Audit Lead, U.S. Regulatory & MTL Examinations
Framework Ventures
Framework Ventures is seeking an Audit Lead to oversee compliance-related audits and examinations across its U.S. operations. This role involves managing regulatory audits, serving as the primary contact for regulators and auditors, and ensuring audit readiness. The ideal candidate will have over 6 years of experience in regulatory environments, particularly with state Money Transmitter License exams. Strong project management and communication skills are essential. Join us in ensuring the integrity of our operations while supporting diversity as an equal opportunity employer. #J-18808-Ljbffr
$66.95k - $85.14k
...Financial Services Examiner 1 The New York Department of Financial Services seeks to... ...correspondence concerning the agency's regulatory and examination programs and standards for... ...bachelor's degree or higher in accounting, auditing, economics, econometrics, business...RegulatoryPermanent employmentTemporary workTraineeshipNight shift$65k - $83k
...Branch Examiner Oppenheimer & Co. Inc. is seeking a Branch Examiner to join our Compliance... ...Group branch offices throughout the U.S. The ideal candidates must be within commuting... ...of SEC, FINRA and state securities regulatory agencies FINRA Series 7, preferred...RegulatoryFlexible hours$126.75k - $211.25k
...GlaxoSmithKline is seeking a compliance audit manager for a U.S.-based remote role aligned with East Coast hours. This position involves leading REMS audit activities and managing... ...years of experience in quality assurance, regulatory compliance, or audit within healthcare...RegulatoryRemote work$114k - $180k
...senior stakeholders across Audit, Legal/Compliance, Risk... ...a proven ability to lead cross-functional... ...As a Vice President - U.S. Communications Controls... ...organization by providing expert regulatory guidance and partnering... ...inquiries, audits, and examinations, and support the...Regulatory- ...Branch Examiner / Compliance Officer Location: Jersey City, NJ... ...investigations, complaints, escalations, Regulatory Compliance Management (RCM),... ..., and activities at a U.S.-registered broker-dealer.... ...Surveillance, and/or Internal Audit. Experience conducting phone...Regulatory
- ...experience to clients within J.P. Morgan's U.S. Private Bank. If you have an... ...adhere to all risk and control policies, regulatory guidelines and security measures Required... ...Asset & Wealth Management delivers industry-leading investment management and private banking...RegulatoryTemporary workWork experience placementLocal area
$126.75k - $211.25k
...of disease together.This is a U.S.-based remote role aligned to... ...more:Our approach to R&DYou will lead oversight of Risk Evaluation and Mitigation Strategy (REMS) audit activities across the United... ...teams, and ensure compliance with regulatory requirements. We value clear...RegulatoryLocal areaRemote work$127k - $200k
...About the Team "The Internal Audit Department Americas (IADA)... ...LLC ("BHC" or "Mizuho"), its U.S. subsidiaries and... ...functions, external auditors and regulatory examiners, as needed, to ensure effective... ...and Asia. Mizuho Americas is a leading provider of corporate and investment...RegulatoryWork experience placementWork at officeLocal areaRemote workWorldwideOverseas$89k - $141k
...Viasat is seeking a U.S. Licensing Specialist to join its government affairs team. The successful candidate will manage regulatory authorizations essential for Viasat’s innovative services in the United States. Responsibilities include project management, internal collaboration...Regulatory- ...Audit Manager II The Audit Manager II is a senior... ...level leader within the U.S. Compliance Audit... ...Audit Manager II will lead or serve as Auditor-In-... ...effective, and aligned with regulatory standards. Depth &... ...FRB, or NCUA compliance examiner Banking industry audit...RegulatoryWork at office
$102k - $150k
...Internal Audit Department Americas (IADA) The Internal... ...improve Mizuho Bank's U.S. operations including... ..., supervisory examinations, or their equivalent.... ...well as local laws and regulatory obligations. Roles in some... .... Mizuho Americas is a leading provider of corporate and...RegulatoryWork experience placementWork at officeLocal areaRemote workWorldwideOverseas- ...provide a first-class experience to clients within J.P. Morgan's U.S. Private Bank. If you have an entrepreneurial mindset and are... ...planning approach Strictly adhere to all risk and control policies, regulatory guidelines and security measures Required Qualifications,...RegulatoryTemporary workLocal area
$140k - $180k
...Audit Manager - AML Risk BBVA Internal Audit is... ...Risk is responsible for leading and executing internal... ...risk domains, and broader regulatory compliance within US... ...ensuring alignment with U.S. regulatory expectations... ...Support regulatory examinations and inquiries by preparing...RegulatoryWork at officeLocal area- ...Strategist J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Wealth... ...partners with deep knowledge of legislative, legal, and regulatory issues and changes that affect the structures and strategies high...RegulatoryWork experience placementWork at office
$110k - $190k
