Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Specialist

The Hartford Gold Group

Job Description

Job Description

American Hartford Gold is a leader in the precious metals industry, dedicated to providing our clients with exceptional service and expertise. We’re looking for a Compliance Specialist to ensure our team stays sharp, compliant, and on top of their game! If you have experience in the precious metals industry and are committed to delivering high-quality service, we encourage you to apply.

Key Responsibilities:

  • Monitor all inbound/outbound customer calls to ensure compliance with company policies and industry regulations.
  • Spot red flags and escalate them to management for immediate follow-up and correction.
  • Maintain compliance with federal, state, and industry-specific regulations, staying informed of updates.
  • Document call evaluations, compliance concerns, and resolutions for audits and reporting.
  • Collaborate with legal and management teams to address compliance risks and improve processes.


Requirements:

  • Previous experience in the precious metals industry a plus.
  • Strong communication skills and ability to be concise in all communications.
  • Diligent follow-up skills for effective resolution to all tasks.
  • A team player who thrives in a fast-paced, high-volume environment.
  • Detail-oriented with the ability to manage multiple tasks efficiently.


Benefits:

  • Health, Dental, and Vision Insurance.
  • Life Insurance.
  • Paid time off.
  • Retirement Plan.
  • Free Building Gym Access.
  • Friday Lunches.

Why Join Us?

At American Hartford Gold, we value professionalism, collaboration, and continuous improvement. Join a team where your skills will make a meaningful impact, and your growth will be supported.

Vacancy posted more than 2 months ago
Similar jobs that could be interesting for youBased on the Compliance Specialist in Los Angeles, CA vacancy
  • $22 per hour

     ...Job Description Job Description The Compliance Specialist implements policies and procedures to ensure compliance with applicable laws, regulations, and standards. Conducts routine monitoring, audits, and investigations to identify potential compliance issues and recommend... 
    Suggested
    Hourly pay
    Local area
    Worldwide
    Monday to Friday
    Weekend work

    Stiiizy

    Los Angeles, CA
    8 days ago
  •  ...Compliance Specialist Los Angeles, California, United States Compliance Specialist needs 3+ years of strong experience workforce contract Compliance Specialist requires: Labor compliance Certified payroll Subcontractor management Diversity/Equality... 
    Suggested
    Contract work
    Work experience placement
    For subcontractor
    Work at office

    Global Channel Management

    Los Angeles, CA
    4 days ago
  •  ...military status, in any of activities or operations.Quality Assurance- Compliance Specialist100% Onsite - Location: Los Angeles, CA 90056What We're Looking For:Crystal Stairs is seeking a Compliance Specialist for our Compliance Unit. Under general supervision, the... 
    Suggested
    Work experience placement
    Work at office

    Crystal Stairs

    Los Angeles, CA
    9 days ago
  •  ...years, growing from a family-owned single store front in Van Nuys into the largest auto title lender in California. The Compliance Specialist is responsible for supporting the Compliance and Legal Departments. The Compliance Specialist will primarily interact with... 
    Suggested
    Casual work
    Work at office
    Remote work
    Work from home

    WHEELS FINANCIAL GROUP LLC

    Los Angeles, CA
    25 days ago
  • $32 - $38 per hour

     ...Compliance And CRA Program Assistant Assists the Chief Compliance & Risk Officer with the administration and coordination of the Bank's Compliance and CRA Programs. Conduct vendor due diligence reviews, perform compliance testing, and monitor branch complaints. Reviews... 
    Suggested
    Hourly pay
    Temporary work

    State Bank of India (California)

    Los Angeles, CA
    5 days ago
  • $25 - $30 per hour

    SPECIAL SERVICE FOR GROUPS, INC. JOB ANNOUNCEMENT Title: Compliance Specialist Division: HOPICS                     FLSA: Non-Exempt (Full Time) Supervisor: Sr Manager for Contacts & Compliance.              Supervisor: Sr Manager for Contacts & Compliance Pay... 
    Full time
    Contract work
    For subcontractor
    Work at office
    Local area
    Immediate start
    Afternoon shift

