Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - Vice President

Full-time

Position Overview

Job Title: Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence)

Corporate Title: Vice President

Location: New York, NY

Overview

This Vice President role sits within the Americas Investment Bank Divisional Control Office (DCO) and is responsible for the end-to-end management of non-financial risk, regulatory adherence, and divisional controls across Investment Bank businesses. The role supports the Americas 1st Line of Defense (1LoD) and partners closely with 2nd Line of Defense (2LoD), Legal, Compliance, COO, and Regulatory Affairs to ensure the business operates in accordance with applicable laws, regulations, and internal policies. The role combines hands-on ownership of Risk & Control Assessment (RCA) execution, regulatory remediation and governance, and forward-looking regulatory readiness, with strong expectations for stakeholder management, thought leadership, and delivery discipline consistent with a VP-level appointment.

What We Offer You

  • A diverse and inclusive environment that embraces change, innovation, and collaboration
  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
  • Educational resources, matching gift, and volunteer programs

What You’ll Do  

Divisional Control & Non-Financial Risk Management

  • Own and manage non-financial risk and control activities for designated Investment Bank businesses, reporting into the IB Americas Divisional Control Officer
  • Ensure effective design, implementation, and sustainability of key controls aligned to business processes, risks, and regulatory expectations
  • Lead and coordinate the Americas RCA BAU book of work, including end-to-end process mapping, risk identification, control documentation, and quality assurance to ensure appropriate granularity and consistency
  • Act as a trusted 1LoD partner to business stakeholders, providing credible challenge and pragmatic solutions

Regulatory Remediation & Governance

  • Project manage the Americas regulatory remediation book of work, coordinating across 1LoD and 2LoD stakeholders to drive timely and sustainable outcomes
  • Support regulatory exams, inquiries, and ongoing regulatory reporting, including drafting and overseeing responses where appropriate
  • Monitor adherence to regulatory commitments, internal policies, and governance frameworks, escalating issues and risks as needed

Regulatory Adherence & Strategic Readiness

  • Perform impact assessments for new and amended U.S. regulatory requirements, including maintaining tracking and governance materials
  • Conduct horizon scanning in partnership with Regulatory Affairs, Legal, Compliance, RMG, and other stakeholders to identify emerging regulatory risks and themes
  • Maintain and execute a regulatory readiness framework to support business preparedness for regulatory, market structure, or geopolitical developments
  • Provide subject matter leadership on regulatory- and control-driven initiatives affecting business processes, governance, and operating practices

Operational Resiliency

  • Support the Investment Bank Operational Resiliency Program, contributing to the identification of important business services, impact tolerances, and response capabilities
  • Act as a subject matter contributor on the detection, prevention, and response to operational disruptions

How You’ll Lead

  • Coordinate and influence senior stakeholders across business, control, and infrastructure functions.
  • Represent the business in forums related to non-financial risk, controls, and regulatory topics.
  • Lead complex initiatives with clear ownership of scope, deliverables, timelines, and dependencies.
  • Mentor and guide junior team members, leading by example and promoting a strong risk and control culture.

Skills You’ll Need

  • Prior experience in Investment Banking, Non-Financial Risk, Divisional Control Office, Regulatory Adherence, COO, or relevant 2LoD or consulting roles.
  • Strong understanding of Investment Bank products, business models, and control environments.
  • Demonstrated experience with Risk & Control Assessments (RCA), regulatory remediation, and governance frameworks.
  • Advanced Microsoft Excel and PowerPoint skills.

Skills That Will Help You Excel

  • Proven project management capability, including delivery in a deadline-driven and high-pressure environment.
  • Excellent analytical, problem-solving, and critical-thinking skills, with strong attention to detail.
  • Strong written and verbal communication skills, with the ability to influence and advise senior stakeholders.
  • Ability to operate autonomously while effectively collaborating within a team-based environment.

Expectations

It is the Bank’s expectation that employees hired into this role will work in the New York, NY office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in New York City is $170K to $190L. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees:

The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank’s California Privacy Notice, please email  View email address on db.com .

#LI-HYBRID

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.

Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view "Deutsche Bank’s Equal Opportunity Policy Statement" and the following notices: "EEOC Know Your Rights" ; "Employee Rights and Responsibilities under the Family and Medical Leave Act" ; and "Employee Polygraph Protection Act" .
Vacancy posted more than 2 months ago
Similar jobs that could be interesting for youBased on the Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - Vice President in New York, NY vacancy
  • $100k - $250k

    Controllers, Regulatory Policy, Vice President, New York New York, NY, United...  ...global financial institution that...  ...services across investment banking, securities, investment...  ...and maintains offices in all major...  ...Treasury, Risk, Legal,...  ...available to active, non‑temporary,... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs Group, Inc.

    New York, NY
    5 days ago
  • $124.6k - $207k

     ...New York- Vice President, Financial Crime Controls - 9283333...  ...language OFFICE LOCATION(S...  ...Compliance (FCC) risks associated...  ...and regulatory expectations...  ..., legal, divisional compliance...  ...negotiate adherence to firmwide...  ...and investment regulations...  ...within the banking industry or... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work

    Goldman Sachs Bank AG

    New York, NY
    1 day ago
  • $225k

     ...Les témoins non essentiels...  ...seeking a Vice President, US Rates...  ...** Strict adherence personally...  ...Policies, regulatory and...  ...Communicates bank policy information...  ..., control and risk management...  ...communicate investment ideas clearly...  ...standard office equipment...  ...achieve their financial, physical... 
    Work at office
    Financial
    Risk
    Regulatory
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    4 days ago
  • $125k - $222.5k

     ...Private Bank Americas...  ...Compliance Officer...  ...Title : Vice President Location...  ...industry and regulatory developments...  ...Risk to support...  ...compliance and adherence to firm...  ...across control...  ...Audit, Divisional Control,...  ...within financial services...  ...management, or investment management... 
    Work at office
    Financial
    Risk
    Regulatory
    Work from home

    Dormont Manufacturing Co

    New York, NY
    2 days ago
  •  ...Counsel, Vice President, New York...  ...compliance, financial reporting...  ...External Investing Group (XIG...  ..., and tax risk management...  ...of the tax regulatory environment...  ...the firm’s adherence to...  ...exempt and non‑U.S. investors...  ...investment banking, securities...  ...maintain offices around the... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Worldwide

    Goldman Sachs Group, Inc.

    New York, NY
    3 hours ago
  •  ...Finance Middle Office Description...  ...Title: Vice President Department:...  ...is a global financial services...  ...Markets and Investment Banking), and Investment...  ...Product Control department...  ...that covers Non-Agency...  ...Front Office, Regulatory, Treasury,...  ...Technology, Market Risk Continued... 
    Financial
    Risk
    Regulatory
    Work experience placement
    Relocation package

    Nomura Holdings, Inc.

    New York, NY
    1 day ago
  • $120k - $205k

     ...leading global financial services firm...  ...range of investment banking, securities,...  ...more than 1,200 offices in 43 countries...  ...to firm wide risk management...  ...and Funding Control Group (LIFC)...  .... This is a Vice President level position...  ...and the global regulatory regimes. Responsibilities... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Worldwide

    Morgan Stanley

    New York, NY
    1 day ago
  • $101k - $132k

     ...Mitsubishi UFJ Financial Group (MUFG),...  ...agility. This means investing in talent,...  ...at an MUFG office or client sites...  ...more details.Risk and control officer will be...  ...remediation plans that adhere to issues...  ...aligned with Bank Policy’s**...  ...Financial Industry Regulatory Authority (... 
    Work at office
    Financial
    Risk
    Regulatory
    Local area
    Remote work

    MUFG Bank, Ltd

    New York, NY
    1 day ago
  • $104k - $190k

    Business Risk & Control (BRC) Business Risk...  ...and the firm’s Non‑Financial Risk (NFR)...  ...Central Control Officer The Central Control...  ...& Regulatory Engagement Act...  ..., and support adherence to NFR framework...  ...15th largest bank in the world as...  ...corporate and investment banking services... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Local area
    Remote work
    Worldwide

    Mizuho

    New York, NY
    2 days ago
  •  ...management and regulatory reporting, resolution...  ...a Legal Entity Controller - Vice President within the Bank P&A &...  ...responsible for financial analysis, reporting...  ..., and Capital Risk Management in review...  ...Management office for the design...  ...are a leader in investment banking,... 
    Work at office
    Financial
    Risk
    Regulatory
    Work experience placement

    JPMorgan Chase & Co.

