Senior Finance Analyst — Regulatory Reporting & Automation
TD Securities
TD Securities USA (New York) is seeking a Senior Finance Analyst to support regulatory reporting for U.S. broker-dealer entities. You will prepare and review FOCUS and Net Capital calculations, collaborate with internal teams, and help drive automation and process improvements to ensure timely, accurate reporting. The role requires strong Excel/Access skills, data governance understanding, and the ability to communicate with senior management. #J-18808-Ljbffr TD Securities
- CommBank's New York Finance team seeks a Senior Finance Analyst to join and support financial and regulatory reporting for the U.S. broker-dealer, collaborating with Global Markets... ...improvement, with opportunities to automate and simplify controls using AI-enabled tools...SeniorRegulatory
- Mission Staffing in New York, NY is seeking an SEC Reporting professional to prepare and review quarterly and annual SEC filings (10-Q, 10-K). You will assist with footnote disclosures, MD&A, earnings materials, and management reporting while supporting GAAP, SOX compliance...Senior
$100k - $125k
...Senior Finance Analyst Work Location: New York, New York, United States of America Hours... ...Description: The Broker Dealer Regulatory Reporting Team is a key function within TD Securities... ...the production process through automation and efficiencies as well as...SeniorRegulatoryWork at office$150k - $225k
...is an investment advisor. They seek a Senior Reporting Associate to join their Manhattan, NY... ...external partnersSupport technology and automation initiatives to improve portfolio... ...investmentsPrepare investor, management, and regulatory reports, along with cash flow...SeniorRegulatoryWork at officeRemote work$110k - $150k
...A major financial institution in New York is seeking a regulatory reporting professional responsible for the timely submission of the FR2052a report. You will prepare detailed reports, perform variance analysis, and communicate with regulators. The ideal candidate will...SeniorRegulatory$120k - $196k
...this role: Wells Fargo is seeking a Senior Business Aligned Finance Analyst to work in the CIB Markets Finance... ...peer benchmarking, and executive reporting to support business performance... ...controllers, corporate treasury, regulatory capital, financial planning and analysis...SeniorRegulatoryFull timeWork experience placementWork at officeRelocation package$100k - $125k
...Description: Position Title: Senior Finance Analyst (L9) Business Unit: TD... ...USA (New York) Report Location: Hybrid Hours:... ...management, liquidity, and regulatory reporting. As a primary control... ...enhanced tools. Assist in automation of workflows and implementation...SeniorRegulatoryFull timeWork at officeLocal areaWork from homeFlexible hours- ...Management seeks a seasoned fund-finance leader to drive financial reporting, close cycles, and treasury oversight... ...multiple investment funds. The Senior Director will coordinate with external... ...statements and compliance with regulatory standards. Reporting to the VP, Fund...SeniorRegulatoryLocal area
- Macquarie Bank Limited seeks a North America Transaction Reporting Specialist focused on derivatives reporting and regulatory obligations. The role involves applying regulatory requirements across the North American landscape, engaging with global teams, and delivering...SeniorRegulatory
- ...Finance Reporting Analyst Job Req Id: 26988639 Location(s): Mumbai, Maharashtra, India Job Type: Hybrid Posted: Aug. 21, 2026 Discover your future... ..., reports and statements in accordance with local regulatory guidelines. Responsibilities Support the analysis and submission...RegulatoryFull timeInternshipWork at officeLocal area
- A prominent insurance finance organization is seeking a Senior Accountant in New Jersey. The ideal candidate... ...financial accounting, expertise in SEC reporting, and strong knowledge of GAAP.... ...activities, and ensuring compliance with regulatory requirements. The organization...SeniorRegulatory
$100k - $125k
...Description Position Title Senior Finance Analyst Business Unit TD Securities... ...Securities USA (New York) Report Location In Office Hours M... ...Overview The Broker Dealer Regulatory Reporting Team is a key function... ...production process through automation and efficiencies as well as...SeniorRegulatoryWork at officeLocal areaWork from homeFlexible hours- FalconX is seeking a Senior Manager of Financial Reporting and Technical Accounting to lead critical GAAP and regulatory reporting initiatives. You will drive policies, oversee cross-functional projects, and manage offshore teams to ensure audit-ready, regulatorily compliant...SeniorRegulatory
- ...Position Summary newcleo is seeking a Senior Manager, SEC Reporting & Technical Accounting to support... ...This position will work closely with finance teams, external auditors, and senior... ...including Forms 20-F, 6-K, and other regulatory filings. Support the preparation of...SeniorRegulatory
