Senior Research Supervisor - Options & Regulatory Compliance
Chase
Chase is looking for a Supervisory Analyst / Registered Options Principal based in Houston. This key position involves reviewing equity, credit, and derivatives research to ensure compliance with FINRA and SEC regulations. Candidates should have 7-10 years of experience, preferably in equity research, and hold FINRA Series 16. The role offers a hybrid working arrangement and a comprehensive benefits package, including health care, retirement savings, and tuition reimbursement. Join us in fostering a diverse and inclusive work environment. #J-18808-Ljbffr Chase
Vacancy posted 23 hours ago
Similar jobs that could be interesting for youBased on the Senior Research Supervisor - Options & Regulatory Compliance in Houston, TX vacancy
- ...Senior Product Manager, Compliance & EHS Platforms Category: Analytics and Emerging Digital Technologies Main location: United States, Georgia... ..., safety data sheets (SDS), labeling, and global regulatory obligations. This role serves as the empowered central...SeniorFull timeLocal areaRemote work
CGI Technologies and Solutions, Inc.
Houston, TX23 hours ago - Senior Director, Regulatory Compliance SunStrong Management Overview SunStrong Management is a leading independent asset management and servicing platform specializing in residential and commercial solar energy portfolios. SunStrong provides end-to-end services including...SeniorTemporary workLocal areaImmediate start
- ...qualified applicants for a Senior Manager, Regulatory Technical Authority... ...the Director of Regulatory Compliance. This position is located... ...risks and provide reports to Supervisor and other LNG business... ...Skills: Excellent research, written and oral communication...SeniorWork at officeLocal areaMonday to Friday
Venture Global LNG
Houston, TX23 hours ago $107.16k - $226.32k
...for as a firm. KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance Management Services practice. Responsibilities:... ...offer a comprehensive, competitive benefits package, with options designed to help you make the best decisions for...SeniorLocal areaRemote workKPMG
Houston, TX3 days ago$121.2k - $163.9k
...Description The Senior Project Manager, Dangerous Goods (DG) Regulatory Engagement is a DG, Storage, and Fire and Chemical... ...using automation/tech to enable compliance throughout the network A day... ...Basic Life & AD&D insurance and option for Supplemental life plans, EAP...SeniorWork at officeFlexible hoursAmazon
Houston, TX3 days ago- ...The Research Lab Manager at UT MD Anderson provides advanced technical and managerial... ...research projects, and ensure regulatory and institutional compliance while maintaining a high-... ...employees working 30+ hours/week, plus optional group dental, vision, life, AD&D, and...TraineeshipLocal area
MD Anderson Center
Houston, TX4 days ago - ...I. Job Summary The Senior Manager, Payroll Tax and Compliance leads the development and execution of the organization... ...compensation (e.g., RSUs, stock options), supplemental wages, fringe... ...and effective communication with regulatory agencies.Governance, Risk & Controls...SeniorTemporary workWork at officeLocal area
wm
Houston, TX4 days ago - ...property management company is seeking a Property Management Supervisor to oversee multi-family properties in Houston. The role... ...communication skills, focusing on operational performance and regulatory compliance. Candidates should have 3-5 years of property management...Senior
- ...Job Description Job Description Senior Manager/Director, Systems Improvement & Compliance (Electrical Utility) We are seeking an experienced leader to... ...the company’s operational goals while adhering to regulatory standards. The successful candidate will play a critical...Senior
FindTalent
Houston, TX8 days ago - The Division of Clinical Research provides infrastructure support... ...ethical standards and compliance with all regulatory policies. The Clinical... ...Clinical Trial Laboratory Supervisors, fostering a culture of excellence... ...30+ hours/week, plus optional group dental, vision, life...Hourly payFull timeWork experience placementLocal areaRelocation packageMonday to Friday
MD Anderson Cancer Center
Houston, TX3 days ago - ...Senior Manager Of It Compliance The Senior Manager of IT Compliance is responsible for establishing, operating, and continuously maturing the... ...Management governance, ensuring technology operations align with regulatory obligations, internal standards, and business objectives...SeniorPermanent employment
American Bureau of Shipping
Houston, TX4 days ago $119.5k - $222.5k
...Description** **Scope** This role reports to the Director, Import Compliance and supports import compliance activities globally by... ...providing project execution and proposal support; and contributing to regulatory intelligence and continuous improvement initiatives. The...SeniorLocal areaFluor
Houston, TX2 days ago- Revolut is seeking a Financial Crime Compliance Manager in Houston, Texas. This role involves monitoring regulatory changes, drafting FinCrime policies, and overseeing sanction frameworks to ensure compliance and mitigate risks. With a focus on sanctions and terrorism...Senior
- ...Senior Executive Director, Regulatory Affairs About the Company Well-funded clinical-stage biotech company Industry Biotechnology Type... ..., negotiate directly with authorities, and ensure compliance with regulatory requirements. The ideal candidate will...Senior
$24.28 per hour
