Compliance Specialist
The Hartford Gold Group
Job Description
Job Description
American Hartford Gold is a leader in the precious metals industry, dedicated to providing our clients with exceptional service and expertise. We’re looking for a Compliance Specialist to ensure our team stays sharp, compliant, and on top of their game! If you have experience in the precious metals industry and are committed to delivering high-quality service, we encourage you to apply.
Key Responsibilities:
- Monitor all inbound/outbound customer calls to ensure compliance with company policies and industry regulations.
- Spot red flags and escalate them to management for immediate follow-up and correction.
- Maintain compliance with federal, state, and industry-specific regulations, staying informed of updates.
- Document call evaluations, compliance concerns, and resolutions for audits and reporting.
- Collaborate with legal and management teams to address compliance risks and improve processes.
Requirements:
- Previous experience in the precious metals industry a plus.
- Strong communication skills and ability to be concise in all communications.
- Diligent follow-up skills for effective resolution to all tasks.
- A team player who thrives in a fast-paced, high-volume environment.
- Detail-oriented with the ability to manage multiple tasks efficiently.
Benefits:
- Health, Dental, and Vision Insurance.
- Life Insurance.
- Paid time off.
- Retirement Plan.
- Free Building Gym Access.
- Friday Lunches.
Why Join Us?
At American Hartford Gold, we value professionalism, collaboration, and continuous improvement. Join a team where your skills will make a meaningful impact, and your growth will be supported.
- ...Reporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for: 1) providing operational and project...Suggested
- ...Compliance Specialist Under the direction of the Senior Manager for Contracts & Compliance, the Compliance Specialist is responsible for developing, implementing, maintaining, and continuously improving agency-wide compliance systems that ensure HOPICS remains compliant...SuggestedContract workFor subcontractorWork at officeLocal areaImmediate startAfternoon shift
$22 per hour
...The Compliance Specialist implements policies and procedures to ensure compliance with applicable laws, regulations, and standards. Conducts routine monitoring, audits, and investigations to identify potential compliance issues and recommend corrective actions. Assists...SuggestedHourly payLocal areaWorldwideMonday to FridayWeekend work$85k - $145k
COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENTWHAT IS THE OPPORTUNITY?The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering, interpreting...SuggestedRemote work$60k - $80k
...examinations Schedule follow up internal audits to monitor and maintain the effectiveness of the corrective action taken to ensure future compliance Provide written responses to exception reports and ongoing audit results to state and federal regulators Prepare internal...SuggestedFixed term contractWork at officeLocal areaFlexible hours- WHEELS FINANCIAL GROUP LLC in Van Nuys, CA is seeking a Compliance Specialist to support the Compliance and Legal Departments. The role involves directing issues to appropriate channels for investigation and resolution, with hybrid in-office work on Tue/Wed. The ideal candidate...
- SPECIAL SERVICE FOR GROUPS, INC. is seeking a Compliance Specialist in Los Angeles to manage agency-wide regulatory compliance systems, training, and program standards under the Senior Manager for Contracts & Compliance. The role requires developing, implementing, and maintaining...Local area
- ...military status, in any of activities or operations.Quality Assurance- Compliance Specialist100% Onsite - Location: Los Angeles, CA 90056What We're Looking For:Crystal Stairs is seeking a Compliance Specialist for our Compliance Unit. Under general supervision, the...Work experience placementWork at office
$70k
...Job Description Job Description Apparel/Swim Fabric/Color Compliance Specialist – Private Label Program Los Angeles, CA | Full-Time, On-Site | $70,000+ DOE An established private-label apparel and swimwear company with more than 20 years of industry experience...Full timeWork at officeOverseas- ...Job Description Job Description We are hiring an onsite Compliance Specialist for West LA VA Building 701 MacArthur, a 120-unit non-age restricted tax credit community for Veteran households on the West Los Angeles VA North Campus, and West LA VA Building 207 a 60-...Full timeWork experience placementInterim roleWork at officeMonday to FridayFlexible hours
- ...Job Description Job Description The Customs Specialist will assist with the management of custom and corporate compliance across the entire company, ensuring that all processes are correctly adhered to in order to deliver the highest level of customer service and client...
- CSI Electrical Contractors, Inc. is seeking an IRA PWA Compliance Administrator to ensure accurate IRA documentation and oversee compliance for CSI and subcontractors. The role focuses on records, audits, and regulatory reporting, acting as a liaison to subcontractors...For contractorsFor subcontractor
- Peoria Unified School District seeks a Public Records Request Specialist to ensure compliance with Arizona Public Records Law and district policies. The role involves processing records requests, coordinating with departments, and maintaining thorough documentation for...
- ...Homeless) in Los Angeles, CA is seeking a Leave of Absence Analyst to support comprehensive leave administration. You will ensure compliance with federal, state, and local regulations while delivering high-quality service to employees and managers. As part of the HR...Local area
- Sugared + Bronzed is seeking a People & Employment Compliance Specialist to manage day-to-day employment-law and compliance work for a multi-state, multi-studio team. This hands-on role combines HR operations with careful legal reasoning and partner collaboration with People...
