Broker - Management Liability
$68k - $98kNFP
Who We Are NFP, an Aon company, is a multiple Best Places to Work award winner in Business Insurance. We are an organization of consultative advisors and problem solvers. We help companies and individuals around the globe address their most significant risk, workforce, wealth management and retirement challenges through custom solutions and a people-first approach. To learn more, please visit: Summary NFP’s Professional Liability practice is seeking a licensed P&C Broker to support placements across Management Liability, Cyber, and Professional Liability lines of coverage. This role can sit remote, hybrid, or in-office, with a preference for candidates based on the East Coast or near an NFP office. This is an opportunity for a broker who can operate with a high level of independence, managing their own book of business while continuing to build expertise in complex professional liability exposures. The role is best suited for an individual early to mid-career who is ready for increased responsibility and hands-on broking experience, but who is still looking to deepen their technical knowledge across these lines. The team is seeking someone who can come in with a strong foundation, contribute immediately, and grow into a more specialized broker over time. Candidates may come from a generalist background or a smaller brokerage environment, with exposure to multiple lines of coverage. Essential Duties and Responsibilities Proactively coordinate broking around the renewal cycle in accordance to NFP’s service model standards and timelines Support placement of Management Liability, Cyber, and Professional Liability programs, developing go-to-market strategies for each client or prospect Negotiate with insurance carriers to secure competitive terms, conditions, and pricing, while building a strong understanding of client risk profiles Partner with account management teams to prepare and market submissions, respond to underwriter inquiries, and evaluate carrier quotes Analyze coverage options and present clear, strategic recommendations to clients and internal stakeholders Assist in preparing proposals, coverage comparisons, and client-facing materials Respond to client inquiries and support issue resolution in a timely and professional manner Review binders and policies to ensure accuracy of terms and conditions Participate in client meetings, presentations, and renewal discussions as part of the broking team Develop and maintain strong relationships with carriers, wholesalers, and internal partners Build working knowledge of the professional liability marketplace, including emerging trends in cyber and management liability Support cross-sell and upsell opportunities across NFP’s broader platform Maintain accurate and organized client and broking data within internal systems Knowledge, Skills, and/or Abilities Strong verbal and written communication skills with the ability to convey complex coverage concepts clearly Ability to work independently while collaborating effectively with internal teams Strong negotiation and analytical skills, with attention to detail Demonstrated ability to manage multiple priorities in a fast-paced environment Foundational knowledge of P&C coverages; exposure to management liability, cyber, or professional liability is preferred but not required Ability to learn quickly and build technical expertise over time Positive, proactive attitude with a strong sense of ownership and accountability Proficiency in Microsoft Office Suite; experience with Epic a plus Education and/or Experience Bachelor’s degree or equivalent preferred Minimum of three to five years insurance experience Background as a generalist broker or experience across multiple lines Certificates, Licenses, Registration P&C License required or obtained within 90 days of employment What We Offer We're proud to offer a competitive salary, PTO & paid holidays, 401(k) with match, exclusive discount programs, health & wellness programs, and more. Our PeopleFirst culture focuses on building and nurturing lifelong relationships with our employees because, at the end of the day, we exist to be there for others. The base salary range for this position is $68,000.00 – $98,000.00. The base salary offered will be determined by factors including, but not limited to, experience, credentials, education, certifications, skill level required for the position, the scope of the position, and geographic location. Actual base salary offered will be determined on a case-by-case basis. In addition to the base salary, this position may be eligible for performance-based incentives. NFP and You... Better Together! NFP is an inclusive Equal Employment Opportunity employer. #J-18808-Ljbffr NFP
$200k - $225k
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Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA - Vice President 4 days ago Be among the... ...seeking an experienced Regulatory Reporting Quality Assurance Manager to join its specialized Quality Assurance Unit. This role offers...Full timeWork at officeRemote work$175k - $275k
PARTNER (INSURANCE COVERAGE / PROFESSIONAL LIABILITY) $175000 - $275000 per year | New York, NY | On‑Site | Permanent NYC Partner - Help shape and grow expanding office of nationally recognized law firm (insurance law, professional liability, complex litigation) We’re...Permanent employmentWork at officeLocal area$130k - $177k
...Full Cycle Recruitment Our Financial Services client is seeking a Business Analyst to join our Broker Dealer Back Office team, with a focus on Transaction Lifecycle Management (TLM) for collateral management. This role supports risk mitigation, collateral optimization,...Contract workH1bLocal areaRelocation3 days per week$213.31k - $355.45k
...to various business units. This team focuses primarily on LPL’s broker-dealer and custodial platform business, while also supporting the... ...candidate thrives in a fast-paced business environment and can manage a substantial docket autonomously. A qualified candidate will have...Work from home- DriveWealth is hiring a Director, Broker Dealer FINOP, located in New York, NY, with a hybrid working model. The role includes responsibility for regulatory financial reporting and compliance for broker dealers. You will be part of a dynamic team focused on scaling the...
- ...about developing your career, while helping others along the way, come join the Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible for product management roadmaps, and drive...Work at officeLocal areaRemote work
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NACBA is seeking a Senior Vice President for Legal and Compliance to oversee PIMCO Investments LLC's broker-dealer operations. In this role, you will manage regulatory compliance and lead initiatives to ensure adherence to FINRA standards. The ideal candidate will have...$85k - $125k
Confidential in New York seeks a Compliance Associate with 1-3 years of experience to assist in broker-dealer compliance and asset management. Responsibilities include advising on compliance matters, monitoring trading activity, and implementing internal controls. Ideal...- ...regulatory engagement, supervisory systems, and compliance program oversight. Candidates should have 8-12 years of compliance experience in broker-dealers or investment banks, with relevant licenses preferred. Join a collaborative team that values employee contributions and...Flexible hours
- Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required 2...Remote jobWork at office
$100k - $160k
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Dormont Manufacturing Co is looking for a Broker-Dealer Operations Manager in New York. This role involves overseeing day-to-day operations, ensuring compliance, and managing funds within our broker/dealer subsidiary. The ideal candidate has at least 7 years of experience...$200k - $250k
...the No. 1 investment bank for all global M&A transactions. Broker-Dealer and Capital Markets Coverage Group Houlihan Lokey’s Financial... ...-statement modeling. Key contributions will include: Managing and advancing every stage of sell-side M&A processes: spanning...Internship$125k - $250k
...firms in the industry ~ You will have the flexibility to manage your days in support of our commitment to work/life balance... ...exchanges focusing on tax implications with respect to boot and liabilities Assist with the review of fund documents, joint venture/lower...Work at officeLocal area$120.9k - $254.9k
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