FINRA Supervisory Specialist Senior - PNC Wealth Management
PNC Bank Corp.
Responsible for the supervision, trade review, and/or new accounts of Financial Advisors (FA) and registered branches in assigned regions to ensure compliance with securities and insurance industry rules and reg and firm policy. Review surveillance alerts and reports assigned to them on a regional or centralized level to identify patterns, trends and/or concerns in regards to FAs' sales practice activity. Review trades and/or new accounts; diagnose, raise and process escalations, as well as other items requiring principal review and approval at the regional level. Cross-trained on multiple approved products, and considered an SME expected to handle escalated Level 2 review and more complex cases. Conduct proactive training, coaching and mentoring of registered reps (RR), complete trend analysis, and engage in complaint resolution and branch/hub audits. Responsible for initiating supervision-related projects, updating procedures, and assumes heightened responsibilities within the territ...Management, Supervisor, Specialist, Senior, Wealth, Financial Advisor, Technology, Banking
Vacancy posted 6 hours ago
Similar jobs that could be interesting for youBased on the FINRA Supervisory Specialist Senior - PNC Wealth Management in Ann Arbor, MI vacancy
$65 - $80 per hour
...Senior Electrical Superintendent $65 - $80 per hour | Indianapolis, IN | On-Site | Permanent... ...projects, outstanding benefits, and a wealth of opportunity for advancement in multiple... ...this role, you will be responsible for managing all electrical-related activities on our...SeniorHourly payDaily paidPermanent employmentLocal areaImmediate startAustralia-Employment
Ann Arbor, MI3 days ago- ...Oxford Property Management LLC is seeking a Residential Assistant Property Manager in Ann Arbor, Michigan. This role involves managing the leasing process, from showing properties to maintaining resident relationships. Key responsibilities include conducting property...Suggested
Oxford Property Management
Ann Arbor, MI16 hours ago - ...A leading transportation data management firm in Ann Arbor, Michigan, is seeking a Senior Software Engineer to design and maintain systems that power its platforms. The role involves collaboration with product and engineering teams across the full stack, from back-end...Senior
Midwestern Software Solutions, LLC ("MS2")
Ann Arbor, MI4 days ago - ...Now is the time to have the Job You Want! Part Time or PRN Dysphagia Management Specialist in Physician's Office/Clinic Settings, Surrounding Nursing Homes, and a specialized TeleTherapy Portal to help those patients quarantined during this tough time. are available. Would...SuggestedFull timeTemporary workPart timeReliefWork at officeWeekend work
Dysphagia Management Systems
Ann Arbor, MI4 days ago $120k - $175k
...are seeking a highly motivated and experienced Superintendent to join our team. As a Superintendent, you will be responsible for managing the construction of food processing and cold storage light industrial projects. You will oversee and coordinate all aspects of the...SeniorFor contractorsFor subcontractorLocal areaJobot
Ann Arbor, MI4 days ago$60 - $65 per hour
...MI Salary: $60.00 USD Hourly - $65.00 USD Hourly Description: Senior Business Systems Analyst Long Term Contract 07/2026 - 12/2027 Ann... ...(AMC). The project is consolidating multiple regional Learning Management Systems into a centralized enterprise LMS and integrating...SeniorHourly payLong term contractThe Judge Group
Ann Arbor, MI6 hours ago- ...this role, and why now****Flexibility & Work-Life Balance:** Flex My Way is a set of supportive workplace policies designed to help manage personal and professional responsibilities, whether caring for family, giving back to the community, or finding time to refresh and...SeniorFlexible hours
Refinitiv
Ann Arbor, MI4 days ago - ...forward, power innovation and leave your mark on our energy future. Senior Project Administrator We'll count on you to: Take responsibility... ...discretion with sensitive and confidential information Manage multiple complex paper and electronic files, including high‑level...SeniorFull time
HDR
Ann Arbor, MI4 days ago - ...experts in Compensation, Benefits, Employee Relations, Talent Management/Learning & Development, Analytics, and HR Operations, and provide... ...cultures. Ability to act as a strategic advisor & partner to senior management, aligning HR strategies with overall business objectives...SeniorWork at officeFlexible hours
Woven by Toyota
Ann Arbor, MI16 hours ago - ...NSF is seeking an experienced Senior Project Manager (Hybrid Ann Arbor) to support the Health & Safety Science program. In this role, you will collaborate with experienced leaders to deliver high-quality services to our clients. You will serve as a key contact for operational...SeniorWork at office
NSF
Ann Arbor, MI2 days ago - ...Job Title : Culinary Specialist Category / Component: Enlisted • Both Overview Culinary Specialists operate and manage Navy dining and lodging services, planning menus, preparing meals, managing inventories and records, and contributing directly to crew morale and readiness...ApprenticeshipWorldwide
US Navy
Ypsilanti, MI6 hours ago $85k - $118k
...our integrated solution approach is designed to help enable and manage growth, leverage resources, and optimize firm operations. At Plante... ..., we're one of the nation's largest audit, tax, consulting, and wealth management firms. But dig a little deeper, and you'll see what...SeniorFlexible hoursPlante Moran
Ann Arbor, MI2 days ago- ...The Parts Specialist will provide all retail and installer customers with a high level of service. This position will also support store management in the accomplishment of assigned tasks. Bilingual candidates encouraged to apply. ESSENTIAL JOB FUNCTIONS Follow andpromote...Local areaFlexible hours
O'Reilly Auto Parts
