Senior Client Services Representative

Job-ID: 6755Category: Growth & SalesLocation: San Diego, CA, United StatesWorkplace: On-siteSchedule: Full timePosted: 2026-10-06Minimum Salary: 25Maximum Salary: 32Finra Registration: YesSr. Client Services Representative –This person supports Financial Professionals (Registered Representatives) with running their day-to-day Investment practice while enhancing the customer service level and experience. This role may cover up to 3 Financial Professionals. This person works directly with the Registered Representative(s) to prepare and process client paperwork, perform client financial transactions, maintain client relationships, schedule appointments, and communicate with clients and financial companies.The successful candidate is a sales assistant holding some licensing that may include Life, Accident & Health Insurance License, Series 6 or 7 & 66 (or 63/65 combo). They may also be a licensed sales assistant who is fully licensed but has less than 3 years of experience in the investment industry. This role is the second step of the career pathing program toward future opportunities that require full-licensing and more than 3 years of experience in the investment industry. This role is Full time and onsite.What You Will Do:Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant.Answer phones, schedule appointments, and prepare materials for client meetings.Aid registered representatives in preparing client illustrations, graphs, charts, reports, etc. for registered representative presentations and appointment with clients.Prepare and complete client paperwork and follow up tasks to support registered representative.Aid registered representatives in entering trades instructed by a client or a registered representative on behalf of a client, but at no time suggest sales or purchase strategies nor recommendations to a client or prospect and never act as the registered representative on any client account.Spend time with clients on the phone, via virtual visits and in person to ensure client service level needs. Set client financial review meetings based on client service level agreement & prepare follow up meetings based on needs.Organize Client events and follow up tasks.Maintain an organized filing system following compliance guidelines.Conduct proactive outreach to clients and registered representatives on time sensitive activities (e.g., RMDs, Client’s Quarterly/Annual Reviews).Assume ownership of inquiries and requests; communicate with internal Cetera departments to ensure clients’ expectations for timely service delivery are met.Educate clients on account services, capabilities, and new technology.Complete required corporate training on new technologies and follow implementation guidelines.Maintain compliance guidelines, client communication notes in AdviceWorks/SmartWorks and Redtail while following Cetera standards in a timely manner.Work with Advisor through weekly meetings to help maintain Advisors Business Plan process, tasks, marketing and client communication expectations and follow up processes.What you will have:High School Diploma or GEDSome licensing, which may include Life, Accident & Health Insurance License, FINRA Series 6 or 7, & 66 (or 63/65 combo)Experience in an administrative or customer service roleStrong time management skillsExcellent written and verbal communication skillsProficient in Microsoft Office tools (Word, Excel & PowerPoint) and ability to learn new programsWhat is nice to have:Previous experience in assisting Registered Representatives/Financial Advisors Financial services and/or banking background Bachelor's degreeAttention to detail, excellent organization skills, ability to multi-task and produce timely results in a fast-paced work environmentAble to manage own workflow and priorities, and can accommodate unexpected requests or needs from AdvisorsSelf-starter, productive, works well with a team and independentlyProfessional and positive attitude, friendly demeanor both in-person and by telephoneTrustworthy; uses discretion with confidential informationListens well to instruction and consistently retains detailsThe base annual salary range for this role is $25 to $32. Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations..#LI-onsite