Senior Regulatory & Legal Operations Associate
NACBA
NACBA is looking for a Senior Associate in Columbus, Ohio, to manage legal and regulatory processes within the Wealth Management sector. You will facilitate engagements at all levels, ensuring compliance and managing obligations from start to finish. The ideal candidate has over 3 years of wealth management experience and is proficient in documentation and analysis. The role requires excellent communication skills and the ability to lead complex initiatives. #J-18808-Ljbffr NACBA
- Overview What You Will Do You will oversee sanctions screening operations and regulatory obligations across Klarna’s US business, ensuring high-... ...requirements. You will collaborate closely with Compliance, Legal, and banking partners while continuously improving...SeniorLegalRegulatoryLocal area
- NACBA is seeking a Wealth Management Attorney to join their legal team in Columbus, Ohio. The role involves providing strategic legal... ...in securities regulations. Responsibilities include serving as senior legal counsel, ensuring compliance with laws, and collaborating...SeniorLegalRegulatory
- ...(ODVS) is seeking an Attorney 5 to report directly to the Chief Legal Counsel. This critical role entails providing legal advice across various areas including contracts, personnel issues, and regulatory compliance. Applicants must be admitted to the Ohio Bar and have...SeniorLegalRegulatory
- JPMorgan Chase & Co. is seeking a Senior Associate, Legal and Regulatory Management Coordinator in Columbus, Ohio. This role involves managing legal obligations, facilitating cross-business conversations, and executing regulatory changes. Ideal candidates will have over...SeniorLegalRegulatory
- Acxiom in Columbus, Ohio, is seeking a Senior Attorney to lead contract negotiations and provide legal counsel on regulatory compliance. This strategic role demands a strong... ...the continuous improvement of legal operations within the company. #J-18808-Ljbffr AcxiomSeniorLegalRegulatoryContract work
- ...The successful candidate will provide strategic legal guidance in securities regulations and serve as senior legal counsel for investment products. Responsibilities... ...with internal clients, and navigating regulatory issues. Candidates should have at least 10 years...SeniorLegalRegulatory
- Vorys, Sater, Seymour and Pease LLP is seeking a Senior Energy & Utilities Attorney for their Columbus, Ohio office... ...Partner-level position involves providing strategic legal counsel, representing clients before regulatory bodies, and expanding client relationships. With...SeniorLegalRegulatoryWork at office
$55.5k - $88.8k
Job Summary:As a Senior Residential Solar Operations Specialist, you are a member of one of IGS’s fast-paced emerging businesses. A Senior Residential... ...billing and collections, IT, finance and accounting, legal and regulatory, and marketing to sustain business operations and...SeniorLegalRegulatoryFull timeContract work- ...a management-level attorney to lead a team focused on legal support for personal auto operations. Responsibilities include managing team performance, providing... ...will have extensive experience in insurance regulatory law and team management. Liberty Mutual values collaboration...SeniorLegalRegulatory
- ...innovation journey. As a Senior Product Delivery Associate in the One Chase Field... ...controls, compliance, and regulatory requirements Raises blockers... ...Work closely with Legal, Risk and Compliance partners... ...area Experience executing operational management and change...SeniorLegalRegulatory
- ...Commission of Ohio (PUCO) and the Federal Energy Regulatory Commission (FERC). It also involves... ...experts and others on projects and legal cases for residential consumer protection... ...revenue requirements, including rate base, operations and maintenance (O&M), depreciation, and...SeniorLegalRegulatoryFull timeWork at office
$96k - $181k
...Tiedeman Road, Brooklyn OhioAbout the JobThe Senior Compliance Officer, Horizontal Compliance... ...expose KeyCorp and its subsidiaries to regulatory, compliance, or reputational risks in... ...for the implementation of regulatory and legal requirements.Strong relationship management...SeniorLegalRegulatoryWork at officeFlexible hours- ...complex challenges. As a Senior Product Delivery Associate in the One Chase Field Enablement... ..., compliance, and regulatory requirements. Raise... ...resources. Work closely with Legal, Risk, and Compliance... ...area. Experience executing operational management and change readiness...SeniorLegalRegulatory
$195k - $235k
...Senior Client Advocate The Senior Client Advocate provides strategic relationship management, taking advantage of our specialized... ...due diligence). Ensures Group policy requirements (legal, regulatory & compliance) are met. Design, prepare, negotiate and deliver...SeniorLegalRegulatoryFull timeTemporary workLocal areaVisa sponsorshipWork visaFlexible hours- ...with diverse stakeholders, influence change, and ensure our regulatory programs operate with excellence. Your work will make a meaningful impact... ...materials and takeaways. Present governance program updates to senior stakeholders with clear, concise status and risk...SeniorLegalRegulatoryLocal areaVisa sponsorshipShift work