Saline, MI6 hours ago - ...What you’ll need to succeed as a Senior Customer Service Specialist at XPO Minimum qualifications: ~2 years of related work experience and call... ...levels and departments to include Executives, Safety Managers and Shop Managers, as well as other departments such as...SeniorWork experience placementWork at officeFlexible hoursShift workNight shiftWeekend workAfternoon shift
$126k - $234k
...flattening voice or eroding accuracy. ~ Comfort working with senior executives, including extracting their point of view, ghostwriting... ...with content performance data and marketing analytics. You manage the numbers without losing the craft. ~ Familiarity with the modern...SeniorFlexible hoursShift workThomson Reuters
Ann Arbor, MI4 days ago- ...provide expert, sustainable solutions in records and information management, digital transformation services, data centers, asset... ...Iron Mountain is seeking a skilled and detail-oriented Imaging Specialist to join our Document Management team. In this role, you will be...Temporary workFlexible hoursShift work
- ...Michigan. This role offers the chance to enhance your nursing skills and lead a team in caring for seniors. As an RN, you will be responsible for planning and managing nursing care, supervising other care providers, and implementing care plans. The attractive benefits...Senior
- The Guitar Center Company in Canton Charter Township, Michigan is seeking a Sr. Sales Associate. The ideal candidate should have a passion for music, a proven sales record, and excellent communication skills. Responsibilities include customer engagement, achieving sales...Senior
- Beacon Management is looking for a Leasing Consultant for their Cambridge on Ford Apartments in Canton, MI. This full-time role involves greeting prospective residents, processing applications, and ensuring excellent customer service. Ideal candidates will have leasing...Full time
- ...Job Description Oracle Cloud Infrastructure (OCI) is seeking a Senior Delivery Manager - Low Voltage (IC4) to support the construction delivery and infrastructure execution of hyperscale cloud and AI data center environments within OCI’s Data Center Engineering and Infrastructure...Senior
Ll Oefentherapie
Saline, MI1 day ago - A global automotive solutions provider is seeking a Senior Active Directory Engineer to join the IT team in Canton, MI. The role involves supporting Microsoft Active Directory and leading enterprise-level initiatives. Candidates should have over 10 years of experience...Senior
- Ciena Healthcare is seeking a Registered Nurse (RN) for Regency at Canton in Michigan. This role involves planning and managing nursing care, supervising team members, and providing medication-related interventions. We're looking for candidates who are critical thinkers...Senior
- A leading material handling company located in Michigan is seeking an experienced Sales Manager to lead their sales team. Responsibilities include driving revenue across various equipment sectors, coaching the sales team, and managing performance metrics. The ideal candidate...Senior
- ...GW of capacity, helping build the next generation of cloud and AI infrastructure at speed, scale, and quality. As a Senior Data Center Construction Manager , you will be a key onsite construction leader responsible for driving field execution across base building, MEP...SeniorFor contractors
Ll Oefentherapie
Saline, MI1 day ago - ...ACLP is highly encouraged. Represent Child and Family Life and manages clinical responsibilities on evenings, weekends, and holidays... ...requirements allowing for credentialing as a Certified Child Life Specialist. Bachelor's degree in a relevant field of study (i.e., child...Shift workWeekend workAfternoon shift
University of Michigan
Ann Arbor, MI16 hours ago - Corewell Health is seeking a dedicated Acute Care Hospital Registrar 2 for the Canton location, responsible for overseeing patient registration and ensuring exceptional service. This full-time evening position (12 p.m. to 8:30 p.m.) involves mentoring other staff and resolving...SeniorFull timeAfternoon shift
$110k - $145k
...MS2 is a national leader in transportation data management and analysis and has the largest traffic count database in North America. More... ...'ll have an opportunity to make a big impact! We are seeking a Senior Software Engineer to design, build, and maintain the core systems...SeniorWork at officeRelocation packageFlexible hoursNight shift1 day per weekMidwestern Software Solutions, LLC ("MS2")
Ann Arbor, MI4 days ago- MMS Holdings Inc in Canton Charter Township is searching for a Statistical Programmer with a Master’s degree and at least 5 years of experience in Statistical Programming. The ideal candidate will have advanced knowledge in SAS programming and E-Submission standards. The...Senior
- Guitar Center in Canton Charter Township is looking for a passionate Sr. Sales Associate. You will engage customers, assist them in finding perfect musical gear, and exceed sales targets while fostering strong relationships in the local music community. Ideal candidates...SeniorLocal area
- ...projects throughout Michigan. The role offers flexibility with a hybrid work model, focusing on bridge design, project lifecycle management, and collaboration with various engineering teams. Ideal candidates should have a Bachelor's in Civil or Structural Engineering,...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to FINRA Supervisory Specialist Senior - PNC Wealth Management. Be the first to apply!
Related searches
- mental health specialist Ann Arbor, MI
- assessment specialist Ann Arbor, MI
- program specialist Ann Arbor, MI
- art specialist Ann Arbor, MI
- remote outreach specialist Ann Arbor, MI
- information technology specialist Ann Arbor, MI
- adoption specialist Ann Arbor, MI
- licensing specialist Ann Arbor, MI
- accessibility specialist Ann Arbor, MI
- equal employment specialist Ann Arbor, MI