA is seeking experienced private bankers & relationship managers with active HNW portfolios from Latin American based clients. AUM should exceed 100M to be considered as well as the ability...
- ...are responsible for advising families on building, preserving and managing their wealth. You will use your knowledge of investments,... ...holistic goals based planning approach Strictly adhere to all risk and control policies, regulatory guidelines and security measures...Temporary workWork experience placementLocal area
- ...for building and leading GVW's enterprise risk capability across the group and its... ...technology risk. It is not a traditional compliance or audit role. The focus is on enabling the... ...is understood, structured, and actively managed across operations, investments, and technology...Contract workWork at officeLocal area
- ...working with a global client seeking a Chief Risk Officer (CRO) to join their executive... ...a comprehensive enterprise risk management framework across the organization. The CRO... ...including technology, cybersecurity, fraud, and compliance. Partner with finance, actuarial,...
- ...Private Banking team covering ultra-high net worth clients in the LATAM market. This position offers a unique opportunity within a... ...performance. The successful candidate will assist in relationship management, client servicing, and coordination with various financial...
$90k
...RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full... ...Join a 10-year-old boutique wealth management firm founded by former major wirehouse... ...office team for trading, support, and compliance Conduct client meetings in preferred...Full timeRemote workFlexible hours- ...company in Miami seeks a Sales Director to drive the strategic partnership with PriceSmart across the LATAM region. Responsibilities include P&L ownership, relationship management at senior levels, and strategic account planning. The ideal candidate will have over 10 years in...
- ...Risk Management And Compliance Officer Administer and manage the facility's risk management and compliance programs. Position also serves in capacity of privacy officer. Education/Experience: Bachelor Degree in a Health related field preferred. Five (5) years of...Contract work
- ...Director of Compliance Full-Time | Miami, FL (or possibility for Remote) | Mortgage Compliance Leadership... ...The Director of Compliance is a senior working manager responsible for leading system‑driven, operational, and risk‑sensitive compliance functions. This role serves...Full timeLive inLocal areaRemote work
$80k - $120k
...organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a... ...accuracy of documentation. Document Production/Management: Adhere to document production timelines... ..., taking proactive steps to mitigate risks. Keep stakeholders up to date on project...Temporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours- ...General Description: The USI Insurance Services Personal Risk Practice provides comprehensive risk management and insurance consultation to high net worth... ...complex financial and insurance needs. The Private Risk Advisor (PRA) is an outside sales position responsible for...Temporary workWork at officeLocal areaFlexible hours
$80.63k - $130.61k
...DEPENDING ON QUALIFICATIONS AND RELEVANT EXPERIENCE. Manages grant compliance and/or grant programs for an assigned area; including budgeting... ...outline and explain grant regulations, changes and audit risks and concerns. Monitor, manage and mitigate compliance...Full timeContract workPart timeWork at officeLocal area- Goldman Sachs Group, Inc. is seeking an Associate, Non-Self-Sustaining Advisor in Miami, Florida. This role involves creating comprehensive wealth management plans for ultra-high net worth individuals, predominantly based in Mexico. The ideal candidate will have a Master...
- ...platform with long-term capital and safety-critical businesses. Risk at GVW is not managed through policy alone , it is governed through decision... ...-on, organization-wide operating role, not an advisory or compliance function. Key Responsibilities Enterprise Risk...Contract workWork at officeLocal areaRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to RIA Compliance Manager & LatAm Risk Advisor. Be the first to apply!
- investment consultant Miami, FL
- senior investment advisor Miami, FL
- investment advisor Miami, FL
- regulatory manager Miami, FL
- manager regulatory affairs Miami, FL
- head compliance Miami, FL
- finance compliance manager Miami, FL
- compliance manager Miami, FL
- regulatory affairs director Miami, FL
- training and compliance manager Miami, FL

