Senior Regulatory Trade Reporting Analyst: Data Automation
LPL Financial
LPL Financial LLC is seeking a Senior Analyst to support the Regulatory Trade Reporting team. This role involves preparing daily regulatory reports and collaborating with various teams to ensure compliance. The ideal candidate has over 5 years of Broker-Dealer Operational experience and should possess strong data analytics skills, particularly with tools like Alteryx and SQL. The position offers a competitive salary range based on skills and experience. #J-18808-Ljbffr LPL Financial
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Trade Reporting Analyst: Data Automation in Fort Mill, York County, SC vacancy
$87.76k - $146.26k
...Senior Analyst, Data Science Where ambition meets innovation Build a... ...within our Data Analytics & Reporting organization, chartered to... ...understanding the business and regulatory context as it does on the... ...and clearly communicate trade-offs, assumptions, and limitations...SeniorRegulatoryImmediate startWork from homeHome officeLPL Financial
Fort Mill, York County, SC2 days ago- ...Financial Corp. is seeking a skilled professional for Investor Reporting oversight in Fort Mill, South Carolina. This role involves... ...experience, a Bachelor's degree, and strong skills in data analysis, regulatory compliance, and team collaboration. We offer a...SeniorRegulatory
$74.98k - $125.04k
Job Overview Senior Analyst plays a critical role in supporting the Regulatory Trade Reporting team’s ability to meet regulatory reporting... ...of operational and trading data is essential to the firm, given... ...business unit to implement automated solutions. Maintain control...SeniorRegulatory- NR Consulting is seeking a skilled Trade Compliance Specialist in Fort Mill, SC, with hybrid work flexibility. The role involves managing compliance processes for international imports and exports, ensuring adherence to regulations, and leading training initiatives. Ideal...Senior
$74.98k - $125.04k
...Senior Analyst Where ambition meets innovation. Build a career... ...critical role in supporting the Regulatory Trade Reporting team's ability to meet its... ...operational and trading data is essential to LPL... ...business unit on more robust automated solutions. Maintain control...SeniorRegulatoryWork from home$115k - $125k
...Talent Search is currently seeking candidates for a Corporate Trade Compliance Manager role. Our client is a well-established manufacturing... ...drive efficient international import operations while ensuring regulatory compliance. Key Responsibilities: Manage day‑to‑day U.S. import...RegulatoryLegacy-Talent-Search
Fort Mill, York County, SC2 days ago- ..., 2026 at 5:00 AM The Senior Loss Analysis Specialist... ...statutory compliance, regulatory compliance, and company... ...Loss Analysis Specialist reports to the AVP-Loss... ...documents, and performing data analysis. The noise level... ...into a leading publicly traded residential mortgage...SeniorRegulatoryWork at office
- ...operational risk remediation, regulatory compliance, resiliency... ..., making pragmatic trade-offs. Act as a hands... ...build PoCs. Drive data-intensive and calculation... ...or GenAI adoption for automation and operational... ...Solutions Architect / Senior Technical Lead in complex...SeniorRegulatory
LSEG (London Stock Exchange Group)
Fort Mill, York County, SC3 days ago - ...Senior EHS Specialist The Senior EHS Specialist will serve as a... ...hygiene programs, including data analysis, corrective actions,... ...procedures, ensuring alignment with regulatory requirements and corporate... ...that are not direct reports. Ability to gain buy‑in for EHS...SeniorRegulatoryLocal areaAll shiftsFlexible hours
MacLean Power Systems
Fort Mill, York County, SC21 hours ago $74.06k - $123.5k
...supervisory tasks on a daily basis and reporting potential sales practice concerns to the... ...securities transactions on the electronic trade blotter for suitability and compliance... ...written communication skills. Ability to make regulatory and supervisory-based decisions....SeniorRegulatoryFlexible hours- ...cultivate client relationships. What You Will Be Doing Hands on Senior SQL Database Administrator responsible for the secure design,... ...audit evidence for: SOX / internal audits Security assessments Regulatory reviews Equal Opportunity Employer Associate Staffing is an...SeniorRegulatory
- ...SUMMARY: The Senior Environmental Scientist will support utility... ...systems, environmental regulatory conditions, have the ability... ...environmental and technical reports to document the findings of the... ...Ability to define problems collect data, establish facts and draw...SeniorRegulatoryWork at officeLocal area
Pike Corporation
Fort Mill, York County, SC4 days ago $155.94k - $259.87k
...Architect partners with senior leaders in Enterprise Architecture... ...frameworks, API design, data integration, and regulatory compliance, with a strong... ..., client management, trading, reporting, and dashboard... ...Drive integration and automation, leading efforts to connect...RegulatorySwiftCruit
Fort Mill, York County, SC1 day ago- ...Senior Branch Premier Banker (SAFE) Wells Fargo is seeking a Senior Branch Premier Banker... ...completed Financial Industry Regulatory Authority (FINRA)Series 6 and 63 exams (... ...fitness, and criminal background. A credit report may be reviewed (credit score not included...SeniorRegulatoryTemporary workWork experience placementImmediate start
