Senior Compliance Director, SEC & Private Funds
Howard Sloan Search
Howard-Sloan Search represents a mid-sized Investment Management firm seeking a Compliance Director to support the CCO in administering and enhancing the firm's compliance program for an SEC-registered investment adviser managing private funds. The role involves day-to-day compliance activities, risk-based monitoring, regulatory filings, SEC examinations and investigations, and providing guidance across the organization. #J-18808-Ljbffr
Vacancy posted 4 days ago
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