Regulatory Reporting QA Specialist
SMBC
SMBC's Regulatory Reporting Quality Assurance (RRQA) team conducts independent risk-based assessments of U.S. regulatory reporting processes to evaluate reporting accuracy, completeness, conformance with regulatory requirements, and the effectiveness of related controls. The RRQA Associate supports assessment planning, testing execution, workpaper documentation, issue validation, and continuous risk monitoring, while collaborating with Finance, Risk, Technology, and Operations. #J-18808-Ljbffr SMBC
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Regulatory Reporting QA Specialist in Charlotte, NC vacancy
- SMBC Group is seeking a Regulatory Reporting Quality Assurance (RRQA) Associate within the Finance Control Oversight function. You will support independent risk-based assessments of U.S. regulatory reporting processes, focusing on accuracy, conformance with regulations...Regulatory
- SMBC Group in Charlotte, NC is seeking a RRQA Associate to support risk-based assessments of U.S. regulatory reporting processes under the Finance Control Oversight function. You will perform testing on internal controls, document workpapers, and collaborate with Finance...Regulatory
- ...and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd. Role Description Regulatory Reporting Quality Assurance (RRQA), within SMBC's Finance Control Oversight (FCO) function, conducts independent risk-based...RegulatoryWork at officeLocal areaWork from homeWorldwide
- ...of-Charlott seeks a Quality Assurance (QA) Specialist to oversee compliance and data integrity... ...accuracy, and CQI initiatives balance regulatory adherence with meaningful participant outcomes... ...across case management, HMIS, and reporting systems. #J-18808-Ljbffr Catholic-...Regulatory
- Oliver James is seeking a Compliance Manager to oversee regulatory compliance for a multi-state P&C insurance platform. The ideal candidate... ...operations, monitoring regulatory changes, and ensuring all reporting obligations are met. Candidates should have over 5 years of...Regulatory
- ...States of America)Please review the following job description:We are seeking a highly experienced Data Reporting Officer with deep wholesale lending and regulatory reporting expertise to oversee FR Y‑14Q Schedule H.1 (Corporate Loans) and H.2 (Commercial Real Estate)...RegulatoryFull timePart timeWork experience placementShift workDay shift
- A financial services firm headquartered in Charlotte, NC seeks a hybrid Portfolio Administrator/Regulatory Reporting Associate. The successful candidate will handle portfolio accounting and reconciliations while assisting regulatory reporting. Key qualifications include...Regulatory
- ...Senior Manager, Fair Banking Compliance, Program Risk Management & Reporting to lead governance, training and issues management across Fair Banking. You will strengthen policy alignment with regulatory expectations and enterprise standards while guiding executive communications...Regulatory
$18 per hour
...Bonus Program Available Job Summary: The QA Associate will be responsible for implementing quality... ...and services meet company standards and regulatory requirements. This role involves auditing, training, reporting, and collaborating with other departments to maintain...RegulatoryFull timeWork at officeMonday to FridayDay shift- ...America)Please review the following job description:Produces reports or package of reports utilizing databases, data assets, applications... ...to provide additional context. Reporting may be focused on regulatory matters, operational metrics, and productivity metrics....RegulatoryFull timePart timeShift workDay shift
- ...POSITION SUMMARY: The Quality Assurance (QA) Specialist is responsible for ensuring the... ...veteran-centered approach, ensuring both regulatory adherence and meaningful participant outcomes... ...of data entered into HMIS and SSVF reporting systems. Validate accuracy of key data...Regulatory
- Truist is seeking a data reporting professional to produce reports and dashboards from databases and data assets, delivering information to business leaders. You will ensure data aligns with business needs and customize views to add meaningful insights. The role emphasizes...Regulatory
$55k
...Programs is seeking a Quality Assurance Specialist to join our team. This is a remote... ...function of EHR NC HIE Management & Reporting NC Topps Management & Reporting Support... ...) Support coordination of routine regulatory authority site visits such as: Audits by...RegulatoryTemporary workRemote workFlexible hours- Truist is seeking a data reporting specialist to produce and optimize dashboards and reports from databases and data assets to inform business leaders. You will ensure data integrity, tailor reports to business requests, and drive end-to-end data processes with automation...Regulatory
- ...of audit outcomes and prepare actionable reports for leadership review and strategic... ...cycle—billing, denials, payer systems, and regulatory compliance—with a strong emphasis on quality... ...benefits. The Quality Assurance Specialist plays a vital role in upholding quality...RegulatoryDaily paidFull timeTemporary workPart timeWork at officeRemote workFlexible hoursShift work