- A leading healthcare technology company is seeking a Senior In-House Litigation Attorney to join their legal team. The role involves managing complex litigation, advising on regulatory issues, and ensuring compliance with legal frameworks. Candidates should have a JD and...SeniorRegulatoryRelocation package
$78.38k - $130.71k
...Senior Internal Auditor Job Description: We are currently looking to hire a Senior Internal... ...adequate audit coverage. Test and report on the adequacy and effectiveness of management... ...Services (Broker/Dealer or RIA) regulatory compliance, and demonstrated ability to...SeniorRegulatoryCurrently hiringLPL Financial
Fort Mill, York County, SC4 days ago- A leading automation solutions provider is seeking a Senior Developer specializing in Azure with .NET and ReactJS in Fort Mill, SC. The successful candidate will design and implement engineering back-end systems, manage timelines, and ensure software quality. Strong experience...SeniorContract work
- Robotics Process Automation, LLC is seeking a skilled developer to join their team in Fort Mill, SC. The ideal candidate should have advanced proficiency in C# alongside experience in REST API and Microservices using ASP.NET WebAPI. Strong knowledge of SQL Server and mandatory...Senior
$123.69k - $181.41k
...internal and external online resources. Work closely with cross‑functional teams including R&D, engineering, value chain, finance, and regulatory, to execute projects and support product line activities effectively. Support commercial success by partnering with sales and...SeniorRegulatoryWork experience placement$97.7k - $130.3k
...services. Set performance metrics, monitor reporting, track trends, and make recommendations... ...post‑onboarding. Ensure compliance and regulatory requirements are met, verifying client... ...Excel skills and experience managing large data sets, tracking metrics, and analyzing...SeniorRegulatoryFirst American
Fort Mill, York County, SC4 days ago- A leading automation solutions company in Fort Mill, South Carolina is seeking a skilled developer with expertise in C# and .NET Framework Core. The role involves leading the development of high-performance applications, architecting secure RESTful APIs, and optimizing...Senior
- ...Job Description: Senior Validation Engineer with experience supporting commissioning, qualification... ...temperature mapping studies using data loggers and validation tools such as... ...activities and ensure validation activities meet regulatory and quality standards. Utilize validation...SeniorRegulatoryShift workAfternoon shift
Creative Solutions Services, LLC
Rock Hill, SC1 day ago $97.7k - $130.3k
...needs Set performance metrics. Monitor reporting, track trends, make recommendations to... ...and agent maintenance ensuring state and regulatory compliance requirements Track and... ...skills ~ Experience managing large sets of data, creating and tracking metrics,...SeniorRegulatoryFirst American
Fort Mill, York County, SC2 days ago- LPL Financial in Fort Mill, SC, is seeking a VP Data Strategist to own the data strategy supporting automation, analytics, and AI enablement. This role will require... ...the organization and ensuring data quality for regulatory use. The ideal candidate will have over 5 years...Regulatory
- Senior In-House Litigation Attorney Epic recruits nationally and is looking for a Senior In-House Litigation Attorney to join our legal... ...responsibilities: Manage complex litigation and counsel on regulatory, competition, healthcare law and other risk areas. Handle multi...SeniorRegulatoryRelocationRelocation package
- A leading construction firm is seeking a Superintendent to oversee trade contractors on projects valued up to $30M in South Carolina. This on-site role involves daily coordination, safety management, and maintaining project schedules and quality. Ideal candidates should...SeniorFor contractors
- ...sustainable infrastructure. Responsibilities include managing project scope, schedule, and budget while ensuring compliance with regulatory standards. Ideal candidates will possess a bachelor's degree in Civil Engineering, extensive experience in the field, and strong...SeniorRegulatory
- ...Pineville, NC. This role leads planning, coordination, and execution of complex CMT projects, ensuring project goals meet client and regulatory standards. The ideal candidate will have a Bachelor's degree in Civil Engineering or equivalent experience. Responsibilities...SeniorRegulatory
$135.96k - $226.6k
...The Vice President, Product Management - Trading is responsible for managing and further... ...related to trading services, including regulatory matters, market trends and the competitive... ...visit our About LPL page. * As reported by Financial Planning magazine, June 199...RegulatoryFull timeWork at officeWork from home- LPL Financial LLC is seeking a seasoned leader to manage advisory platforms and trading strategies in New York. The role includes driving operations for the Overlay Portfolio Management Group, managing risk, and enhancing advisor experiences. The ideal candidate will possess...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Trade Reporting Analyst: Data Automation. Be the first to apply!
Related searches
- data protection analyst Fort Mill, York County, SC
- data analyst bank Fort Mill, York County, SC
- data analyst Fort Mill, York County, SC
- data center analyst Fort Mill, York County, SC
- senior financial data analyst Fort Mill, York County, SC
- entry level data analyst no experience Fort Mill, York County, SC
- remote data analyst part time Fort Mill, York County, SC
- data analyst part time work from home Fort Mill, York County, SC
- report analyst Fort Mill, York County, SC
- neuroscience data analyst Fort Mill, York County, SC