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Sr. Compliance Analyst

Robert Half

We are looking for an experienced Sr. Compliance Analyst to support marketing and customer communications oversight for financial products in San Francisco, California. This Long-term Contract position focuses on helping the business deliver accurate, compliant messaging while partnering closely with cross-functional teams to reduce regulatory risk. The ideal candidate brings strong knowledge of financial services compliance and can translate regulatory expectations into practical guidance, documentation, and reporting.Responsibilities:• Evaluate marketing and promotional materials for financial products to confirm disclosures, pricing details, fee information, and claims align with applicable regulatory standards.• Collaborate with Marketing, Legal, Product, and Risk partners to identify potential compliance concerns and advise teams during campaign planning, review, and launch activities.• Assess customer-facing communications before release to ensure consent language, opt-out instructions, required notices, and advertising expectations are properly addressed.• Conduct compliance testing, quality checks, and periodic reviews of campaigns and related materials to detect gaps and recommend corrective measures.• Research potential compliance issues, document observations clearly, and work with stakeholders to drive timely remediation and issue resolution.• Maintain organized records of reviews, approvals, supporting evidence, and audit documentation for internal oversight and regulatory examinations.• Track changes in regulatory requirements and industry guidance, then recommend updates to policies, procedures, and training content as needed.• Contribute to compliance program enhancements by supporting risk assessments, procedural development, and employee education across marketing and acquisition functions.• Prepare summaries, metrics, and presentations for management to communicate findings, highlight risk trends, and support process improvements.

Vacancy posted 15 hours ago
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