...Internal Audit Senior Manager This role provides senior level... ...the evolving demands of the US regulatory environment and heightened... ...IA responses to US regulatory examinations, and the verification of US IT... ...Technology functions in the U.S. Overall accountable for...RegulatoryFull timeFlexible hoursShift work$92.22k - $149.31k
...Audit Manager II Work Location: New York, New York, United... ...-level leader within the U.S. Financial Crimes Regulatory Issue Validation Audit function... ...The Audit Manager II will lead or serve as Auditor-In-... ...FDIC, FRB, or NCUA compliance examiner Banking industry audit...RegulatoryWork at office$115k - $145k
...solutions powering vertical SaaS, workforce management, and ERP platforms. Our platform is purpose-built for the complex regulatory environment of the U.S. market, supporting clients such as PEOs, ASOs, and service providers who require robust, scalable, and compliant...RegulatoryLocal areaRemote work- ...As an Examiner for the Vermont Department of Financial Regulation, Captive Insurance Division... ...controls, financial reporting and regulatory compliance to ensure that the captive insurance... ...above a technical level in accounting, auditing, or financial examination, INCLUDING at...RegulatoryWork at officeFlexible hours
$229.6k - $360.8k
...Job Description As the Head Counsel for U.S. Policy Legal (Senior Director), this role delivers strategic legal guidance across Takeda... ...governmental healthcare, reimbursement, legislative, and regulatory landscape. The role serves as a key legal advisor to Takeda's U....RegulatoryTemporary workLocal area$60 - $150 per hour
...Treliant, LLC is looking for an experienced Audit Professional to lead auditing efforts for banking clients. The role requires 3+ years of audit experience in banking sectors, regulatory knowledge, and the ability to oversee audit processes and ensure compliance. This...RegulatoryRemote work- ...Examination Resources, LLC (ER), a woman-owned small business, offers high-level expertise... ...aspects of health care delivery in the U.S., such as billing/coding, pharmacy formularies... ...). MCM designation issued by Insurance Regulatory Examiners Society (IRES), or ability to...RegulatoryContract workWork experience placementWork at officeRemote work
$99.2k - $110.23k
...subway and commuter rail cars than all other U.S. transit systems combined. MTA strives... ...addition to supervising a team of Claims Examiners and support staff, the Claims Manager, No... ...No-fault insurance Legal research Regulatory compliance Negotiation Risk...RegulatoryFull timeTemporary workPart timeWork at officeRemote workWeekend workAfternoon shift1 day per week$145k - $195k
...BNP Paribas' global Internal Audit group (Inspection Générale) which... ...ensuring business objectives regulatory expectations are met, and... ...performance of detailed fieldwork, examine and evaluate results, assess... ...: BNP Paribas is a leading bank in Europe with an international...RegulatoryWork at office- ...Advisor J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Wealth... ...of executive compensation programs, including benchmarking, regulatory compliance, and alignment with business objectives. Help scale...RegulatoryWork experience placementBank staffWork at office
$127.51k - $160.91k
...Assistant Deputy Superintendent for Examination & Monitoring (Assistant... ...Financial, Accounting, Auditing Salary Grade NS Bargaining... ...in furtherance of the NYDFS’s regulatory objectives.• Supports the licensing... ...working full-time for a U.S. federal, state, local, or...RegulatoryPermanent employmentFull timeWork experience placementWork at officeLocal areaRemote work$143k - $214k
...individual's freedom. OKX is a leading crypto exchange, and... .../CFT, sanctions, and regulatory requirements prior to... ..., and support for audits and examinations. Key Responsibilities... .... Strong knowledge of U.S. AML regulations (BSA... ...Act, OFAC, MSB/MTL requirements, SEC/FINRA...Regulatory$82k
...NYS 19-A Examiner / Driver Compliance Specialist Location: Brooklyn, NY Job Type: Full... ...safety compliance, training, testing, and regulatory documentation for our transportation... ...missing or expired documentation Support audits, inspections, regulatory reviews, and...RegulatoryFull timeContract workWork at office$190k - $220k
...the Senior Internal Auditor is to conduct audit assignments within the CIB Americas... ...practices are consistent with Bank Standards, Regulatory Guidelines and industry best practices.... ...phases of each assigned audit. Examination of controls, risks, and processes Evaluate...RegulatoryLocal areaFlexible hours- ...Insight Assurance is a global audit firm on a mission to transform... ...related to SOC 1, SOC 2, and SOC 3 examinations and external audits of other... ...the clients and team members. Lead client meetings and foster... ...Data under this scope. We are a U.S. based company, hence some...Remote workFlexible hours
- ...Examiner DCAS's mission is to make city government work for all New Yorkers. From managing... ...vehicle fleet in the country. - Leading the City's efforts to reduce carbon emissions... ...with civil service law and other regulatory requirements, enabling City agencies to...RegulatoryWork at office
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