Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

UIT Trading & Origination Senior Associate - Regulatory

Guggenheim Investments

Guggenheim Investments is seeking a UIT Trading and Origination Senior Associate to join the Unit Investment Trusts (UITs) team in Lisle, IL. The role focuses on regulatory filings, daily pricing, and operational support, collaborating with Legal, Compliance, and external auditors. Key responsibilities include supervising UIT filings, ensuring accuracy of pricing, and coordinating with service providers to meet deadlines. #J-18808-Ljbffr Guggenheim Investments

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the UIT Trading & Origination Senior Associate - Regulatory in Chicago, IL vacancy
  • $110k - $120k

    Position Summary Guggenheim Investments is seeking a UIT Trading and Origination Senior Associate to join the Unit Investment Trusts (UITs) team. This role is responsible for regulatory filings, daily pricing activities, and operational support functions. Working closely... 
    Senior
    Regulatory
    Full time
    Work at office

    Guggenheim Investments

    Chicago, IL
    4 days ago
  •  ...onboarding, training, monitoring, disclosures, trading activity, waivers, questionnaires,...  ...Program: pre‑publishing review, regulatory document review, monitoring for overdue...  ...without regard to race, color, national origin, citizenship status, sex, sexual orientation... 
    Senior
    Regulatory
    For contractors
    Work at office
    Local area
    Remote work
    2 days per week

    The Options Clearing Corporation

    Chicago, IL
    3 days ago
  •  ...functions necessary to ensure the processes associated with regulatory functions; namely, examinations and...  ...departments at various levels of seniority. Ability to promptly produce high-...  ...(SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors... 
    Senior
    Regulatory
    Contract work
    Work at office
    Remote work
    Shift work
    2 days per week

    Phenom People

    Chicago, IL
    4 days ago
  • $70k - $95k

     ...end‑to‑end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ...  ...perform ongoing compliance functions such as monitoring trading and communications. Prepare and file required U.S. regulatory... 
    Senior
    Regulatory
    Worldwide
    Flexible hours

    IQ-EQ

    Chicago, IL
    2 days ago
  •  ...transaction volume of $10 trillion. As a Senior Associate Applied AI/ML Scientist within our...  ...performance metrics, and maintain adherence to regulatory compliance standards.  â¯Translate...  ...race, religion, color, national origin, gender, sexual orientation, gender identity... 
    Senior
    Regulatory

    J.P. Morgan

    Chicago, IL
    15 days ago
  • $95k - $129k

     ...Maintenance; Commercial / Trading; Finance / ControllingRemuneration...  ...skilled and motivated Senior Asset Management Associate to join our dynamic team....  ...financial performance Regulatory Compliance: Stay abreast of...  ..., religion, national origin, disability, veteran status... 
    Senior
    Regulatory
    Full time
    Contract work
    Temporary work
    Work experience placement
    Work at office
    Local area
    Immediate start
    Work visa
    Flexible hours

    RWE

    Chicago, IL
    1 day ago
  • $85k - $200k

     ...law firms. Role Overview: Our Sr. Associates use their experience and knowledge related...  ...issues, and how to research and access regulatory guidelines and reference materials...  ...orientation, gender identity, national origin, or protected veteran status and will not... 
    Senior
    Regulatory
    Remote work

    Ankura

    Chicago, IL
    4 days ago
  • $70k - $94k

    How you’ll make an impact The Senior Compliance Associate will work inside Strata’s Information Technology...  ...expert in key certifications and regulatory frameworks, including state privacy laws...  ...orientation, gender identity or national origin. #J-18808-Ljbffr Stratacareers
    Senior
    Regulatory
    Work experience placement
    Work at office

    Stratacareers

    Chicago, IL
    3 days ago
  • $95k - $125k

     ...Government Contractor Advisory Senior Associate works on client projects to...  ..., financial analysis, regulatory research and interpretation,...  ...initiatives, including attending trade shows, networking,...  ...color, religion, sex, national origin, disability, or protected veteran... 
    Senior
    Regulatory
    Contract work
    For contractors
    Work at office

