Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - Vice President

$170k - $190k
Full-time

Position Overview

Job Title: Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence)

Corporate Title: Vice President

Location: New York, NY

Overview

This Vice President role sits within the Americas Investment Bank Divisional Control Office (DCO) and is responsible for the end-to-end management of non-financial risk, regulatory adherence, and divisional controls across Investment Bank businesses. The role supports the Americas 1st Line of Defense (1LoD) and partners closely with 2nd Line of Defense (2LoD), Legal, Compliance, COO, and Regulatory Affairs to ensure the business operates in accordance with applicable laws, regulations, and internal policies. The role combines hands-on ownership of Risk & Control Assessment (RCA) execution, regulatory remediation and governance, and forward-looking regulatory readiness, with strong expectations for stakeholder management, thought leadership, and delivery discipline consistent with a VP-level appointment.

What We Offer You

  • A diverse and inclusive environment that embraces change, innovation, and collaboration
  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
  • Educational resources, matching gift, and volunteer programs

What You’ll Do  

Divisional Control & Non-Financial Risk Management

  • Own and manage non-financial risk and control activities for designated Investment Bank businesses, reporting into the IB Americas Divisional Control Officer
  • Ensure effective design, implementation, and sustainability of key controls aligned to business processes, risks, and regulatory expectations
  • Lead and coordinate the Americas RCA BAU book of work, including end-to-end process mapping, risk identification, control documentation, and quality assurance to ensure appropriate granularity and consistency
  • Act as a trusted 1LoD partner to business stakeholders, providing credible challenge and pragmatic solutions

Regulatory Remediation & Governance

  • Project manage the Americas regulatory remediation book of work, coordinating across 1LoD and 2LoD stakeholders to drive timely and sustainable outcomes
  • Support regulatory exams, inquiries, and ongoing regulatory reporting, including drafting and overseeing responses where appropriate
  • Monitor adherence to regulatory commitments, internal policies, and governance frameworks, escalating issues and risks as needed

Regulatory Adherence & Strategic Readiness

  • Perform impact assessments for new and amended U.S. regulatory requirements, including maintaining tracking and governance materials
  • Conduct horizon scanning in partnership with Regulatory Affairs, Legal, Compliance, RMG, and other stakeholders to identify emerging regulatory risks and themes
  • Maintain and execute a regulatory readiness framework to support business preparedness for regulatory, market structure, or geopolitical developments
  • Provide subject matter leadership on regulatory- and control-driven initiatives affecting business processes, governance, and operating practices

Operational Resiliency

  • Support the Investment Bank Operational Resiliency Program, contributing to the identification of important business services, impact tolerances, and response capabilities
  • Act as a subject matter contributor on the detection, prevention, and response to operational disruptions

How You’ll Lead

  • Coordinate and influence senior stakeholders across business, control, and infrastructure functions.
  • Represent the business in forums related to non-financial risk, controls, and regulatory topics.
  • Lead complex initiatives with clear ownership of scope, deliverables, timelines, and dependencies.
  • Mentor and guide junior team members, leading by example and promoting a strong risk and control culture.

Skills You’ll Need

  • Prior experience in Investment Banking, Non-Financial Risk, Divisional Control Office, Regulatory Adherence, COO, or relevant 2LoD or consulting roles.
  • Strong understanding of Investment Bank products, business models, and control environments.
  • Demonstrated experience with Risk & Control Assessments (RCA), regulatory remediation, and governance frameworks.
  • Advanced Microsoft Excel and PowerPoint skills
  • Proven ability to leverage AI tools to enhance productivity, optimize workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs

Skills That Will Help You Excel

  • Proven project management capability, including delivery in a deadline-driven and high-pressure environment.
  • Excellent analytical, problem-solving, and critical-thinking skills, with strong attention to detail.
  • Strong written and verbal communication skills, with the ability to influence and advise senior stakeholders.
  • Ability to operate autonomously while effectively collaborating within a team-based environment.

Expectations

It is the Bank’s expectation that employees hired into this role will work in the New York, NY office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in New York City is $170,000 to $190,000. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees:

The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank’s California Privacy Notice, please email  View email address on db.com .

#LI-HYBRID

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.

Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view "Deutsche Bank’s Equal Opportunity Policy Statement" and the following notices: "EEOC Know Your Rights" ; "Employee Rights and Responsibilities under the Family and Medical Leave Act" ; and "Employee Polygraph Protection Act" .
Vacancy posted 20 days ago
Similar jobs that could be interesting for youBased on the Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - Vice President in New York, NY vacancy
  • $125k - $222.5k

     ...Job Title Divisional Risk and Control Specialist...  ...Corporate Title Vice President Location...  ...Control Office within the...  ...Corporate Bank (CB)...  ...Division. DCO’s core mandate...  ...monitoring non-financial risk and...  ...and with regulatory enquiries...  ...Bank, our Investment Bank or our... 
    Work at office
    Financial
    Risk
    Regulatory
    Work from home

    Deutsche Bank AG

    New York, NY
    3 days ago
  • The Valuation Control Group (VCG) is organized...  ...Corporate & Investment Bank (Macro Products, Credit...  ...Products, IB Risk), CIO, Treasury &...  ...Controller in the VCG Non Linear NA Rates team...  ...and ensure regulatory compliance. The position...  ...as they pertain to financial products and... 
    Financial
    Risk
    Regulatory
    Work experience placement

    Testing Site - JPMC

    New York, NY
    1 day ago
  • $145k - $175k

     ...Prime Product Control Vice President Corporate...  ...Nomura is a financial services group...  ...Management, Investment Management, Wholesale...  ...Investment Banking) and Banking....  ...detail and risk, uphold a...  ...Treasury, Middle Office/Ops, IT,...  ...Financial Reporting, Regulatory, and IPV... 
    Work at office
    Financial
    Risk
    Regulatory
    Worldwide
    Relocation package

    Nomura Holdings, Inc.

    New York, NY
    1 day ago
  • $163k - $209k

     ...Mitsubishi UFJ Financial Group (MUFG)...  ...This means investing in talent,...  ...at an MUFG office or client sites...  ...seeking a Vice President to join our...  ...Investment Banking (GCIB) Business Unit Risk & Control team. This role...  ...and non-financial risks...  ...alignment with regulatory expectations... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Local area
    Remote work

    MUFG Bank, Ltd.

    New York, NY
    11 days ago
  • $100k - $265k

     ...Attorney, Vice President, New...  ...compliance, financial...  ...regulated investment companies...  ...and tax risk management...  ...planning, risk controls, and...  ...the tax regulatory...  ...firm’s adherence to its tax...  ...investment banking, securities...  ...maintain offices around the...  ...active, non-... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time
    Worldwide

    Goldman Sachs

    New York, NY
    1 day ago
  • $185k - $295k

     ...25Category: Vice PresidentLocation...  ...interest in financial law coupled...  ...for you.The Bank Regulatory and Deposits...  ..., D.C. office to support Goldman...  ...procedures, controls, and...  ...Compliance & Risk colleagues globally...  ...global investment banking, securities...  ...to active, non-temporary,... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    2 days ago
  • $160k - $175k

     ...Description Corporate & Investment Banking (CIB) handles BBVA's...  ...and Internal Control (RIC) unit of a large...  ...under the global Non-Financial Risk (NFR) team within BBVA...  ....g. Internal Audit, Regulatory requests). \n \n...  ...position in our New York Office, the expected base... 
    Work at office
    Financial
    Risk
    Regulatory

    BBVA

    New York, NY
    1 day ago
  • $144k - $160k

     ...Guggenheim Investments (“GI” or “Firm...  ...seeking a Vice President to join its...  ...Procedures, and Controls team. The...  ...part of the Office of the President...  ...Legal, and Risk Management....  ..., and regulatory requirements...  ...experience in a financial services organization...  ...ownership, adhere to the... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Visa sponsorship

    1341 Guggenheim Partners Investment Management Holdings, LLC

    New York, NY
    4 days ago
  • $152.5k - $185k

     ...building, and non-recourse finance...  ...departments. The Credit Officer must possess in...  ...structure, risk return, the...  ...’s operating, financial and industry profiles...  ...with syndicate banks, rating...  ...local laws and regulatory obligations. Roles...  ...corporate and investment banking services... 
    Work at office
    Financial
    Risk
    Regulatory
    Temporary work
    Term time
    Local area
    Remote work
    Worldwide

