Financial Institution Risk Consultant: SOX & FDICIA Controls
Baker Tilly (US)
Baker Tilly is seeking a Financial Institution Senior Consultant (SOX and FDICIA Controls) to join its Risk Advisory practice, offering a full spectrum of services to help clients assess risks and achieve regulatory compliance. You will work closely with client executives to implement new regulatory requirements and build strong stakeholder relationships across engagements. The role emphasizes growth, collaboration, and entrepreneurial spirit, with upward career trajectory and flexible work #J-18808-Ljbffr Baker Tilly (US)
$80k - $129.9k
...of the world’s leading financial centers - New York, London... ...of the fastest growing consulting and accounting firms in... ...in the areas of risk and advisory? If yes,... ...Tilly (BT) as a Financial Institution Senior Consultant (SOX and FDICIA Controls)! Our Risk Advisory practice...FinancialWork experience placementLocal areaWorldwide- A leading wealth management firm in Miami is seeking a Risk and Controls Manager to oversee the design and implementation of financial controls. The role involves ensuring compliance with SOX/ICFR requirements, leading control testing, and collaborating with various teams...Financial
- ...Description Assistant Controller If you are a... ...Accounting, Finance, Audit and Risk. That’s what we do,... ...we do. In this institution, Assistant Controller... ...quarterly, and annual financial statements with all... ...to keep us strong on SOX for the Bank and the Holding...Financial
- ...our team. Overview We are seeking a seasoned Risk and Controls Manager to join our Corient Finance team as... ...designs, implements, documents, and tests financial controls across BAU and Change initiatives with a strong focus on SOX/ICFR compliance, accounting acumen, and...FinancialPermanent employmentTemporary workWork at officeFlexible hoursShift work
- ...Job TitleBusiness Risk Oversight OfficerJob DescriptionLocation: On site at location... ...identified, assessed, monitored, and controlled, and that risk programs are properly... ...forums and build relationships with other financial institutions across the industry.Required...Financial
$90k - $108.68k
...Process Risk Experienced Associate As a Process Risk Experienced... ...for the Risk, Compliance & Controls Practice all with the... ...include: Review operational, financial, and technology processes to... ...work experience in a similar consulting practice or function servicing...FinancialWork experience placement- ...to ensure adherence to first‑line defense controls, facilitate enhanced due diligence for all frontline personnel, support ad hoc risk mitigation projects, conduct testing and... ...Wellness Support: Access to mental health and financial wellness resources. Equal Opportunity...FinancialWork at office
- ...Description JOB SUMMARY: The Senior Credit Risk Consultant is a highly experienced individual... ...governance standards, and internal control expectations; support regulatory... ...regional, money center bank, or comparable financial institution. PREFERRED QUALIFICATIONS:...Financial
- ...and Accounting Function of a Thriving, Mission-Driven Institution Ready to bring your financial leadership to an organization where the work truly matters... ...institution is looking for a decisive, hands-on Controller to take ownership of its financial operations. This isn...Financial
- ...Description Position Title: Assistant Controller Location: Miami, Florida (In-Office)... ...accounting operations, ensuring accurate financial reporting, strong internal controls, and... ...Financial Reporting & Compliance (SOX) Lead the daily accounting operations...FinancialPermanent employmentFull timeWork at officeWorldwide
- ...Job Description We are seeking a 3rd Party Risk Analyst to join the Compliance and Control team of an established financial institution. \n \n Working closely with the CISO, this role will support the Bank’s third-party risk management program, including vendor...Financial
- ...Broadcasting Systems (SBS) seeks a Senior Accountant to analyze complex financial reports and prepare the company’s financial statements. The... ...maintains ledgers, and supports compliance with US GAAP and SOX controls. The ideal candidate will lead near-term close activities,...Financial
- ...Summary: \n The Senior Internal Controls Analyst will be a key member... ...of Internal Controls over Financial Reporting (ICFR) and compliance... ...will assist with maintaining the risk and control matrix,... ...financial reporting processes, and SOX/ICFR compliance, as well as the...Financial
$60k - $65k
A leading financial services firm is seeking a Staff Internal Auditor in Miami, offering a salary range... .... This position provides unique exposure to SOX and Internal Controls auditing, as well as operational and financial risk-based audits. The firm boasts a great...FinancialRelocation package$97.9k - $179.5k
...Risk Consulting - Digital Risk - Senior Consultant - Power & Utilities - Open Location Location... ...and efficiency. Drive risk and controls project teams, ensuring alignment with... ...when needed to support your physical, financial, and emotional well-being. EY accepts...FinancialContract workSummer holidayFlexible hours$100k - $140k
...broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment... ...Description The Branch Control Officer (BCO) is an integral... ...team. The BCO reports to the Risk Officer in our Private Client...FinancialWork at office- ...Chief Risk Officer - Velox Clearing LLC Position Summary... ...measuring, monitoring, and controlling risks arising from the firm’... ...contingency planning. Evaluate the financial condition, business model,... ..., omnibus relationships, institutional clients, or active-trading businesses...FinancialFull time
$200k - $215k
...exclusively selected by a fast-growing, profitable financial services company in Miami to identify its next Controller. This is a hands-on leadership position... ...private credit companies or similar financial institutions. We will also consider candidates coming directly...Financial$140k - $160k
...Job Description Job Description Controller | Financial Services Location: Miami, FL Salary: $140,000–$160,000 annually About the job Join an established organization in Miami's financial services industry where your accounting expertise, leadership,...Financial- ...Risk & Compliance Analyst The Risk & Compliance Analyst is responsible for ensuring... ...to strengthen internal controls and ensures compliance management is tracked... ...knowledge of federal regulations for financial institutions and ability to interpret regulations....FinancialWork at office
- We are seeking a Controller for a newly acquired portfolio company that manufactures and... ...Produce consolidated and entity-level financial statements across related operating entities... ...closely held business transitioning to institutional ownership, including building processes...FinancialFull timeContract workLocal area
- Hut 8 Corp. in Miami, FL, is seeking an Internal Audit Analyst to support SOX 404(b) assurance and attestation readiness for Hut 8, ABTC, and Highrise. This hands-on role covers ITGCs across Bitcoin mining and data center operations, with opportunities to grow technical...
- ...Description Overview We are currently recruiting an Assistant Controller for a privately owned, industry-leading chemical manufacturing... ...entries, account reconciliations, supporting schedules, and financial results. Collaborate with the Controller, CFO, and senior leadership...FinancialTemporary work
- ...Job Description Job Description CONTROLLER or CPA Law Firm Opportunity | Florida Miami OR Orlando | In-Office National... ...experienced accounting leader (Controller or CPA) to oversee financial operations, supervise accounting staff, and provide practical...FinancialWork at office
- ...Description Position Overview The Construction Controller is responsible for overseeing all financial, accounting, and cost control functions for construction... ...and operations to drive profitability, mitigate risk, and support strategic decision-making. Key Responsibilities...FinancialContract workFor subcontractor
- ...client in Miami, FL that is seeking a Vendor Risk Management Officer. This role will... ...Security Risk, Internal Audit, or a related control function and be comfortable partnering with... ...audit/regulatory support experience * Financial services experience preferred * Fluent...FinancialHourly payContract work
- Assistant Controller | Mid-Size Contractor | Miami (Doral), FL Before applying for this role, please read the following information about... ...and the Project Managers.ResponsibilitiesPrepare the financial statementsPrepare for and run the monthly closeOwn projects, with...FinancialFor contractorsWork at office
- ...responsible for analyzing multiple complex financial reports in preparation to present the... ...relevant accounting literature. Maintain SOX compliance and update related process flows... ...necessary. Help design and implement internal controls over accounting processes. Update and...FinancialTemporary workWork at office
$130k - $175k
...United StatesSchedule: Full timePosted: 2026-10-21Strategic Risk Consulting (SRC) is a part of the wider Risk & Analytics division within... ...major risks, and connect risk management decisions to corporate financial performance.We have an exciting opportunity for a Senior Risk...FinancialTemporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours- ...Description Job Summary: \n \n The Senior Manager, Financial Operations and Controls is responsible for supporting the effective management... ...of progressive accounting experience within a financial institution, including with at least 3 years in a supervisory or...Financial
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Institution Risk Consultant: SOX & FDICIA Controls. Be the first to apply!
- strategic finance associate Miami, FL
- financial advisor development program Miami, FL
- oracle cloud financials consultant Miami, FL
- financial advisor associate Miami, FL
- financial associate Miami, FL
- entry level financial advisor Miami, FL
- financial planning administrator Miami, FL
- financial advisor part time Miami, FL
- jde finance consultant Miami, FL
- private wealth advisor Miami, FL


