OGC Lawyer- Compliance (Regulatory)
$150k - $170kCareers
About Latham & Watkins Latham & Watkins is one of the world’s leading global law firms advising the businesses and institutions that drive the global economy. We are the market leaders in major financial and business centers around the world. Our investment in people, commitment to innovation, and focus on the future empower you to build an incredible career and thrive as an exceptional professional in a supportive culture. If you aspire to be the best, and work with the best, this is where you belong. About the Role The OGC Lawyer - Compliance (Regulatory) is an integral part of Latham’s Office of the General Counsel team. This role will be responsible for the legal and compliance review of contracts, outside counsel guidelines, client, vendor, and banking questionnaires, and other documents relating to the firm's compliance and regulatory obligations, while identifying, assessing, and mitigating regulatory compliance risks, negotiating appropriate contractual positions with clients, vendors, and internal stakeholders, and escalating novel or complex issues as needed. This role will be located in either our New York, Boston, or Washington, D.C. office. Please note that this role may be eligible for a flexible working schedule that allows for a hybrid and in-office presence. Responsibilities & Qualifications Other key responsibilities include: Conduct legal and compliance reviews of vendor contracts, outside counsel guidelines, and other terms of engagement with firm clients, as well as client, vendor, and banking questionnaires, within the regulatory compliance purview with a focus on sanctions, export controls, anti-bribery and anti-corruption (ABAC), anti-money laundering (AML), DAC6, UK Criminal Finances Act, and related regulatory requirements Triaging and prioritizing review requests, coordinate reviewer workflows, and ensuring timely, high‑quality completion of reviews Supporting vendor risk regulatory compliance contracting initiatives for local counsel agreements Developing and maintaining compliance review protocols, templates, standard responses, guidance, and preferred positions to promote consistency, efficiency, and regulatory compliance Providing subject‑matter expertise and guidance to stakeholders on compliance requirements relating to sanctions, export controls, ABAC, AML, DAC6, UK Criminal Finances Act, and other applicable laws and regulations Protecting and maintaining any highly sensitive, confidential, privileged, financial, and/or proprietary information that Latham & Watkins retains We’d love to hear from you if you: Demonstrate an ability to lead projects and tasks to a successful conclusion, demonstrate initiative, self‑motivation, and work independently Exhibit highly developed and professional interpersonal skills, and the ability to interact effectively with people at all organizational levels of the Firm Possess the ability to work in a team environment And have: A Bachelor’s degree or equivalent A law degree from an accredited law school Current licensed to practice in a U.S. state; a qualified lawyer Admitted in the jurisdiction in which their Latham office is located A minimum of two (2) years of relevant experience practicing law on a regulatory compliance team in a global law firm or financial institution A minimum of one (1) year of experience managing global compliance projects in a large law firm or financial institution setting, preferably Benefits & Additional Information Successful candidates will not only be provided with an outstanding career opportunity and welcoming environment, but will also be provided with a generous total compensation package with bonuses awarded in recognition of both individual and firm performance. Eligible employees can participate in Latham’s comprehensive benefit program which includes: Healthcare, life and disability insurance A generous 401k plan At least 11 paid holidays per year, and a PTO program that accrues 23 days during the first year of employment and grows with tenure Well‑being programs (e.g. mental health services, mindfulness and resiliency, medical resources, well‑being events, and more) Professional development programs Employee discounts Affinity groups, networks, and coalitions for lawyers and staff Latham & Watkins is an equal opportunity employer. The Firm prohibits discrimination against any employee or applicant for employment on the basis of race (including, but not limited to, hair texture and protective hairstyles), color, religion, sex, age, national origin, sexual orientation, gender identity, veteran status (including veterans of the Vietnam era), gender expression, marital status, or any other characteristic or condition protected by applicable statute. Pay Range USD $150,000.00 - USD $170,000.00 /Yr. #J-18808-Ljbffr Careers