$85k - $100k
...Global Immigration and Compliance Specialist Hawthorne, CA SpaceX was founded under the belief that a future where humanity is exploring the stars is fundamentally more exciting than one where we are not. Today SpaceX is actively developing the technologies to make this...Permanent employmentTemporary workFor contractorsLocal areaRelocationWeekend work- Gersh in Beverly Hills seeks a Commissions Analyst to review and validate agent credits within trust and compensation systems, ensuring proper attribution for client engagements and revenue. You will partner with agents, payroll, accounting, and operations to maintain data...
$47k
Job Title: Compliance Specialist Location: Los Angeles, Hybrid (3 days in office) Salary: $47,000 USD Hours: Mon - Fri 8am - 5pm (40 hours per week) $55,000 - $55,000 a year Make a Real Impact as a Compliance Specialist at Zen Educate Are you ready to join a mission...Temporary workWork at office- LOGISTEED America, Inc. is seeking a Customs Brokerage Compliance Specialist to monitor and report import brokerage compliance across US operations. You will support compliance policies, assist in enforcement, and liaise with HR and branch managers to ensure timely regulatory...Shift workWeekend work
- Job Overview The Compliance Specialist, under direct supervision, is responsible for leading compliance for the Product Control Division (PCD). The incumbent works under the guidance of the Compliance Manager to ensure Wismettac products sold in North America comply with...Full timeFlexible hours
$25 - $26.44 per hour
...diversity strengthens us, and our strong SJC community contributes to our shared mission. Job Description Job Summary The Compliance Specialist provides key support to agency management. Under the supervision of the Director of Contracts and Compliance, the Compliance...Hourly payPermanent employmentFull timeContract workWork at officeLocal area$80k - $120k
People & Employment Compliance Specialist Sugared + Bronzed is a fast-growing sugaring and airbrush tanning brand with studios across multiple states. We're known for a premium, body-positive client experience — and behind the scenes, for a team that takes care of its people...Full timeWork at officeLocal area$34 - $35 per hour
...Workforce Labor Compliance SpecialistLos Angeles, California, United States$ 34.00 - 35.00 (US Dollar)Workforce Labor Compliance Specialist needs 5 years working experiences related to workforce contract compliance requirements, data collection, document generation experience...Contract workWork experience placementWork at office$175k - $225k
LEAD FIDUCIARY COMPLIANCE SPECIALISTWHAT IS THE OPPORTUNITY?The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance programs within Wealth Management with specific focus on OCC 12 CFR 9 Fiduciary Activities...Work at officeRemote work- ...Licensed Customs Compliance Specialist Integr8staff is hiring a Licensed Customs Compliance Specialist for an established yet thriving custom brokerage firm and supply chain leader in the industry. The role requires a strong understanding of CBP regulations, refund...Local area
$22 per hour
...Compliance Specialist The Compliance Specialist implements policies and procedures to ensure compliance with applicable laws, regulations, and standards. Conducts routine monitoring, audits, and investigations to identify potential compliance issues and recommend corrective...Hourly pay$68k - $90k
...we are investing in what’s next for your career. This individual will work directly with the Client and other Labor Compliance Specialists, Contractors, and the Dept. of Industrial Relations for the duration. Why Choose PCL? Choose a career with rewards...Hourly payFor contractorsApprenticeshipWork experience placementFor subcontractorImmediate start- ...Job Description Job Description About the Role: Seeking a Trade Compliance Specialist to join the team on a 6-month contract basis. This role can be performed remotely or on-site, with the potential to convert to a full-time position for local or candidates willing...Permanent employmentFull timeContract workLocal areaImmediate startRemote workRelocation
- ...Job Description Job Description We are hiring a Compliance Specialist On-Site - Roving for the Greater Los Angeles area. The position is full time, on-site, and will assist with maintaining resident files, conducting income certifications according to property guidelines...Full timeWork experience placementInterim roleWork at officeMonday to FridayFlexible hours
- Zen Educate seeks a Compliance Specialist to ensure educator profiles are fully vetted and compliant. You will review documents such as background checks, training certificates, and immunizations to protect students and schools. Collaborating with a dedicated team, you...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Specialist. Be the first to apply!
- compliance analyst Los Angeles, CA
- regulatory compliance specialist Los Angeles, CA
- regulatory affairs specialist Los Angeles, CA
- legal compliance analyst Los Angeles, CA
- regulatory compliance associate Los Angeles, CA
- privacy compliance analyst Los Angeles, CA
- cybersecurity policy and compliance analyst Los Angeles, CA
- compliance specialist Los Angeles, CA
- coding compliance specialist Los Angeles, CA
- compliance consultant Los Angeles, CA