    BDO USA

    Chicago, IL
    1 day ago
  • About the Role HSAM is seeking a Senior Associate to support the growth of a newly established...  ...against portfolio‑level ESG goals and regulatory or fund‑level commitments Support ESG...  ..., race, color, religion, sex, national origin, age, physical or mental disability, genetic... 
    Senior
    Regulatory
    Local area

    Harrisonst

    Chicago, IL
    2 days ago
  • $77.7k - $146.9k

     ...Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting...  ...- Evaluate control design aligned with regulatory requirements - Assess cybersecurity...  ...orientation; HIV Status; national origin; ancestry; familial or marital status;... 
    Senior
    Regulatory
    Full time
    Work experience placement
    Internship
    Local area

    RSM

    Chicago, IL
    3 days ago
  • $85k - $100k

     ...focuses on high‑profile investigations, regulatory compliance, and financial crimes. The...  ...and Washington, D.C. Role Overview The Senior Associate is a hands‑on technical role designed for...  ...orientation, gender identity, national origin, or protected veteran status and will... 
    Senior
    Regulatory
    Visa sponsorship

    Ankura

    Chicago, IL
    3 days ago
  • $65.8k - $135.4k

    Job Description The Privacy Senior Associate supports Crowe's global privacy program by providing...  ...but Highly Valuable) Maintain regulatory watchlists and contribute to policy updates...  ...identity or expression, genetics, national origin, disability or protected veteran status... 
    Senior
    Regulatory
    Local area

    Crowe

    Chicago, IL
    3 days ago
  • $101k

     ...CA, USA About the role We are hiring a Senior Associate to join our Product Compliance team to...  ...Legal, and Compliance teams to identify regulatory requirements early and build practical...  ...color, ancestry, religion, sex, national origin, sexual orientation, gender identity,... 
    Senior
    Regulatory
    Full time
    Fixed term contract
    Work at office
    Local area
    Remote work
    Night shift

    Chime

    Chicago, IL
    3 days ago
  • $77.7k - $146.9k

    Senior Associate, Risk Consulting (Insurance) page is loaded## Senior Associate, Risk Consulting...  ..., actuarial) data, technology, regulatory compliance, risk management, internal audit...  ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;... 
    Senior
    Regulatory
    Work experience placement
    Internship
    Local area

    Rsm Us Llp.

    Chicago, IL
    1 day ago
  • $70k - $90k

     ...innovative approaches to complex legal, regulatory, and business challenges. Our core...  ...firms that work with the industry. The Senior Associate role is a junior consulting position. This...  ...religion, color, sex, gender, national origin, age, United States military veteran status... 
    Senior
    Regulatory
    Work experience placement
    Work at office
    Local area
    3 days per week

    BRG

    Chicago, IL
    2 days ago
  •  ...profitable portfolio of commercial loan relationships for clients with $50M to $1B in revenue. You will originate, structure and monitor loans, ensuring credit and regulatory compliance while exceeding customer expectations. The role requires strong analytical and... 
    Senior
    Regulatory

    Dormont Manufacturing Co

    Chicago, IL
    1 day ago
  • $65k - $155k

     ...defending our valuation before various regulatory bodies and the Internal Revenue...  ...This role will be hired at either the Associate or Senior Associate level. Level will be determined...  ...orientation, gender identity, national origin, or protected veteran status and will... 
    Senior
    Regulatory

    Ankura

    Chicago, IL
    2 days ago
  • $101k

    About the role We are hiring a Senior Associate to join our Product Compliance team to support...  ...Legal, and Compliance teams to identify regulatory requirements early and build practical...  ...color, ancestry, religion, sex, national origin, sexual orientation, gender identity,... 
    Senior
    Regulatory
    Full time
    Fixed term contract
    Work at office
    Local area
    Remote work
    Night shift

    Chime Financial, Inc

    Chicago, IL
    3 days ago
  • $130k - $152.5k

    Senior Associate/eDiscovery (Forensic Services practice) Boston, MA, United States; Chicago, IL...  ...financial matters pertaining to litigation and regulatory proceedings and guides corporations...  ...race, color, religion, sex, national origin, age, disability, status as a protected... 
    Senior
    Regulatory
    Work at office
    Work from home
    3 days per week

