Broker-Dealer Supervision Lead

Equitable Advisors is searching for an experienced Broker-Dealer Supervision Principal in Charlotte, NC. In this role, you'll support and enhance broker-dealer operations, ensure compliance with FINRA and SEC regulations, and supervise third-party vendor relationships. The ideal candidate will have a strong background in broker-dealer operations, extensive experience in financial services compliance, and the ability to manage multiple priorities effectively. #J-18808-Ljbffr Equitable Advisors