    Special Service for Groups, Inc- HOPICS

    Los Angeles, CA
    5 days ago
  • $85k - $145k

    COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENTWHAT IS THE OPPORTUNITY?The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering, interpreting... 
    Remote work

    City National Bank

    Los Angeles, CA
    2 days ago
  •  ...Thomas Safran & Associates is hiring a Compliance Specialist On-Site - Roving for the Greater Los Angeles area. The full-time, on-site role focuses on maintaining resident files, completing income certifications, and ensuring occupancy and Fair Housing compliance across... 
    Full time

    Thomas Safran & Associates

    Los Angeles, CA
    3 days ago
  • $67.9k - $123.3k

     ...career wherever you want it to go. Join EY and help to build a better working world. Ethics and Compliance Investigations Team‑Investigations Operations and Risk Specialist – Senior Associate Job Description At EY, you’ll have the chance to build a career as... 
    Work experience placement
    Summer holiday
    Work at office
    Flexible hours

    EY

    Los Angeles, CA
    1 day ago
  • $77k - $90k

     ...Compliance Manager Reporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for maintaining effective... 

    Sony Pictures Entertainment

    Culver City, CA
    1 day ago
  • $38.46 - $40.87 per hour

     ...Job Title: Compliance Specialist Location: Irvine, CA 92612 Salary Range: $38.46 - $40.87 Hourly Position Type: Full Time Description Position Overview *THIS POSITION WILL BE LOCATED AT 450 KING AVE, WILMINGTON, CA 90744* Ensure... 
    Hourly pay
    Full time
    Work at office
    Flexible hours

    WSH Management, Inc.

    Pico Rivera, CA
    2 days ago
  • Special Service for Groups, Inc. is seeking a Compliance Specialist to lead the development, implementation, and continuous improvement of agency-wide compliance systems. You will serve as the subject matter expert for regulatory compliance, policy development, Release... 
    Local area

    Special Service for Groups, Inc.

    Los Angeles, CA
    1 day ago
  • WHEELS FINANCIAL GROUP LLC in Van Nuys, CA is seeking a Compliance Specialist to support the Compliance and Legal Departments. The role involves directing issues to appropriate channels for investigation and resolution, with hybrid in-office work on Tue/Wed. The ideal candidate... 

    WHEELS FINANCIAL GROUP LLC

    Los Angeles, CA
    2 days ago
  • $60k - $80k

     ...responses to exception reports and ongoing audit results for regulators. Prepare internal reports and summaries on incidents of non‑compliance with relevant legal, regulatory and policy requirements. Develop and present root cause analyses and corrective action plans to... 
    Fixed term contract
    Work at office
    Local area
    Flexible hours

    Westlake Financial

    Los Angeles, CA
    3 days ago
  • SPECIAL SERVICE FOR GROUPS, INC. is seeking a Compliance Specialist in Los Angeles to manage agency-wide regulatory compliance systems, training, and program standards under the Senior Manager for Contracts & Compliance. The role requires developing, implementing, and maintaining... 
    Local area

    Special Service for Groups

    Los Angeles, CA
    3 days ago
  • $60k - $80k

     ...examinations Schedule follow up internal audits to monitor and maintain the effectiveness of the corrective action taken to ensure future compliance Provide written responses to exception reports and ongoing audit results to state and federal regulators Prepare internal... 
    Fixed term contract
    Work at office
    Local area
    Flexible hours

    Westlake Services, LLC

    Los Angeles, CA
    4 days ago
  •  ...Job Description Job Description The Customs Brokerage Compliance Specialist reports to the LOGISTEED-America, Inc. Customs Brokerage Compliance Manager & Director of Customs Brokerage Compliance. This position requires excellent analytical skills along with the ability... 
    For contractors
    Work experience placement
    Work at office
    Local area
    Night shift
    Weekend work

    Logisteed America, INC

    Monterey Park, CA
    4 days ago
  • $175k - $225k

    LEAD FIDUCIARY COMPLIANCE SPECIALISTWHAT IS THE OPPORTUNITY?The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance programs within Wealth Management with specific focus on OCC 12 CFR 9 Fiduciary Activities... 
    Work at office
    Remote work

    City National Bank

    Los Angeles, CA
    3 days ago
  •  ...The Home Depot is seeking an Asset Protection Specialist in Hawthorne, California to prevent financial loss from theft and fraud while ensuring compliance with safety and environmental programs. This role involves using various security tools, documenting incidents, interacting... 

