Compliance Administrator

Compliance Administrator

Position Summary: Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

Essential Functions:

• Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements.
• Prepares and submits filings using manual paperwork or filing websites.
• Uses periodic reports to ensure timely filing.
• Reconciles amounts payable to the regulatory agencies in higher volume states.
• Monitor and track tags received from the state SLA departments and sends weekly report to all applicable parties.
• Assists Team Lead with training new Compliance staff.
• Advises on home state determinations based NRRA guidelines.
• Adds and maintains records for both retail agencies and carriers.
• Responsible for keeping internal Surplus Lines references up to date.
• Assists with monitoring the Compliance Helpdesk.
• Other duties as assigned

Position Requirements - Education, Experience and Skills Required:

• Exceptional attention to detail, organization, follow-up, oral and written communication skills
• Able to work and solve problems independently
• Exhibit good listening skills and a willingness to help and support others
• Intermediate skill level in PC software (Word, Excel and other software, as required)
• Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions
• Preference for post high school education

Category: Insurance

Location: Dallas Office

About the Organization: Brown & Riding is a wholesale insurance brokerage committed to our Mission, Culture, and Values.

Our Mission: To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.

Our Culture: Makes us unique and a formidable competitor in the marketplace. It allows our clients, markets, and people to build and enjoy an entirely new wholesale experience.

Our Values: Our organizing principles. They ground us and provide guidance in the face of adversity. Brown & Riding stands for: TEAMWORK, QUALITY, and PROFESSIONALISM.

Exempt/Non-Exempt: Non-Exempt

This position is currently accepting applications.