    Mizuho

    New York, NY
    1 day ago
  • $145k - $175k

    Product Control - Fixed Income Vice President Join to apply for...  ...is a global financial services...  ...Markets and Investment Banking), and Investment...  ...including Non-Agency Securitized...  ...of Front Office to Back...  ...Front Office, Regulatory, Treasury, Operations...  ..., Market Risk Continued... 
    Financial
    Risk
    Regulatory
    Work experience placement
    Relocation package

    Nomura

    New York, NY
    3 days ago
  • $185k - $295k

     ...interest in financial law coupled with...  ...firm's U.S. banking entity,...  ...well as related regulatory and compliance...  ...director and officer questionnaires...  ...within Legal, Risk, Audit, Controllers, the...  ...leading global investment banking, securities...  ...available to active, non-temporary,... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time

    SRI Conference

    New York, NY
    2 days ago
  • $120k - $145k

    Natixis Corporate & Investment Banking provided pay...  ..., operations, risk, and technology...  ...members are adhering to internal control frameworks and...  ...internal audits and regulatory deliverables....  ...experience in front‑office trade support...  ...Banking, and Financial Services... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time

    Natixis Corporate & Investment Banking

    New York, NY
    23 hours ago
  • $175k - $250k

     ...managing complex, non-linear book risk, in coordination...  ...risk control across volatility...  ...Analytics & Front-Office Infrastructure DevelopmentQuantitative...  ...& Policy Adherence: Be familiar...  ...policies.Regulatory Compliance: Drive...  ...and/or C++ for financial modeling, analytics... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Shift work

    Citigroup

    New York, NY
    2 days ago
  • $250k - $360k

     ...may include a bank account, a PayPal...  ..., and manage risk. We enable consumers...  ...VP, Corporate Controller to lead our...  ...accounting and financial reporting organization...  ..., and other regulatory requirements....  ..., and non-GAAP reconciliations...  ...Chief Accounting Officer, or similar senior... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Local area
    Immediate start
    Flexible hours

    PayPal

    New York, NY
    3 days ago
  • $163.6k - $245.4k

     ...for a Senior Vice President to lead credit...  ..., risk assessment, and...  ...Capital Markets, Investment Banking, Corporate Banking...  ..., and financial performance to...  ...guidance, and regulatory expectations,...  ...days in the office and 2 days working...  ...Knowledge, Risk Controls and Monitors,... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Remote work

    Citi

    New York, NY
    2 days ago
  • Financial Crime Compliance - Government...  ...Group, Vice President Global Compliance...  ...mitigates compliance, regulatory and reputational risk across the...  ...independent control function and part...  ...Treasury’s Office of Foreign Assets...  ..., and investment banking deals Undertake... 
    Work at office
    Financial
    Risk
    Regulatory

    Goldman Sachs

    New York, NY
    3 days ago
  • $165k - $235k

    Americas Risk Department The Americas...  ...as meeting regulatory expectations...  ...requirements. The Non-Financial Risk (NFR)...  ...Risk Coverage Officer for the Capital...  ...models and control suites, coupled...  ...or portfolio banking, capital markets...  ...activities within an investment bank, broker-... 
    Work at office
    Financial
    Risk
    Regulatory
    Local area
    Remote work
    Worldwide

    Financeroles

    New York, NY
    2 days ago
  • $275k

     ...respect to financial solutions and...  ...industry, and regulatory agencies for...  ...and related risks (credit,...  ...Balances the Bank's risk appetite...  ..., internal controls and...  ...accountabilities and adheres to policies...  ...regularly handles non-routine...  ...in investment banking, negotiating... 
    Financial
    Risk
    Regulatory
    Contract work
    Part time
    Local area

    Bank of Montreal

    New York, NY
    2 days ago
  • $180k - $230k

     ...leading, full-service financial services...  ...offer corporate and investment banking, treasury...  ...Director, Business Control Assurance leads...  ...Capital Markets Office of the Chief Operating...  ...and non-financial risk categories. The...  ...across operational, regulatory, technology, data... 
    Work at office
    Financial
    Risk
    Regulatory
    Part time
    For contractors
    Local area

    BMO Capital Markets Corp.

    New York, NY
    3 days ago
  •  ...). As part of Risk Management and...  ...-class. As a Vice President on the Corporate and Investment Bank (CIB) Appraisal...  ...related financial transactions...  ...and appropriate regulatory guidelines Required...  ...Microsoft Office suite and Argus...  ...an effective control environment.... 
    Work at office
    Financial
    Risk
    Regulatory
    Work experience placement

    JPMorgan Chase & Co.