    The Home Depot

    Hawthorne, CA
    5 days ago
  •  ...The Home Depot is seeking an Asset Protection Specialist in Pasadena, CA. This role is crucial for preventing financial loss due to theft and fraud while ensuring compliance with safety and environmental programs. Responsibilities include monitoring security, preparing... 

    The Home Depot

    Pasadena, CA
    5 days ago
  •  ...The Home Depot is looking for an Asset Protection Specialist in Glendale, CA. This role is responsible for preventing financial loss from theft and fraud while ensuring safety compliance. The Asset Protection Specialist will monitor physical security, utilize CCTV, and... 

    The Home Depot

    Glendale, CA
    5 days ago
  •  ...The Home Depot is seeking an Asset Protection Specialist in El Monte, California. This role focuses on preventing financial loss due to theft and fraud while ensuring safety compliance. Responsibilities include monitoring security systems, preparing case reports, and... 

    The Home Depot

    El Monte, CA
    5 days ago
  • A leading precious metals company in Los Angeles is seeking a Compliance Specialist to monitor incoming and outgoing customer calls for compliance with all regulations. The ideal candidate will have experience in the precious metals industry and strong communication skills... 

    The Hartford Gold Group

    Los Angeles, CA
    4 days ago
  • Gersh in Beverly Hills seeks a Commissions Analyst to review and validate agent credits within trust and compensation systems, ensuring proper attribution for client engagements and revenue. You will partner with agents, payroll, accounting, and operations to maintain data...

    Gersh

    Beverly Hills, CA
    3 days ago
  • $67k - $70k

    Summary The responsibilities of the Compliance Specialist include performing detailed audits of tenant files, the property, and site‑level operations to determine compliance with program/project requirements of the applicable affordable housing programs. These programs... 
    Work at office
    Local area

    Chavezfoundation

    Los Angeles, CA
    3 days ago
  • Compliance Specialist II The Compliance Specialist II reports directly to the Assistant Compliance Manager and indirectly to the Compliance Manager. The Compliance Specialist II position is nonsupervisory with no direct reports. This position is responsible for conducting... 
    Contract work
    Work at office
    Local area
    Work from home
    Night shift

    GovernmentJobs.com

    Los Angeles, CA
    3 days ago
  •  ...Job Description Job Description We are hiring an onsite Compliance Specialist for Thatcher Yard, a 98-unit multi-family tax credit affordable housing community in Marina del Rey, walkable to the Pacific Ocean. The position is full time, on-site, and will assist with... 
    Full time
    Work experience placement
    Interim role
    Work at office
    Monday to Friday
    Flexible hours

    Thomas Safran and Associates

    Los Angeles, CA
    more than 2 months ago
  •  ...Job Description Job Description We are hiring a Compliance Specialist On-Site - Roving for the Greater Los Angeles area. The position is full time, on-site, and will assist with maintaining resident files, conducting income certifications according to property guidelines... 
    Full time
    Work experience placement
    Interim role
    Work at office
    Monday to Friday
    Flexible hours

    Thomas Safran and Associates

    Los Angeles, CA
    a month ago
  • $68k - $90k

     ...we are investing in what’s next for your career.   This individual will work directly with the Client and other Labor Compliance Specialists, Contractors, and the Dept. of Industrial Relations for the duration.   Why Choose PCL? Choose a career with rewards... 
    Hourly pay
    For contractors
    Apprenticeship
    Work experience placement
    For subcontractor
    Immediate start

    PCL Construction

    Glendale, CA
    a month ago
  •  ...purchasing our products no matter your hair type, style or budget. About the Role: KITSCH is seeking an experienced Amazon Compliance Specialist to join our growing team. The ideal candidate will have a strong background in e-commerce compliance, regulatory affairs,... 
    Full time
    Fixed term contract
    Local area
    Remote work
    Worldwide

    Kitsch LLC

    Los Angeles, CA
    more than 2 months ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Specialist. Be the first to apply!