- ...client, a leading global banking institution, is seeking a Senior Financial Reporting Manager. This will be a New York City, NY based role with... ...Assist in monitoring and interpretation of new SEC/GAAP and Regulatory pronouncements; Prepare position papers and implement the...SeniorRegulatoryHourly payContract workRemote work
- Nasdaq, Inc. seeks an experienced Senior Business Analyst to join its Axiom Regulatory Reporting practice in the United States. In this client-facing role, you will design, implement, and optimize regulatory reporting solutions on the Axiom platform for financial institutions...SeniorRegulatory
- ADTM Adenza Technology de Mexico S de RL de CV in New York is seeking a Senior Business Analyst to join its Axiom Regulatory Reporting practice. You will partner with financial institutions to design, implement, and optimize regulatory reporting solutions on the Axiom...SeniorRegulatory
- ...Insurance Agency Inc. is seeking a Business Data Analyst (Finance) for a hybrid in-office/remote role. The analyst will... ...develop data queries, transform data, and create reports supporting financial services and regulatory filings. Responsibilities include data acquisition...RegulatoryWork at officeRemote work
$110k - $125k
Job Overview - Senior Financial Reporting Associate (BDC) Compensation: $110,000 - $125,000/year + bonus Location: New York, NY Schedule: Monday... ...accurate reporting, effective internal controls, and regulatory compliance. Responsibilities SEC & Financial Reporting:...SeniorRegulatoryMonday to Friday- Forvis Mazars, LLP is seeking a Senior Consultant in Risk & Regulatory to support regulatory reporting, data accuracy, and process improvements. You will work with regulatory reporting, data, and technology teams to ensure high-quality submissions across product areas....SeniorRegulatoryFull time
- Pearse Portfolio is seeking a Finance Manager to support statutory audits across multiple... ...entities and help build scalable, automated reporting infrastructure. The role partners with... ...and a track record in financial and regulatory reporting within fintech or financial...Regulatory
$92k - $138k
Finance Reporting Lead Analyst VP Location(s): Getzville, New York, United States... ...Prod Ctrl Lead Analyst is a senior level position responsible... ...Controls, Process Design, Regulatory Management. Other Relevant... ...Close Date: Sep 22, 2026 Automated Processing and AI We use...RegulatoryFull time- ...engagement and workflow automation. Backed by leading investors... ...and strategic Senior Manager/Director of Finance to build and lead Blooming... ...financial planning, and monthly reporting processes. Develop actionable... ...accounting standards, regulatory requirements, and best practices...SeniorRegulatoryContract workWork at officeRemote work1 day per week
- ...produce external financial reports that inform investors... ...You will partner with finance and business teams... ...disclosures. Job summary As an Analyst in the SEC Reporting... ...business partners and senior management. Partner... ...balance sheet. Lead regulatory filing production,...RegulatoryWork at office
$157k - $199k
Senior Manager, Financial Reporting & Technical Accounting FalconX is a pioneering team of operators, investors... ...at the intersection of traditional finance and cutting‑edge technology,... ...strict compliance with U.S. GAAP and regulatory requirements. You aren’t just maintaining...SeniorRegulatoryLocal area$115k - $140k
...savvy accounting and finance professional to... ..., and help automate processes. Key Responsibilities... ...with financial reporting for internal and... .... Assist with regulatory and management... ...a plus Seniority level Seniority level... ...Senior Financial Analyst jobs in New York,...SeniorRegulatoryFull time- ...business decisions. Management Reporting & Analysis: Prepare... ...annual financial reports for senior management and stakeholders.... ...strategies. Ensure adherence to regulatory requirements and assist with... ...Education: Bachelor's degree in Finance, Accounting, Economics, or a...SeniorRegulatoryImmediate start
- ....00 - 100,000.00 Position Summary Reporting to the Senior Manager of Finance and Research Administration for the... ...Neurology, the Senior Financial Analyst will support the financial management... ..., etc.) and participates in regulatory audits and inspections. Trains and...SeniorRegulatoryTemporary workWork at officeLocal area
- ...Financial Analyst III | Utility / Energy Client We’re looking... ...Support financial accounting, reporting, and regulatory filings, including FERC... ...’s degree in Accounting or Finance 3–5 years of experience in... ...Francisco Fair Chance Ordinance Seniority level Mid‑Senior level...SeniorRegulatoryLong term contractContract workTemporary workLocal area
$64.07k - $99.79k
The Senior Compliance Reporting Specialist will be responsible for ensuring compliance... ...departments, including Finance and Legal. **This is a... ...with company policies and regulatory requirements. Identify and... ...ago Regulatory Compliance Analyst - Data Privacy Compliance...SeniorRegulatoryFull timeWork experience placementImmediate startRemote work
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