- A financial services firm based in Charlotte, NC, seeks a Regulatory Reporting Analyst with 5-7 years of risk management experience. Responsibilities include conducting risk assessments, maintaining compliance, and managing governance programs. Candidates should possess...Regulatory
- ...perform benchmarking, and document SOPs. You'll collaborate with cross-functional teams and assess third-party products within regulatory reporting, AML, capital markets, and derivatives. The role requires a Bachelor's degree and willingness to relocate or travel; US-...RegulatoryRelocation
- ...business at wellsfargojobs.com. About this role:Wells Fargo is seeking the Head of Risk Aggregation, Reporting and Capital to lead the capital management, regulatory reporting, risk aggregation, and portfolio analytics functions for the Markets division. Reporting to...RegulatoryFull timeWork experience placement
- ...detail-oriented professional to support data integration and reporting initiatives across ERP and finance and risk data platforms.This... ...competitive landscape and an understanding of the market and regulatory factors that shape the industry. 5. Strong written and verbal...RegulatoryFull timePart timeShift workDay shift
- ...Accomplishments from the work) Responsible for supporting the implementation and monitoring of governance programs related to Client’s regulatory reporting function. Such programs include effectiveness testing, risk monitoring, reporting, training, and remediation activities....Regulatory
$90.72k - $121.52k
...Effective collaboration and communication abilities with cross-functional teamsRequired Skill and Experience• Experience in Regulatory reporting /AML/ Capital Markets/Derivatives• Experience in Data Analysis, analyzing, validating and documenting business requirements,...RegulatoryFull timeTemporary workRelocation- ...Brighthouse Financial is seeking an Accountant in Regulatory Reporting to support derivative accounting and related reporting for the investment portfolio. The role offers a hybrid Charlotte, NC option or remote work, with responsibilities spanning GAAP and Statutory...RegulatoryRemote work
- SMBC Group in Charlotte, NC is seeking a seasoned Data Analyst to join the Regulatory Reporting & CCAR Technology Team. You will analyze data requirements, design data solutions, and support automation of CCAR and regulatory reporting initiatives. The role emphasizes collaboration...Regulatory
- ...The role will be hybrid out of the following cities: Charlotte, NC, Raleigh, NC, or Atlanta, GA. Responsibilities Lead regulatory change, reporting, and remediation initiatives from planning through implementation. Manage project governance, timelines, risks, dependencies...RegulatoryHourly payContract workLocal areaFlexible hoursShift work
- TD Bank Group in Charlotte, NC seeks a Senior Capital Planning and Regulatory Reporting expert. You will act as a top-level advisor, guiding executives and business segment leaders on capital planning, forecasting, and risk management across regulatory frameworks. You...Regulatory
$128k - $160k
...JOB SUMMARY The Senior Enterprise Risk and Control Governance & Reporting Officer supports the governance of enterprise risk programs,... ...Inventory), ensuring alignment to enterprise policies, standards, and regulatory expectations. 2. Contribute to the development and maintenance...RegulatoryPermanent employmentFull timePart timeH1bWork at officeRemote workWork visaRelocation packageShift workDay shift- ...management in field of specialty; may lead team(s) of related specialists/experts* Undertakes and completes a variety of complex projects... ...providing oversight for change governance impacting financial reporting (e.g., challenging change classifications, ensuring controls...Regulatory
- SMBC is seeking a Regulatory Reporting Quality Assurance VP in Charlotte, NC. This role requires significant expertise in regulatory reporting, with responsibilities including leading testing activities, oversight of assessment planning, and stakeholder engagement. The...Regulatory
- Nuveen, a TIAA company, seeks a Director of External Reporting & Technical Accounting to lead a team responsible for quarterly and annual... ..., and oversees Oracle FCCS administration to safeguard data integrity and regulatory reporting. #J-18808-Ljbffr Nuveen, a TIAA companyRegulatory
- Truist in Charlotte, NC seeks a Manager in Regulatory Reporting to interpret and implement complex GAAP-based regulatory reporting requirements (Call Report, FR Y-9C). The role ensures compliance with SOX, FDICIA, and related controls while advising leaders across Finance...Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Reporting QA Specialist. Be the first to apply!
Related searches
- regulatory reporting analyst Charlotte, NC
- regulatory affairs specialist Charlotte, NC
- medicare compliance specialist Charlotte, NC
- senior compliance analyst Charlotte, NC
- regulatory compliance analyst Charlotte, NC
- compliance specialist Charlotte, NC
- aml compliance analyst Charlotte, NC
- regulatory officer Charlotte, NC
- compliance data analyst Charlotte, NC
- healthcare compliance officer Charlotte, NC


