Equities Trade Surveillance Specialist
Mission+
Mission+ is seeking a Trade Surveillance Associate in New York, New York, to join the Equities Trade Surveillance team. The ideal candidate has 3-5 years of experience in surveillance of Equities/Exchange Traded Products and in-depth knowledge of the trade lifecycle. The role involves monitoring risks, conducting reporting and meaningful analysis, and collaborating with various stakeholders. A Bachelor's degree and 5-7 years of related experience in compliance trade surveillance are required. #J-18808-Ljbffr Mission+
$171k - $260k
...Commercial and Investment Banking's Equities Electronic Trading team, you are an integral part of an... ...are seeking a DevOps / Integration Specialist to join our Global Equities Electronic... ...for Automation, Monitoring and Surveillance Advanced knowledge of software applications...Employment EquitySurveillance- ...Associate/AVP, Trader, Global Trading Unit, Portfolio Execution & Solutions Group - Equities Location: New York, US Job Function: Portfolio Execution & Solutions... ...trading, pre‑ and post‑trade checks, and market surveillance Build and maintain strong relationships with GIC...Employment EquitySurveillancePermanent employment
- ...experienced manager to lead their post-trade investigations team. In this role, you will... ...experts and be responsible for market surveillance operations. The ideal candidate will have... ...rewards package including bonuses, equity options, and extensive benefits. #J-188...Employment EquitySurveillance
$120.8k - $137.9k
...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are... ...classes, including Interest Rates, FX, Equities, and Fixed Income is preferred. The... ...00 - $137,900 for Compliance Advisory Specialist III New York, NY: $131,800 - $150,5...Employment EquitySurveillanceFull timePart timeLocal area$100k - $140k
...leading financial market innovator is hiring a Surveillance Analyst in New York, NY. The role involves monitoring trading activities, investigating anomalies, and enhancing... ...The salary range is $100,000 to $140,000, plus equity and benefits. Join a dynamic team committed to...Employment EquitySurveillance- ...Vice President, Trading Surveillance Compliance About the Company Digitally-driven brokerage & wealth management platform Industry... ...regulatory violations across various asset classes, including equities, options, and digital assets. This role is pivotal in ensuring...Employment EquitySurveillance
- ...Required Qualifications 4+ years in auditing and the same in trading with a compliance/business controls/risk management role with specific... ...experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes....Employment EquitySurveillance
- ...investment management firm in New York, is seeking an Electronic Trading Services professional. The role involves critical desk trading... ...of relevant experience and strong knowledge in electronic equity execution and algorithmic trading. This position offers a competitive...Employment Equity
$150k - $225k
...Vice President - AMRS Futures Electronic Trading (Sales Trader), New York Electronic... ...the full franchise by partnering across Equities and FICC trading teams to deliver comprehensive... ...Trading Support Trade Monitoring & Surveillance Market Microstructure Knowledge...Employment EquitySurveillanceShift workDay shift$100k - $130k
Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US) Work Location : New York, New York, United States... ...providing specialized expertise or may lead a small team of specialists Considered a subject matter expert within a given...Employment EquitySurveillanceTemporary workWork experience placementWork at officeLocal area$70k - $134.1k
Bank of America seeks an experienced technology professional to support the Equities Cash Execution business in New York. The role involves delivering and maintaining critical electronic trading capabilities while collaborating closely with global teams. The ideal...Employment Equity- ...to express views on real-world events by trading on outcomes across politics, economics,... ...the work is real from day one. As a Trade Surveillance Analyst, you will own the daily alert... ...introducing broker. Benefits Competitive salary & equity Full Health, Vision, & Dental coverage 4...Employment EquitySurveillanceContract work
- ...organization in the financial services industry, is seeking a Trade Surveillance - Business Execution Consultant to join their team. As a... ...financial products including fixed income, FX, commodities, and equities. Collaborate with risk owners, technology teams, and...Employment EquitySurveillanceWeekly payTemporary workFlexible hours
$160k - $190k
...control room, which is tasked with identifying and resolving unusual trading patterns, anomalies, and other near real‑time compliance issues... ...of trading mechanics in multiple asset classes (e.g., equities, options, futures, FX) Familiarity with financial industry rules...Employment EquitySurveillanceWork at officeLocal areaOverseas$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are seeking a highly skilled Trade Surveillance Manager... ...) as well as institutional Broker‑Dealer activities (Equities and Fixed Income). The candidate should demonstrate strong analytical...Employment EquitySurveillanceFull timePart timeLocal area$110k - $120k
