UIT Trading & Origination Senior Associate - Regulatory
Guggenheim Investments
Guggenheim Investments is seeking a UIT Trading and Origination Senior Associate to join the Unit Investment Trusts (UITs) team in Lisle, IL. The role focuses on regulatory filings, daily pricing, and operational support, collaborating with Legal, Compliance, and external auditors. Key responsibilities include supervising UIT filings, ensuring accuracy of pricing, and coordinating with service providers to meet deadlines. #J-18808-Ljbffr Guggenheim Investments
$76.5k - $105.5k
...ensuring OCC demonstrates compliance with regulatory obligations. Primary responsibilities... ...internal business clients at various levels of seniority [Required] Must be able to work under... ...(SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors...SeniorRegulatoryRemote workShift work2 days per week$86.5k - $148.7k
...Engineering organization seeks a Senior Associate in Performance Testing to... ...systems meet strict RTO/RPO regulatory requirements. Primary... ...the U.S. Commodity Futures Trading Commission (CFTC), and the Board... ...to race, color, national origin, citizenship status, sex, sexual...SeniorRegulatoryLocal areaRemote work2 days per week$86.5k - $148.7k
...Engineering organization seeks a Senior Associate in Performance Testing to... ...systems meet strict RTO/RPO regulatory requirements. Primary Duties... ...the U.S. Commodity Futures Trading Commission (CFTC), and the... ...regard to race, color, national origin, citizenship status, sex,...SeniorRegulatoryLocal areaRemote work2 days per week$76.2k - $104.5k
...VISA SPONSORSHIP***** What You'll Do The Senior Associate, Corporate Secretary Paralegal will... ...governance frameworks meet appropriate regulatory requirements, comply with Delaware corporate... ...(SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors...SeniorRegulatoryWork at officeRemote workFlexible hours2 days per week$94k - $115k
How you’ll make an impact:The Senior Compliance Associatewill work inside Strata’s Information... ...matter expert in key certifications and regulatory frameworks, including state privacy laws... ..., gender identity or national origin. Our Core Values:While we celebrate what...SeniorRegulatoryWork experience placementWork at office$77.7k - $146.9k
...Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting... ...- Evaluate control design aligned with regulatory requirements- Assess cybersecurity and... ...orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryFull timeWork experience placementInternshipLocal area$101k
About the roleWe are hiring a Senior Associate to join our Product Compliance team to support Chime... ..., and Compliance teams to identify regulatory requirements early and build practical... ...color, ancestry, religion, sex, national origin, sexual orientation, gender identity,...SeniorRegulatoryFull timeFixed term contractWork at officeLocal areaRemote work- ...grow.What you’ll be doing as a Valuation Senior Associate:Working as part of a small team toward... ...; financial reporting; tax and regulatory compliance; restructuring and reorganization... ...orientation, gender identity, national origin, age, disability or protected veteran status...SeniorRegulatoryFull timeWork at officeFlexible hours
$130k - $152.5k
...cybercrime investigation services.The Senior Associate leads incident response and recovery engagements... ...expert work product in litigation or regulatory contextsBackground in security... ...to race, color, religion, sex, national origin, age, disability, status as a protected...SeniorRegulatoryWork at officeWork from homeNight shift3 days per week$77.7k - $146.9k
...is seeking a highly motivated senior consultant to lead teams of... ...ResponsibilitiesAs a Senior Associate in the Financial Services Risk... ...actuarial) data, technology, regulatory compliance, risk management,... ...orientation; HIV Status; national origin; ancestry; familial or...SeniorRegulatoryFull timeWork experience placementInternshipLocal area- ...shaping the future of the organization.As a Senior Associate on the Corporate & Investment Bank... ...liquidity resources while adhering to regulatory constraints, internal controls, and business... ...race, religion, color, national origin, gender, sexual orientation, gender identity...SeniorRegulatoryBank staffVisa sponsorship
$130k - $152.5k
...AssociatesCharles River Associates is a leading global... ...pertaining to litigation and regulatory proceedings, and... ...in patent, trademark, trade secret, and copyright... ...property holdings.Our Senior Associates work in project... ..., sex, national origin, age, disability, status...SeniorRegulatoryWork experience placementWork at officeWork from home3 days per week- ...as a firm.KPMG is currently seeking a Senior Associate to join our Economic & Statistical Consulting... ..., and financial analysis on economic, regulatory and policy issues of significance to a... ...orientation, gender identity, national origin, citizenship status, disability,...SeniorRegulatoryH1bLocal area
$77.7k - $146.9k
...that’s why there’s nowhere like RSM.As a senior associate in RSM’s growing Healthcare Risk and... ...Clinical, Financial, Operational, IT and Regulatory risk domains.Key... ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryFull timeWork experience placementInternshipLocal areaRemote work$130k - $152.5k