    New York, NY
    14 days ago
  • $107.5k - $182.5k

     ...Commodities Middle Office Corporate Title Vice President Location New...  ...of Deutsche Bank's Investment Bank...  ...events and related controls across Investment...  ...in established financial centers such as...  ...manner, risk is minimized,...  ...control, and regulatory adherence. Ensure regulatory... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Local area
    Work from home

    Deutsche Bank

    New York, NY
    2 days ago
  • $280k - $311k

     ...Vice President - Americas Loans, Leveraged...  ...of the investment banking division...  ...reputational risks associated...  ...related to non-adherence to laws, rules...  ..., and regulatory investigations...  ...standards and controls. To...  ...support to front office bankers,...  ...and financial institution... 
    Financial
    Risk
    Regulatory
    Hourly pay
    Temporary work

    Dormont Manufacturing Co

    New York, NY
    3 days ago
  • $125k - $203k

     ...Leveraged Finance Risk Corporate Title Vice President Location New...  ...with the Investment Banking and Infrastructure...  ...in ensuring adherence to all credit...  ...quality, and regulatory reporting as well...  ...allowing for in-office / work from...  ...diligence, lead financial modeling,... 
    Work at office
    Financial
    Risk
    Regulatory
    Work from home

    Dormont Manufacturing Company

    New York, NY
    2 days ago
  •  ...Trading Compliance, Vice President, New York New...  ...compliance, regulatory and reputational risk across the...  ...an independent control function and part...  ...Background in Financial Engineering,...  ...global investment banking, securities and...  ..., we maintain offices around the world... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Work experience placement

    Goldman Sachs Group, Inc.

    New York, NY
    3 days ago
  • $125k - $250k

    Transaction Banking, Liquidity...  ...Lead, Vice President location_on...  ...priorities and financial...  ...managing regulatory compliance...  ...operational risk, and local...  ...Regulatory Adherence: Ensure all...  ...leading global investment banking,...  ...maintain offices around the...  ...to active, non‑temporary,... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time
    Fixed term contract
    Local area

    Goldman Sachs Bank AG

    New York, NY
    2 days ago
  • $180k - $195k

     ...as diverse as financiers, legal experts,...  ...execution of a risk-based physical...  ...CIB USA across offices in New York, Houston...  ..., and regulatory readiness, including...  ...destruction) that adhere to corporate...  ...zoning and enhanced controls. Lead 24×7...  ...application or non-disability... 
    Work at office
    Financial
    Risk
    Regulatory
    For contractors
    Local area

    BBVA

    New York, NY
    5 days ago
  • $140k - $180k

     ...Agricole Corporate and Investment Bank (Crédit Agricole...  ..., meeting their financial needs throughout the...  ...Job title Compliance Risk Assessment Officer - VP Contract type...  ...framework, ensuring regulatory adherence while providing...  ...activities and assessing controls. The CACIB US... 
    Work at office
    Financial
    Risk
    Regulatory
    Permanent employment
    Contract work
    Worldwide

    Crédit Agricole SA

    New York, NY
    2 days ago
  • $124.6k - $207k

    Job Duties Vice President, Financial Crime Controls with Goldman...  ...Compliance (FCC) risks associated...  ...and regulatory expectations...  ...stakeholders, legal, divisional compliance,...  ...negotiate adherence to firmwide...  ...financial and investment regulations....  ...within the banking industry or... 
    Financial
    Risk
    Regulatory

    Goldman Sachs Group, Inc.

    New York, NY
    5 days ago
  •  ...JPMorgan's Business Control Management...  ...to the risk and control environment...  ...Commercial & Investment Bank's, Securitized...  ...between Front Office, Operations,...  ...to mitigate regulatory and operational risk, while adhering to internal policies...  ...experience in financial services... 
    Work at office
    Financial
    Risk
    Regulatory

    J.P. Morgan

    New York, NY
    2 days ago
  • $125k - $222.5k

     ...Corporate Title Vice President Location...  ...the Anti-Financial Crime (AFC)...  ...Deutsche Bank businesses...  ...to mitigate risks associated...  ...team drives divisional and cross‑regional...  ...as a key regulatory advisor to...  ...internal controls related to non‑financial...  ...allowing for in‑office/work from... 
    Work at office
    Financial
    Risk
    Regulatory
    Local area
    Work from home

    Dormont Manufacturing Co

    New York, NY
    3 days ago
  • Equities Operations Control Management - Vice President Brooklyn, NY,...  ...Control Officers Business Unit Commercial & Investment Bank Posting Date 06...  ...impact on our risk culture and operational...  ..., and Regulatory teams to assess...  ...assessments within financial services or a related... 
    Financial
    Risk
    Regulatory
    Full time
    Shift work

    JPMorgan Chase & Co.

