UIT Trading & Origination Senior Associate - Regulatory
Guggenheim Investments
Guggenheim Investments is seeking a UIT Trading and Origination Senior Associate to join the Unit Investment Trusts (UITs) team in Lisle, IL. The role focuses on regulatory filings, daily pricing, and operational support, collaborating with Legal, Compliance, and external auditors. Key responsibilities include supervising UIT filings, ensuring accuracy of pricing, and coordinating with service providers to meet deadlines. #J-18808-Ljbffr Guggenheim Investments
$110k - $120k
Position Summary Guggenheim Investments is seeking a UIT Trading and Origination Senior Associate to join the Unit Investment Trusts (UITs) team. This role is responsible for regulatory filings, daily pricing activities, and operational support functions. Working closely...SeniorRegulatoryFull timeWork at office- ...onboarding, training, monitoring, disclosures, trading activity, waivers, questionnaires,... ...Program: pre‑publishing review, regulatory document review, monitoring for overdue... ...without regard to race, color, national origin, citizenship status, sex, sexual orientation...SeniorRegulatoryFor contractorsWork at officeLocal areaRemote work2 days per week
- ...functions necessary to ensure the processes associated with regulatory functions; namely, examinations and... ...departments at various levels of seniority. Ability to promptly produce high-... ...(SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors...SeniorRegulatoryContract workWork at officeRemote workShift work2 days per week
$70k - $95k
...end‑to‑end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ... ...perform ongoing compliance functions such as monitoring trading and communications. Prepare and file required U.S. regulatory...SeniorRegulatoryWorldwideFlexible hours- ...transaction volume of $10 trillion. As a Senior Associate Applied AI/ML Scientist within our... ...performance metrics, and maintain adherence to regulatory compliance standards. â¯Translate... ...race, religion, color, national origin, gender, sexual orientation, gender identity...SeniorRegulatory
$95k - $129k
...Maintenance; Commercial / Trading; Finance / ControllingRemuneration... ...skilled and motivated Senior Asset Management Associate to join our dynamic team.... ...financial performance Regulatory Compliance: Stay abreast of... ..., religion, national origin, disability, veteran status...SeniorRegulatoryFull timeContract workTemporary workWork experience placementWork at officeLocal areaImmediate startWork visaFlexible hours$85k - $200k
...law firms. Role Overview: Our Sr. Associates use their experience and knowledge related... ...issues, and how to research and access regulatory guidelines and reference materials... ...orientation, gender identity, national origin, or protected veteran status and will not...SeniorRegulatoryRemote work$70k - $94k
How you’ll make an impact The Senior Compliance Associate will work inside Strata’s Information Technology... ...expert in key certifications and regulatory frameworks, including state privacy laws... ...orientation, gender identity or national origin. #J-18808-Ljbffr StratacareersSeniorRegulatoryWork experience placementWork at office$95k - $125k
...Government Contractor Advisory Senior Associate works on client projects to... ..., financial analysis, regulatory research and interpretation,... ...initiatives, including attending trade shows, networking,... ...color, religion, sex, national origin, disability, or protected veteran...SeniorRegulatoryContract workFor contractorsWork at office- About the Role HSAM is seeking a Senior Associate to support the growth of a newly established... ...against portfolio‑level ESG goals and regulatory or fund‑level commitments Support ESG... ..., race, color, religion, sex, national origin, age, physical or mental disability, genetic...SeniorRegulatoryLocal area
$77.7k - $146.9k
...Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting... ...- Evaluate control design aligned with regulatory requirements - Assess cybersecurity... ...orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryFull timeWork experience placementInternshipLocal area$85k - $100k
...focuses on high‑profile investigations, regulatory compliance, and financial crimes. The... ...and Washington, D.C. Role Overview The Senior Associate is a hands‑on technical role designed for... ...orientation, gender identity, national origin, or protected veteran status and will...SeniorRegulatoryVisa sponsorship$65.8k - $135.4k
Job Description The Privacy Senior Associate supports Crowe's global privacy program by providing... ...but Highly Valuable) Maintain regulatory watchlists and contribute to policy updates... ...identity or expression, genetics, national origin, disability or protected veteran status...SeniorRegulatoryLocal area$101k
...CA, USA About the role We are hiring a Senior Associate to join our Product Compliance team to... ...Legal, and Compliance teams to identify regulatory requirements early and build practical... ...color, ancestry, religion, sex, national origin, sexual orientation, gender identity,...SeniorRegulatoryFull timeFixed term contractWork at officeLocal areaRemote workNight shift$77.7k - $146.9k