...partners to offer seamless investing and trading experiences to clients worldwide, all... ...global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options... ...queue. We’re looking for an experienced surveillance analyst who has ground through alerts...Employment EquitySurveillanceFull timeWork at officeWorldwide$120k - $140k
...exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income instruments, financial futures, and... ...in Japan. Position Summary: The Trading and Surveillance Compliance Specialist supports the front office sales and trading desks...Employment EquitySurveillanceFull timeTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications... ...a range of asset classes including Cash Equity, Fixed Income, Commodities and...Employment EquitySurveillanceWork at office$74.8k - $110k
Trade Desk AssociateSkip to main content#Trade Desk Associate page is loaded## Trade Desk... ...Cboe FX team is hiring for a Trade Desk Specialist.**Cboe FX is seeking a highly motivated Trade... ..., participation in Cboe's long-term equity programs.Additional information about Cboe...Employment EquityWork at officeImmediate startShift workWeekend work- ...Naloxone Distribution Specialist The Naloxone Distribution Specialist will provide technical... ...and development; epidemiology, surveillance, and evaluation; development and dissemination... ...advancing racial, gender, and social equity and support efforts to center equity in...Employment EquitySurveillanceFull timeContract workLive inWork at officeFlexible hours
$170 per hour
...operator of a SEC‑regulated Alternative Trading System (ATS). The company is a global, fully... ...trading, ATS operations, trade surveillance, and best execution. Maintain policies... ...Promoting a healthy work‑life balance. Equity Grant Opportunities - Share in the success...Employment EquitySurveillanceContract workRemote work$120k - $175k
Post Trade Implementation Specialist Location New York Business Area Sales and Client Service Ref #... ...cost analysis, regulatory reporting, surveillance, and data archiving. We partner... ...engagements. Knowledge of Fixed Income, Equities, FX, and/or OTC markets. Experience...Employment EquitySurveillanceTemporary workFor contractorsWork experience placement$165k - $300k
...quantitative investment management and trading firm. The company applies a scientific approach... .... Our team trades over 10,000 US equities and 4,000 listed options, leveraging our... ...performance monitoring, book management, surveillance reports review, etc. Monitor systems for...Employment EquitySurveillanceCasual workWork at officeLocal areaHome officeFlexible hours$225k - $250k
Trading Analytics Specialist Location: New York, NY (3 days per week onsite) About IEX: IEX (IEX Group, Inc.) is an exchange operator and technology... ...with the mechanics of electronic trading, U.S. equity market structure, and data analysis. You will demonstrate...Employment EquityFull timeWork experience placementLocal areaFlexible hours3 days per week- ...limits of what's possible. As a Lead Software Engineer at JPMorganChase within the Commercial and Investment Banking's Equities Electronic Trading team, you are an integral part of an agile team that works to enhance, build, and deliver trusted market-leading...Employment EquityWork at office
$10k
...support services; policy analysis and development; epidemiology and surveillance; dissemination of treatment and management guidelines; harm... ...Health Vending Machine Pilot Initiative, using a research and equity-informed approach. Support funded OOPPs by providing...Employment EquitySurveillanceFull timeWork at officeWork from homeFlexible hours2 days per week$150k - $200k
...Compliance Department, the Global Surveillance Team is responsible for... ...of communications and trading as it relates the market manipulation... ...products, including Equities, Options, Commodities, Fixed... ...oversees/leads a team(s) of specialists/professionals providing advice...Employment EquitySurveillanceWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...landscape. Reporting to the Global AWM Trading Controls and Digital Assets Director,... ...controls, supervisory management, and surveillance. * Utilize advanced process analysis, data... ...in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements...Employment EquitySurveillanceFull timeWork at office
- ...within hospital and ambulatory settings. Conducts infection surveillance and risk assessments, identifies infectious disease processes... ...specialty, service line, years of relevant experience, education, credentials, negotiated contracts, budget and internal equity).Employment EquitySurveillanceHourly payDaily paidPart time
- ...compliance) to execute audit work with a focus on supervision and trade surveillance. This experience may not come from a classic Audit... ...experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes....Employment EquitySurveillance
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