Compliance & Supervisory Lead - Investments & Training
Jobtailor
Jobtailor in the United States, Maryland is seeking a Regulatory Compliance Supervisor to oversee registered employee activities, supervise brokerage-related processes, and manage registration and licensing oversight. The role emphasizes strong leadership, clear communication, and collaboration with partners to ensure proactive compliance, client service, and ongoing process improvements. This position requires FINRA licenses with the ability to obtain others within 120 days. #J-18808-Ljbffr Jobtailor
Vacancy posted 23 hours ago
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