Senior Associate, Risk Consulting (Insurance) page is loaded## Senior Associate, Risk Consulting... ..., actuarial) data, technology, regulatory compliance, risk management, internal audit... ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryWork experience placementInternshipLocal area$70k - $90k
...innovative approaches to complex legal, regulatory, and business challenges. Our core... ...firms that work with the industry. The Senior Associate role is a junior consulting position. This... ...religion, color, sex, gender, national origin, age, United States military veteran status...SeniorRegulatoryWork experience placementWork at officeLocal area3 days per week- ...profitable portfolio of commercial loan relationships for clients with $50M to $1B in revenue. You will originate, structure and monitor loans, ensuring credit and regulatory compliance while exceeding customer expectations. The role requires strong analytical and...SeniorRegulatory
$65k - $155k
...defending our valuation before various regulatory bodies and the Internal Revenue... ...This role will be hired at either the Associate or Senior Associate level. Level will be determined... ...orientation, gender identity, national origin, or protected veteran status and will...SeniorRegulatory$101k
About the role We are hiring a Senior Associate to join our Product Compliance team to support... ...Legal, and Compliance teams to identify regulatory requirements early and build practical... ...color, ancestry, religion, sex, national origin, sexual orientation, gender identity,...SeniorRegulatoryFull timeFixed term contractWork at officeLocal areaRemote workNight shift$130k - $152.5k
Senior Associate/eDiscovery (Forensic Services practice) Boston, MA, United States; Chicago, IL... ...financial matters pertaining to litigation and regulatory proceedings and guides corporations... ...race, color, religion, sex, national origin, age, disability, status as a protected...SeniorRegulatoryWork at officeWork from home3 days per week$120k - $135k
About Charles River Associates Charles River Associates is a leading... ...pertaining to litigation and regulatory proceedings and guides corporations... ...events. We are seekin a Senior Associate to join our Chicago... ..., religion, sex, national origin, age, disability, status as a...SeniorRegulatoryWork at officeRemote workWork from home3 days per week$77.7k - $146.9k
...’s why there’s nowhere like RSM. As a senior associate in RSM’s growing Healthcare Risk and Controls... ..., Financial, Operational, IT and Regulatory risk domains. Key Responsibilities... ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryFull timeWork experience placementInternshipLocal areaRemote work$70k - $95k
...end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ... ...perform ongoing compliance functions such as monitoring trading and communications You’ll be responsible for preparing and...SeniorRegulatoryLocal areaWorldwideFlexible hours- ...risk management protocols and adhering to regulatory requirements. Works directly with Credit... ...to balance needs of clients with associated risks and interests of the firm. Establishes... ...race, religion, color, national origin, gender, sexual orientation, gender identity...SeniorRegulatoryWork experience placementRemote work
$85.1k - $161.7k
...Technology Consulting Services team. The Senior Associate will operate across multiple Epic... ...align with Epic Systems best practices, regulatory expectations, and long-term sustainability... ...sexual orientation; HIV Status; national origin; ancestry; familial or marital status;...SeniorRegulatoryFull timeWork experience placementInternshipWork at officeLocal areaImmediate start- ...team is looking for a skilled Associate to join our Issue &... ...data frameworks that support regulatory and external financial reporting... ...reporting challenges. Deliver senior‑level reporting, insights, and... ...race, religion, color, national origin, gender, sexual orientation,...SeniorRegulatoryWork at office
$105k - $145k
# Senior Associate - Underwriting & Portfolio Management, HealthcareMonroe Capital LLCSenior AssociatePrivate CreditFull-timeLocationChicago... ...maintaining deep expertise in healthcare sector dynamics, regulatory trends, and competitive positioningThe ideal candidate has 3...SeniorRegulatory$64.6k - $87.5k
...Clearing business. As a Margin&Collateral Associate within the North America Client... ...support daily Commodity Futures Trading Commission (CFTC) regulatory filings, provide regulatory guidance... ...including race, religion, color, national origin, gender, sexual orientation, gender...RegulatoryFull timeShift work$63k - $85k
...Wealth Management seeks an Associate I - Client Relations... ...Receive guidance from senior members on the team.... ..., account billing, trading (where required) and operational... ...market conditions and regulatory requirements. Be... ...gender, age, national origin, sexual orientation,...RegulatoryTemporary workWork experience placement$126.7k - $238.7k
Associate Actuary or Senior Actuarial Analyst Zurich is currently looking for a Pricing Actuary or Senior... ...role, you will remain current with regulatory/market conditions to apply this... ...ethnicity, color, religion, national origin, sex, gender expression, gender identity...SeniorRegulatoryFull timeTemporary workApprenticeshipWork at officeLocal areaRemote workVisa sponsorship
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