...their legal counsel, industry associations, government organizations,... ...practice work on project teams with senior and junior consultants on a... ...the biopharmaceutical, regulatory and related life sciences industries... ..., religion, sex, national origin, age, disability, status as a...SeniorRegulatoryWork experience placementWork at officeWork from home3 days per week$130k - $213.75k
...River AssociatesCharles River Associates is a leading global... ...pertaining to litigation and regulatory proceedings, and guides corporations... ...and coaching from an assigned senior staff colleagueOpportunities... ...color, religion, sex, national origin, age, disability, status as a...SeniorRegulatoryWork experience placementWork at officeLocal areaWork from homeWorldwide3 days per week$130k - $152.5k
...River AssociatesCharles River Associates is a leading global... ...pertaining to litigation and regulatory proceedings and guides corporations... ...challenging events.We seek a Senior Associate to join our Chicago... ...color, religion, sex, national origin, age, disability, status as a...SeniorRegulatoryWork at officeWork from home3 days per week$95.86k - $208.27k
...in Advisory.KPMG is currently seeking a Senior Associate, SailPoint Identity Governance Engineer... ...concepts, security controls, and regulatory requirements related to access governance... ...orientation, gender identity, national origin, citizenship status, disability, protected...SeniorRegulatoryH1bLocal area- ...prevent, detect, and monitor operational, regulatory, and reputational risks.Job... ...skills, including the ability to influence senior stakeholdersDemonstrated ability to build... ...including race, religion, color, national origin, gender, sexual orientation, gender identity...SeniorRegulatoryWork at officeVisa sponsorship
- ...team is looking for a skilled Associate to join our Issue &... ...data frameworks that support regulatory and external financial reporting... ...reporting challenges.Deliver senior‑level reporting, insights, and... ...race, religion, color, national origin, gender, sexual orientation,...SeniorRegulatoryWork at office
$85.1k - $161.7k
...Technology Consulting Services team. The Senior Associate will operate across multiple Epic... ...align with Epic Systems best practices, regulatory expectations, and long-term sustainability... ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryFull timeWork experience placementInternshipLocal areaImmediate start$80.75k - $115k
...global landscape. As a Control Management Associate in Wholesale Lending Services, you will... ...detecting, and monitoring operational, regulatory, and reputational risks. You'll... ...including race, religion, color, national origin, gender, sexual orientation, gender identity...SeniorRegulatoryWork at officeVisa sponsorship- ...transaction volume of $10 trillion. As a Senior Associate Applied AI/ML Scientist within our... ...performance metrics, and maintain adherence to regulatory compliance standards. â¯Translate model... ...race, religion, color, national origin, gender, sexual orientation, gender identity...SeniorRegulatory
- ...onboarding, training, monitoring, disclosures, trading activity, waivers, questionnaires,... ...Program: pre‑publishing review, regulatory document review, monitoring for overdue... ...without regard to race, color, national origin, citizenship status, sex, sexual orientation...SeniorRegulatoryFor contractorsWork at officeLocal areaRemote work2 days per week
- ...Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by... ...-related matters. Support managers and senior team members with technical research,... ..., family or parental status, national origin, or veteran, neurodiversity or disability...SeniorRegulatoryLocal area
$101k
...CA, USA About the role We are hiring a Senior Associate to join our Product Compliance team to... ...Legal, and Compliance teams to identify regulatory requirements early and build practical... ...color, ancestry, religion, sex, national origin, sexual orientation, gender identity,...SeniorRegulatoryFull timeFixed term contractWork at officeLocal areaRemote workNight shift$130k - $152.5k
...River AssociatesCharles River Associates is a leading global... ...pertaining to litigation and regulatory proceedings, and guides corporations... ...summaries. You will also support senior team members in proposal... ...color, religion, sex, national origin, age, disability, status as a...SeniorRegulatoryWork at officeWork from home3 days per week$65k - $155k
...defending our valuation before various regulatory bodies and the Internal Revenue... ...This role will be hired at either the Associate or Senior Associate level. Level will be determined... ...orientation, gender identity, national origin, or protected veteran status and will...SeniorRegulatory$310k - $390k
...bankruptcy and restructuring-related issues; and regulatory investigation. High level of academic... ...for a discretionary year-end bonus. Associates who join Skadden laterally participate... ..., color, religion, creed, sex, national origin, ancestry, age, alienage or citizenship...SeniorRegulatoryWork at officeRemote workMonday to Thursday- About The Team The Regulatory Readiness team exists to make sure DoorDash can move into new... ...on: race, color, ancestry, national origin, religion, age, gender, marital/domestic... ...for Jobs Located in NYC or Remote Jobs Associated With Office in NYC Only We used Covey as...SeniorRegulatoryHourly payWork at officeLocal areaRemote workFlexible hours
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