- Join to apply for the Senior In-House Litigation Attorney role at Epic . This position is... ...complex litigation and counseling on regulatory, competition, healthcare law, and other areas... ...and represent the company in high‑stakes legal proceedings. You will also forge...SeniorLegalRegulatoryRelocationRelocation package
- ...and innovation journey. Senior Product Delivery Associate As a Senior Product Delivery... ..., compliance, and regulatory requirements. Raises blockers... .... Works closely with Legal, Risk and Compliance partners... .... Experience executing operational management and change...SeniorLegalRegulatory
- ...risk-taking activities on an ongoing basis to ensure applicable regulatory requirements are met. Qualifications: Education:... ...analyze and comprehend journals, audit reports, regulations and legal documents. Ability to respond to common inquiries or complaints...SeniorLegalRegulatory
$165k - $200k
...Senior Architect (Licensed Building Architect), Data Centers - Remote... ...-time, Business Group: DCS, Legal Entity: AECOM Technical... ...support project delivery and regulatory compliance. Serve as the architectural... ...colocation clients, ensuring operational efficiency, scalability, and...SeniorLegalRegulatoryFull timeFor contractorsWork at officeRemote workRelocationFlexible hours$161.67k - $190.2k
Senior Counsel - Americas Job Description Summary The Senior Counsel serves as a key legal partner to Cushman & Wakefield businesses, providing embedded, real‑time support... ...leaders through complex commercial, operational, regulatory, and talent‑related matters — ensuring...SeniorLegalRegulatoryMinimum wageFor contractorsFlexible hours- ...of what's possible together. As a Senior Director of Software Engineering at... ...and evolve a data governance operating model across data quality, lineage... ...capabilities Partner with Security, Legal, Privacy, and Risk to meet regulatory and control requirements, as applicable...SeniorLegalRegulatory
$166.73k - $283.25k
...Senior Managing Director Farmers believes in a culture of collaboration... ...markets where considerable regulatory challenges and/or a complex... ...market presence and agency operations within assigned geographic... ...external stakeholders, including legal and/or regulatory agencies to...SeniorLegalRegulatoryWork at officeFlexible hoursShift work$139k - $209k
...team, where strategic thinking meets operational excellence. As a Senior Manager, Tax, you would be... ...Assistwith foreign corporate governance regulatory requirements and filings. ~... ...transactions and purchase accounting support, legal entity restructurings and...SeniorLegalRegulatoryFixed term contractLocal areaHome office- ...SENIOR ENVIRONMENTAL SCIENTIST EMH&T has an opportunity for an experienced environmental... ...team leaders. Interact with clients, regulatory agency personnel, and with other EMH&T team... ...are environmentally responsible and legally compliant. Coordinate and perform fieldwork...SeniorLegalRegulatoryFull timeWork at officeLocal areaNight shift
- ...part of the JPMorgan Wealth Management Regulatory and Policy Management team aligned to... ...for as a global leader. Role As a Senior Associate, Legal and Regulatory Management Coordinator... ...alternative solutions to drive results Apply operational risk and control design knowledge to...SeniorLegalRegulatory
$90k - $100k
...transform lives. Job Profile Summary The Senior Treasury Analyst is responsible... ...Home follows all financial and legal regulations. Provide support in... ...management reports. Experience operating in a public company and with related regulatory requirements. Experience with interest...SeniorLegalRegulatoryTemporary workWork at officeFlexible hours$87k - $102k
...Summary The Financial Reporting Accountant Senior is responsible for the preparation of... ...on a quarterly and annual basis for AEP’s legal entities, including SEC registrants. They... ...reports, including Forms 10‑K and 10‑Q, and regulatory reports, including Forms 1 and 3Q....SeniorLegalRegulatoryWork experience placement- ...with established procedures and regulatory requirements. Review... ...easements), verifying intricate legal authority for entities (LLCs,... ...complex entities, reviewing operating agreements for LLCs or corporate... ...Commercial Escrow Officer or in a senior commercial escrow role....SeniorLegalRegulatoryWork at officeLocal area
- ...Nationwide’s Investments Legal Practice Group within... ...closely with senior Investments Legal attorneys... ...Monitor and advise on regulatory developments impacting... ...risk, compliance, and operational considerations for structured... ...from an American Bar Association‑accredited law school....SeniorLegalRegulatoryTemporary workCasual workWork at office
$96k - $144k
...Relativity is a leading legal data intelligence company building... ...for litigation, investigations, regulatory inquiries, data breach responses... ...initiatives. This role requires senior-level judgment and independent ownership. You will operate as a strategic delivery leader,...SeniorLegalRegulatoryRemote workHome office
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