- Latham & Watkins is seeking an OGC Lawyer - Compliance (Regulatory) to join the Office of the General Counsel. The role focuses on legal and regulatory reviews of contracts and questionnaires, mitigating compliance risks, and negotiating positions with clients, vendors,...RegulatoryWork at officeRemote work
$200k - $250k
...high-stakes litigation and dispute resolution, world-class regulatory compliance and advisory services, and complex transactions. Our commitment... ...been recognised as the “Best Business Team” by The American Lawyer.This is your opportunity to grow professionally in a dynamic...RegulatoryFull time$119.3k - $178.9k
...high-stakes litigation and dispute resolution, world-class regulatory compliance and advisory services, and complex transactions. Our commitment... ...been recognised as the “Best Business Team” by The American Lawyer.This is your opportunity to grow professionally in a dynamic...RegulatoryFull timeShift workWeekend work$175k - $259.7k
...Analyzes legal issues and implications on products, services, and regulatory matters related to the Global Banking and Global Markets... ...to leadershipInterprets rulings, laws, and regulations from a compliance and business control standpointDrafts, reviews, and/or negotiates...RegulatoryFull timeWork at officeFlexible hoursDay shift$235k - $278k
...responsible for leading a team of employment lawyers and paralegals while providing regular... ..., new technology, and anticipated regulatory changesInterprets rulings, laws, and regulationsDrafts... ...of peersPartner with Human Resources, Compliance, Risk, Audit, and other control...RegulatoryFull timeWork at officeFlexible hoursDay shift$165k - $185k
...high-stakes litigation and dispute resolution, world-class regulatory compliance and advisory services, and complex transactions. Our commitment... ...been recognised as the “Best Business Team” by The American Lawyer.This is your opportunity to grow professionally in a dynamic...RegulatoryFull time- ...governance of registered funds and related vehicles. The role spans regulatory, governance, and product development across U.S. and international funds. You will collaborate with Investment Teams, Compliance, Tax, Finance, and Legal to support fund growth and launch...Regulatory
$165k - $250k
...combine strategic product‑development work with the detailed legal, regulatory, governance, and operational support required to launch and... ...Client Solutions, Finance, Tax, Public Affairs, Legal and Compliance, and other groups in the United States, Europe, Latin America,...RegulatoryLocal area$235k - $310k
...corporate transactions from start to finish, including coordination of deal teams and direct client interaction.Provide counsel on SEC compliance, registered equity offerings, and other public company matters.Collaborate with colleagues across practice groups to deliver...Work at officeWorldwide$310k
...financings, and commercial transactionsWorking familiarity with data-driven technologies, including AI/ML, biometrics, and related global regulatory frameworksFamiliarity with GDPR / UK GDPR, cross-border data transfers, and international privacy regimes preferredExposure to...RegulatoryFixed term contractRelocation package$73.5k - $129.1k
...and agreements to support new products/services and to address regulatory changes. Prepare and file updates to Forms ADV and BD.... ...with key business partners. Foster and promote a culture of compliance. Collaborate with Compliance personnel on relevant compliance...RegulatoryFull timePart timeH1bWork at officeWork from homeVisa sponsorship1 day per week$119.3k - $159k
A leading law firm is seeking a Conflict Attorney responsible for conflicts clearance and analysis for legal hires and new business. This role involves creating complex conflict reports, assisting in ethical decision-making, and guidance to staff on conflict research. Candidates...- ...negotiations and respond to tax authority inquiries. Candidates should have an EA certification, 3-6 years of experience in tax compliance, and strong analytical and communication skills. Baker Tilly values your development and offers a supportive environment. #J-188...