...participating in or conducting clinical research while maintaining high ethical standards and compliance with all regulatory policies. The Division of... ...clinical research. The Senior Research Data Coordinator... ...30+ hours/week, plus optional group dental, vision, life,...SeniorHourly payFull timeWork experience placementWork at officeLocal areaRemote workRelocation package$99.18k - $119.69k
...Houston, TX. In this role, you will support the organization's governance, risk management, and compliance initiatives by identifying and mitigating risks while ensuring regulatory compliance. The ideal candidate has a Bachelor’s degree or equivalent experience, with at...Senior- Description Summary Reporting to the Director, Energy Compliance Services, the Senior Regulatory Program Manager ("SRPM") will be responsible for managing and overseeing compliance activities related to the various clean fuel regulations the company participates...SeniorTemporary workWork at officeFlexible hours
Clean Energy
Houston, TX2 days ago - ...00% of medical benefits for employees, plus dental and vision options. Generous Paid Time Off (PTO) : Vacation, sick leave, and holidays... ...Work : Your projects will directly impact patient care, research, and operational excellence. ***Ideal candidate will have clinical...SeniorContract workWork experience placementLocal areaRemote work
MD Anderson Center
Houston, TX4 days ago - ...Tax Manager to join their dynamic finance team. This role offers an exciting opportunity for a tax professional passionate about compliance and planning. You will oversee tax operations, ensuring adherence to regulations while collaborating with various departments. The...Senior
- ...People who provide services to us. Who we are looking for: The Senior Director of Financial Crimes Compliance provides enterprise‑wide leadership for all financial crimes prevention, detection, and regulatory compliance functions across the Bank. This role serves as the...SeniorWork from home
- PKF Texas in Houston is seeking a Business Enterprise Tax Manager/Senior Manager to manage tax compliance for public and private clients. This role involves directing tax projects, engaging with clients, and mentoring junior staff. The ideal candidate has 5-15 years of...Senior
- Weston Solutions is seeking an Environmental Project Manager to lead compliance, assessment, and remediation projects across Texas. This role involves managing project teams, scope, schedule, and budget to meet the company’s commitments. The ideal candidate will have over...Senior
- A reputable tax and advisory firm in Houston, TX is seeking a Senior Tax Manager responsible for leading tax compliance and planning engagements. The ideal candidate will have a Bachelor’s degree in Accounting, a CPA license, and at least 6 years of experience in domestic...Senior
- ...impurity testing. This role leads the execution of complex testing, provides technical guidance to junior staff, and ensures regulatory compliance and data integrity. The position supports process improvements, method validation, and training initiatives. Perform...Work at office
Eagle Analytical Services
Houston, TX4 days ago - ...an Environmental Health & Safety (EHS) Manager. This full-time role involves developing and enforcing safety programs, ensuring compliance with OSHA and other regulations, and leading safety training. The ideal candidate will have 7 to 10 years of EHS experience in construction...SeniorFull time
$124k - $280k
...transformation engagements across the entire lifecycle. As a Senior Manager specializing in Blockchain, you will play a... ...(DeFi, tokenized assets, stablecoins, DAOs) and their regulatory, risk, and compliance implications Experience building business cases and ROI...SeniorFull timeContract workH1bPwC
Houston, TX3 days ago- ...Responsibilities include defining key market drivers, developing knowledge systems, and conducting economic screenings. The position offers attractive benefits including a remote work option for eligible roles and a solid 401(k) match. #J-18808-Ljbffr CITGO Petroleum CorporationSeniorRemote job
- ...directly job-related experience. RESPONSIBILITIES Serve as a senior member of the Gift and Estate Planning team, providing expertise... ..., guidance and supervision to system staff on estate planning options. Collaborate with finance, legal and advancement teams to enhance...Senior
$130.6k - $298.7k
...working world. The opportunity We are seeking Senior Manager-level candidates with both prior research credit experience as well as a background in science... ...and 401(k) plans, and a wide range of paid time off options. Join us in our team-led and leader-enabled hybrid...SeniorFull timeSummer holidayFlexible hours- ...engagements. Your key responsibilities Senior Directors are the primary client contacts... ...strategies using market analysis, customer research, macroeconomic forecasting, and portfolio... ...process, please contact 1‑800‑EY‑HELP3 (option 2 for candidate related inquiries, then option...SeniorWork experience placementSummer holidayFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Research Supervisor - Options & Regulatory Compliance. Be the first to apply!
Related searches
- senior research manager Houston, TX
- director of research Houston, TX
- research coordinator Houston, TX
- associate director clinical research Houston, TX
- research program manager Houston, TX
- account manager market research Houston, TX
- research lab manager Houston, TX
- research manager Houston, TX
- clinical research manager remote Houston, TX
- research supervisor Houston, TX