Marketing & Compliance Risk VP (Regulatory & AI)
Morgan Stanley
Morgan Stanley's Wealth Management Risk division is seeking a Vice President to join the Risk Communications Central Review Unit in New York. The role focuses on regulatory guidance for firm communications with the public, with final approval of retail communications, social media content, and correspondence. The successful candidate will review materials for FINRA and SEC compliance, collaborate with Legal, Compliance, and Technology, and help integrate AI/LLM-enabled capabilities into risk #J-18808-Ljbffr Morgan Stanley
$110k - $145k
...RoleiCapital is looking to hire a Compliance Officer to support the... ...governing documents.Monitor regulatory developments affecting ETFs,... ...initiatives by identifying regulatory risks, escalating issues, and... ...practical solutions. Review fund marketing materials for consistency...RiskRegulatoryFull timeWork at officeRemote work$130k - $150k
...conducting a retained search for an Associate, Compliance Marketing Review professional to join its... ...to ensure compliance with applicable regulatory requirements and internal standards.... ...and contribute to ongoing compliance risk management initiatives. Qualifications...RiskRegulatoryFull time- ...management firm to hire an Associate for its Compliance Marketing Review team. The firm’s culture... ...-facing materials to ensure they meet regulatory requirements and internal standards. The... ...feedback on rulemaking initiatives, risk alerts and other regulatory developments...RiskRegulatoryFull timeWeekend workAfternoon shift
$170k - $220k
...bringing our brand to life through marketing, our VQ (VEG Headquarters)... ...hospitals to turn complex risk signals into clear action.... ...leaders, ensure policy and privacy compliance, and develop training that... ...working knowledge of legal and regulatory considerations affecting...RiskRegulatoryFor contractorsCasual workWork at office$190k - $230k
...RoleThe Senior Vice President of ERISA Compliance is responsible for leading iCapital's enterprise... ...subject matter expert for ERISA-related regulatory obligations impacting iCapital's... ...impacts on the business.Design and administer risk-based compliance reviews relating to...RiskRegulatoryFull timeWork at officeRemote work$200.63k - $271.45k
...deal execution, manage legal risks, and maintain best-in-class operational... ...with respect to private markets transactions, including... ...internal partners (legal, risk, compliance, investments, senior... ...governance, contract review, and regulatory analysisAdvisory Support: Provide...RiskRegulatoryFull timeContract workTemporary work$150k - $175k
...RoleiCapital is looking to hire a Vice President of Regulatory Reporting to join the Regulatory and Compliance team. This position will work closely with the... ...with the SEC, FINRA and NFA Experience evaluating risk and mapping risk and controls across firm practices...RiskRegulatoryFull timeWork at officeRemote work$190k - $225k
...the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual... ...judgment in complex and evolving areas of risk.ResponsibilitiesAssist the CCO in... ...various business lines on new marketing initiatives, providing compliance guidance...RiskRegulatoryFull timeWork at officeRemote work$265k - $330k
...or bringing our brand to life through marketing, our VQ (VEG Headquarters) team makes... ...to accomplish, identify the legal risks and considerations that matter, and give... ..., corporate and governance, compliance, privacy, regulatory, and other legal issues that come with...RiskRegulatoryCasual workWork at office$142.5k - $237.5k
...Overview The Global Cyber Governance, Risk & Compliance (GRC) team oversees cybersecurity... ...management, compliance, controls, and regulatory readiness across TransUnion. The team partners... ...responsibilities of the position and market considerations. Regular, fulltime non-sales...RiskRegulatoryFull timeTemporary workWork experience placementWork at officeFlexible hours2 days per week- ...Enterprise Data & AI organization is newly... ...impact.The VP of Enterprise Data... ...standards, policies, and compliance requirements; manage... ...relationship with Regulatory Affairs, Quality, and... ...emerging regulatory risk to the SVP, Chief... ...talent in a competitive market.Does this sound...RiskRegulatoryFull time
$180k - $220k
...business lines, and other attorneys within our Legal and Compliance teams. ResponsibilitiesNegotiate complex agreements with... ...and annuities platform.Assess and mitigate legal, regulatory, and reputational risk with respect to product offerings and financial technology...RiskRegulatoryFull timeWork at officeRemote work- ...Providers & External Oversight, Legal & Compliance, Information Technology & BCP, etc.... ...infrastructure and identify key risks, documenting findings in a written report... ...Remain abreast of industry trends, regulatory matters, and market events affecting funds, managers, clients...RiskRegulatoryWork experience placement
- # VP Chief Compliance OfficerHybrid • MSO Corporate 1000 - Stamford, CT 0690... ..., this leader establishes a risk-based framework to prevent,... ...across operating entities, markets, practices, and facilities.*... ...register and mitigation plans for regulatory, billing, coding,...RiskRegulatoryFor contractorsWork at officeLocal area