- Für unseren GeschäftsbereichRisk & Regulatory suchen wir dich zum nächstmöglichen Zeitpunkt als Consultant IT-Compliance Financial Services (w/m/d).Das erwartet dichRisk FS - Als Teil unseres Teams im Bereich Risk FS arbeitest du mit hochqualifizierten Fachleuten zusammen...RegulatoryFull timeHome office
- ...Ensure that regulated establishments produce a safe product by executing appropriate inspection methods, determining non-compliance with regulatory requirements, documenting noncompliance and initiating enforcement actions, where warranted. Verify that meat and poultry...Regulatory
$225k - $300k
...high-stakes litigation and dispute resolution, world-class regulatory compliance and advisory services, and complex transactions. Our commitment... ...been recognised as the “Best Business Team” by The American Lawyer.This is your opportunity to grow professionally in a dynamic...RegulatoryHourly payFull time$150.6k - $225.9k
...coordination of the payment of annual bar dues; and the collaboration with the General Counsel’s office on the approach for ensuring CLE-compliance for all of the firm’s attorneys Collaborates with the Professional Development leadership team to develop innovative and best...TraineeshipWork at officeRemote workWork from homeFlexible hours$165k - $250k
Blackstone is the world’s largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companies in which the firm invests. Blackstone’s over $1.3 trillion in assets under management include...Local area- ...resource for client servicing, coaching tellers, and ensuring branch compliance. The role focuses on identifying financial needs and guiding... ...oversee day-to-day teller scheduling and operations, while adhering to regulatory and security requirements. #J-18808-Ljbffr KeyBankRegulatory
- American International Group is seeking a Senior Compliance Officer in New York to manage investment compliance across various assets. The ideal candidate will have a strong regulatory background with at least 3 years of experience in guideline monitoring. The position...RegulatoryWork at office
- Markel Corporation is seeking a seasoned underwriter to manage inland marine risks, focusing on profitability and compliance with regulatory standards. The ideal candidate will have a Bachelor's degree and over five years of underwriting experience, demonstrating exceptional...Regulatory
- ...funds, under attorney supervision, handling ongoing legal and regulatory tasks. You will coordinate disclosure documents, work with business... ...counsel, and accountants, and help with governance and compliance across the Ameriprise entities. This in-office role requires four...RegulatoryWork at officeRemote work
- ...Hamburg, NY, seeks an Assistant Director of Nursing (ADON) for Long Term Care. You will help lead clinical operations, ensure regulatory compliance, and drive quality improvement initiatives to support resident care and staff development. Ideal candidates bring strong...Regulatory
- ...an experienced Regulated Financial Reporting Actuary to lead regulatory communications for its insurance entities and serve as the Appointed... ...requires signing SAOs, evaluating reserves, and ensuring NAIC compliance. The candidate will collaborate with risk, finance, and...Regulatory
- ...is seeking an Assistant Director of Nursing (ADON) for long-term care leadership. You will help oversee clinical operations, regulatory compliance, infection prevention, and staff performance to ensure quality resident care. Join a CMS 5-Star rated facility under The...RegulatoryFull time
$105k - $125k
...Wellness & HRIS, the Associate Director, HRIS, Benefits Operations & Compliance is responsible for the strategic oversight and operational... ...for HR technology, benefits operations, data governance, and regulatory reporting while ensuring the integrity, security, and accuracy...RegulatoryPermanent employmentWork at officeLocal areaRemote workMonday to Friday$140k - $200k
...heterogeneous technology environments and to meet increasingly rigorous compliance requirements.Responsibilities:Define and steer IAM standards,... ...vendor-provided IAM solutions against business requirements, regulatory expectations, target-state architecture, existing investments,...RegulatoryFull timeWork at officeFlexible hoursDay shift- ...servicing requirements Supporting Life & Annuity products across: Transfers and rollovers Distributions Beneficiary changes Regulatory and compliance-driven servicing Gathering, analysing, and documenting business and functional requirements Producing clear user stories...RegulatoryPermanent employmentFlexible hours
$56.1k - $98.6k
...responsible for performing on-going legal and regulatory related activities with respect to the... ..., marketing, fund administration, compliance and investment personnel), outside counsel... ...The position would be part of a team of lawyers and paralegals supporting Columbia Threadneedle...RegulatoryFull timePart timeH1bWork at officeWork from homeVisa sponsorship1 day per week$92.5k - $100k
...corporations and governments around the world. CRA advises clients on economic and financial matters pertaining to litigation and regulatory proceedings, and guides corporations through critical business strategy and performance‑related issues. Since 1965, clients have...RegulatoryWork experience placementWork at officeWork from home3 days per week
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