VP, Compliance Advisory for RIAs & FINRA
Kroll
Kroll is seeking a collaborative compliance professional to advise financial services clients on the Advisers Act and FINRA rules. You will lead multiple engagements, design tailored programs, mentor junior staff, and help grow client relationships within a global firm. The role requires at least 5 years of relevant experience; a JD or MBA is a plus; CAMS or FINRA licenses are advantageous. You will work across teams to deliver high-quality outcomes for diverse clients. #J-18808-Ljbffr Kroll
Vacancy posted 3 days ago
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