- NorthEast Provider Solutions Inc. · Compliance- WMC HealthValhalla, NYClerical/Administrative... ...privacy-related data, assisting in risk assessments, and ensuring compliance with... ...privacy activities, compliance metrics, and regulatory requirements.Collaborate with clinical,...RiskRegulatory
$120k - $170k
...in 43 countries. As a market leader, the talent and... ...Stanley’s Wealth Management Risk division is currently... ..., as well as Legal and Compliance colleagues on a variety... ...President will provide regulatory guidance on firm... ..., identify high-impact AI use cases, develop product...RiskRegulatoryTemporary workWork at officeWorldwide$255k - $424.9k
...Executive Director, Responsible AI & Enterprise Governance to... ...ll partner closely with Legal, Compliance, and the CISO to keep AI use safe... ...across all model types, risk tiers, and deployment contextsBuild... ..., guardrails engineering, regulatory compliance, and citizen development...RiskRegulatoryFull time$110k - $188.75k
...Client Executives, Business Development, Operations, Technology, Risk, Compliance, and Product teams to enhance client outcomes, strengthen... ...control environment through effective risk management, regulatory awareness, and adherence to firm policies.Use data, metrics,...RiskRegulatoryFull timeTemporary workFlexible hours$141.2k - $278.3k
Position Summary Manager, AI Risk & Validation Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and... ...Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with...RiskRegulatoryLocal areaVisa sponsorship$171k - $310k
...Director, KDN Solution Lead - AI to join our KPMG... ...and offering; analyze market trends, customer insights... ..., bias mitigation, and regulatory complianceExtensive... ...management, AI governance, and risk management, including... ...regarding the firm's compliance with federal, state,...RiskRegulatoryH1bLocal areaImmediate start$132k - $170k
...diverse client base to local markets and the organization’s... ....Role DescriptionThe VP of Capital Markets... ...processes and daily financial risks. In addition to the... ...industry standards and regulatory requirements. The team... ....Understand and ensure compliance with relevant regulatory...RiskRegulatoryWork at officeLocal areaWork from homeWorldwide$151.8k - $265.6k
...Summary Manager - Capital Markets Operations and Technology Our Enterprise Operations & Risk offering enables clients to... ..., operational efficiency, regulatory compliance, performance, and market reputation... ...team and use advanced data, AI, and emerging technologies...RiskRegulatoryWork at office$145k - $185k
..., and navigate complex markets together. We leverage cutting... ...comply with legal and regulatory obligations. They also... ...of action to minimize risk from financial or... ...artificial intelligence (AI), and other transformational... ...activities, ensuring compliance with evolving industry...RiskRegulatoryLocal area$163.4k - $322.1k
...Work you’ll doThe Health Care Marketing Strategy Manager is a client-facing... ...measurement and KPI designo AI enabled marketing... ...overseeing scope, timelines, risks, and dependencies across workstreams... ...teamAn evolving customer and regulatory landscape, cost and operational...RiskRegulatoryLocal areaFlexible hours$178.6k - $232.32k
...seeking a Legal Counsel supporting Marketing, eCommerce, Sustainability,... ...in the office. As the Legal, Regulatory and Government Affairs... ...managing legal and reputational risk. This position will provide practical... ...materials for legal risk and compliance with relevant laws,...RiskRegulatoryTemporary workWork at officeLocal areaFlexible hours3 days per week$217k - $359k
...Reporting to Regional CFO the VP Finance Regional Services Lead... ...Financial Reporting: o Ensure compliance with relevant policies and... ...business, including statutory and regulatory reporting. o Work closely... ...comes with an inherent risk to the organization and, therefore...RiskRegulatoryFull timeTemporary workPart timeLocal areaWorldwideFlexible hours$150k - $175k
...Registered Funds Compliance, Associate / Vice President Greenwich, CT About the Firm... ...policies and procedures to respond to business/regulatory changes or to launch new business... ...) • Thorough understanding of the markets and willingness to learn new and complex...RegulatoryFull time$100k - $160k
...of businesses, products, services and external factors (e.g., regulatory, economic, and industry trends) Effective in training and developing... ...formal authority Ability to proactively identify potential risks and issues along with solutions, independently engaging resources...RiskRegulatoryTemporary work$200k - $250k
...communicates information security policies aligned to regulatory requirements, industry best practices, and control environment and risk appetite. This role is responsible for... ...examinations by providing evidence of compliance.Partner with the Information Security Controls...RiskRegulatory$105.4k - $207.8k
...Deloitte’s business through new AI-native platforms and... ..., and winning in new markets through new capabilities.... ...and production engine for regulatory reporting, data management and compliance.This is a great opportunity... ...designs, identifying risks and recommending best practicesExperience...RiskRegulatoryWork at officeLocal area
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