    Charles River Associates

    Chicago, IL
    16 hours ago
  • $120k - $135k

    About Charles River Associates Charles River Associates is a leading...  ...pertaining to litigation and regulatory proceedings and guides corporations...  ...events. We are seekin a Senior Associate to join our Chicago...  ..., religion, sex, national origin, age, disability, status as a... 
    Senior
    Regulatory
    Work at office
    Remote work
    Work from home
    3 days per week

    Dormont Manufacturing Co

    Chicago, IL
    1 day ago
  • $77.7k - $146.9k

     ...’s why there’s nowhere like RSM. As a senior associate in RSM’s growing Healthcare Risk and Controls...  ..., Financial, Operational, IT and Regulatory risk domains. Key Responsibilities...  ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;... 
    Senior
    Regulatory
    Full time
    Work experience placement
    Internship
    Local area
    Remote work

    RSM

    Chicago, IL
    4 days ago
  • $70k - $95k

     ...end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ...  ...perform ongoing compliance functions such as monitoring trading and communications You’ll be responsible for preparing and... 
    Senior
    Regulatory
    Local area
    Worldwide
    Flexible hours

    IQ-EQ

    Chicago, IL
    7 days ago
  •  ...risk management protocols and adhering to regulatory requirements. Works directly with Credit...  ...to balance needs of clients with associated risks and interests of the firm. Establishes...  ...race, religion, color, national origin, gender, sexual orientation, gender identity... 
    Senior
    Regulatory
    Work experience placement
    Remote work

    Chase

    Chicago, IL
    4 days ago
  • $85.1k - $161.7k

     ...Technology Consulting Services team. The Senior Associate will operate across multiple Epic...  ...align with Epic Systems best practices, regulatory expectations, and long-term sustainability...  ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;... 
    Senior
    Regulatory
    Full time
    Work experience placement
    Internship
    Work at office
    Local area
    Immediate start

    RSM

    Chicago, IL
    16 hours ago
  •  ...team is looking for a skilled Associate to join our Issue &...  ...data frameworks that support regulatory and external financial reporting...  ...reporting challenges. Deliver senior‑level reporting, insights, and...  ...race, religion, color, national origin, gender, sexual orientation,... 
    Senior
    Regulatory
    Work at office

    JPMorganChase

    Chicago, IL
    3 days ago
  • $105k - $145k

    # Senior Associate - Underwriting & Portfolio Management, HealthcareMonroe Capital LLCSenior AssociatePrivate CreditFull-timeLocationChicago...  ...maintaining deep expertise in healthcare sector dynamics, regulatory trends, and competitive positioningThe ideal candidate has 3... 
    Senior
    Regulatory

    InforCapital, partnership

    Chicago, IL
    2 days ago
  • $64.6k - $87.5k

     ...Clearing business. As a Margin&Collateral Associate within the North America Client...  ...support daily Commodity Futures Trading Commission (CFTC) regulatory filings, provide regulatory guidance...  ...including race, religion, color, national origin, gender, sexual orientation, gender... 
    Regulatory
    Full time
    Shift work

    JPMorgan Chase & Co.

    Chicago, IL
    16 hours ago
  • $63k - $85k

     ...Wealth Management seeks an Associate I - Client Relations...  ...Receive guidance from senior members on the team....  ..., account billing, trading (where required) and operational...  ...market conditions and regulatory requirements. Be...  ...gender, age, national origin, sexual orientation,... 
    Regulatory
    Temporary work
    Work experience placement

    William Blair

    Chicago, IL
    4 days ago
  • $126.7k - $238.7k

    Associate Actuary or Senior Actuarial Analyst Zurich is currently looking for a Pricing Actuary or Senior...  ...role, you will remain current with regulatory/market conditions to apply this...  ...ethnicity, color, religion, national origin, sex, gender expression, gender identity... 
    Senior
    Regulatory
    Full time
    Temporary work
    Apprenticeship
    Work at office
    Local area
    Remote work
    Visa sponsorship

    Zurich 56 Company Ltd

    Chicago, IL
    16 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to UIT Trading & Origination Senior Associate - Regulatory. Be the first to apply!