VP, Equity Capital Markets Compliance & Surveillance
Stonex Group
StoneX Group is seeking a senior compliance professional to ensure adherence to SEC, FINRA and SRO rules across equity markets. You will review policies, test systems, and drive remediation with sustainable controls, partnering with management to document and evidence supervisory processes.
Ideal candidates have strong data analysis skills, Bloomberg experience, and proficiency in Excel, SQL and Python. This role requires US work authorization and a proactive, detail-oriented approach.
#J-18808-LjbffrVacancy posted 2 days ago
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