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Senior Counsel, Brokerage & M&A Strategy

Jobleads-US

LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel, Brokerage. This role focuses on the broker-dealer and investment advisory businesses, advising across business development, corporate transactions, and platform conversions with an autonomous docket in a fast-paced environment.

The ideal candidate has deep experience with FINRA rules, SEC regulations, and state securities laws, with the ability to navigate complex

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Vacancy posted 1 day ago
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