    New York, NY
    3 days ago
  •  ...Les témoins non essentiels recueillent...  ...name equity risks, liquidity,...  ...and Investment Banking, GED sales...  ...developments, and regulatory standards at...  ...governance, control and risk...  ...* Strict adherence personally and...  ...roles within a financial institution*...  ...standard office equipment -... 
    Work at office
    Financial
    Risk
    Regulatory
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    1 day ago
  •  ...solutions. As a Vice President on the ABS...  ...traditional and non-traditional asset...  ...(credit risk, syndicate, sales...  ...sales, legal, and investment banking coverage) and...  ...structure and regulatory requirements...  ...in Microsoft Office and Intex In-...  ...health support, financial coaching and... 
    Work at office
    Financial
    Risk
    Regulatory

    TwinThread

    New York, NY
    5 days ago
  •  ...-New York-Vice President location_on...  ..., risk, and experience...  ...through a controlled, risk-averse...  ...line with divisional strategic...  ...including financial justification...  ...ensure adherence to governance...  ..., and regulatory compliance...  ...depending on office location....  ...Ljbffr Goldman Sachs Bank AG
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Contract work
    Temporary work

    Goldman Sachs Bank AG

    New York, NY
    2 days ago
  • $225k

     ...to fund the Bank and to place...  ...positions* Strict adherence personally...  ...Policies, regulatory and...  ...Follows Credit Risk Policies and...  ...governance, control and risk management...  ...standard office equipment -...  ...diversified investment bank. Together...  ...their financial, physical and... 
    Work at office
    Financial
    Risk
    Regulatory
    Temporary work
    Second job
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  •  ...External Reporting Controller team. As a Vice President External Reporting Controller...  ...Corporate Finance, Risk functions, and the...  ...Excel. Translate regulatory changes into...  ...of experience in a financial services or related...  ...Proficiency in Microsoft Office applications (Excel... 
    Work at office
    Financial
    Risk
    Regulatory

    Fairygodboss

    New York, NY
    3 days ago
  • $85k - $140k

    Controllers, Capital Analysis, Planning...  ...all the financial control and...  ...profitability of, and risks associated...  ...of various regulatory and internal...  ...Important Bank (G‑SIB)...  ...leading global investment banking,...  ...we maintain offices around the world...  ...to active, non‑temporary, full... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs Group, Inc.

    New York, NY
    3 days ago
  •  ...interest in financial law...  ...Sachs Global Banking and Markets...  ...delta one and non-delta one)...  ...legal, regulatory and reputational risks Instruct/work...  ...other control areas. Self...  ...leading global investment banking,...  ...maintain offices around the...  ...Category Vice President Posting... 
    Work at office
    Financial
    Risk
    Regulatory
    Full time

    Goldman Sachs Group, Inc.

    New York, NY
    4 days ago
  • $178k - $225k

     ...Group Treasury | Vice President, Business Control Manager | New...  ...’s Wholesale Banking division...  ...of innovative financial products and...  ...freedom to take risks, think...  ...allowing for in-office / work from home...  ...oversight of regulatory liquidity...  .... Oversee Non-Financial Risk... 
    Work at office
    Financial
    Risk
    Regulatory
    Local area
    Work from home
    New York, NY
    1 day ago
  • $165k - $345k

     ...Vice President Investment Banking - Financial Institutions Hybrid - New York, NY Mar 13, 2026...  ...outcomes. Identify and mitigate risks while ensuring compliance with regulatory standards. Work cross-...  ...Demands ~ General Office - Prolonged sitting, ability... 
    Work at office
    Financial
    Risk
    Regulatory
    Work experience placement
    Flexible hours
    Night shift

    Dormont Manufacturing Co

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - Vice President. Be the first to apply!