    New York, NY
    4 days ago
  • $125k - $203k

     ...from Deutsche Bank Job Title...  ...Leveraged Finance Risk Corporate Title Vice President Location New...  ...with the Investment Banking and...  ...in ensuring adherence to all...  ...quality, and regulatory reporting as...  ...allowing for in-office / work from...  ...diligence, lead financial modeling,... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Work from home

    Deutsche Bank

    New York, NY
    1 day ago
  • The Commercial Investment Banking External Reporting team provides control and oversight to...  ...filings and key regulatory reports. The team...  ...Reporting Controller, Vice President on the...  ...leadership on status, risks, and remediation...  ...within financial services (e.g.,... 
    Financial
    Risk
    Regulatory
    Remote work

    JPMorgan Chase & Co.

    New York, NY
    3 days ago
  • $115k - $270k

     ...creatively-driven Vice President, Brand...  ...families, family offices, and...  ...from our deep investment experience,...  ...and private banking and lending...  ...sophisticated financial concepts into...  ...Compliance, and Risk to bring...  ...management regulatory requirements...  ...to active, non-temporary, full... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time

    The Goldman Sachs Group

    New York, NY
    11 hours ago
  • $150k - $180k

     ...full-service financial services provider...  ...corporate and investment banking, treasury...  ..., GM Business Control - Commodities...  ...process execution risk across the commodity...  ...Excellence, Regulatory Business...  ...Capital Markets Office of the Chief Operating...  ...Operational Non‑Financial Risk... 
    Work at office
    Financial
    Risk
    Regulatory
    Temporary work
    Part time
    Local area

    BMO Capital Markets

    New York, NY
    1 day ago
  •  ...is seeking a Vice President to join the...  ...portfolio of investment fund debt...  ...Assess legal, regulatory, counterparty and other risks related to Fund...  .... Adhere to compliance...  ...investment banking or legal experience...  ...Microsoft Office, including...  ...sovereign entities, financial institutions... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Local area
    Immediate start
    Flexible hours

    Morningstar

    New York, NY
    4 days ago
  • $120k - $205k

     ...leading global financial services...  ...range of investment banking, securities...  ...over 1,000 offices in multiple...  ...to Firmwide risk management...  ...This is a Vice President level position...  ...the Firm’s regulatory filings,...  ...coverage of non-US indirect...  ...· Strong control focus while... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Local area
    Worldwide

    Morgan Stanley

    New York, NY
    1 day ago
  • $200k

     ...both Sponsor & Non Sponsor...  ...as well as Investment Grade / sub...  ...industry and regulatory agencies for...  ...completion.Uses financial analysis to...  ...and related risks (credit, market...  ...the Bank's risk appetite...  ...risk, internal controls and...  ...accountabilities and adheres to policies... 
    Financial
    Risk
    Regulatory
    Contract work
    Part time
    Local area

    BMO

    New York, NY
    2 days ago
  • $185k - $200k

     ...operational risks are appropriately...  ...managed and adherence to internal...  ...applicable regulatory guidelines...  .../ control function partners...  ...Operating standard office equipment -...  ...transaction banking solutions....  ...diversified investment bank. Together...  ...their financial, physical and... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Work experience placement
    Summer work
    Internship
    Local area
    Work from home
    Flexible hours

    TD Bank Group

    New York, NY
    23 hours ago
  •  ...an Assistant Vice President (AVP) to...  ...portfolio of investment fund debt credit...  ...legal, regulatory, counterparty and other risks related to Funds...  .... Adhere to compliance...  ...Investment banking or legal experience...  ...Microsoft Office, including advanced...  ...entities, financial institutions... 
    Work at office
    Financial
    Risk
    Regulatory
    Agency work
    Full time
    Temporary work
    Local area
    Immediate start
    Flexible hours

    Morningstar

    New York, NY
    4 days ago
  •  ...Vice President of Internal Audit About...  ...Prominent banking organization...  ..., including control testing and...  ...governance, risk management,...  ...practices and regulatory requirements...  ...within the financial industry, with...  ...Microsoft Office products. The...  ...expected to adhere to the company... 
    Work at office
    Financial
    Risk
    Regulatory

    Confidential

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - Vice President. Be the first to apply!