RIA Compliance Lead & RegTech Innovator

Referment is partnering with a global investment firm to hire a compliance professional focused on testing, regulatory analysis, training, and third-party oversight. You will work with operations, investment and technology colleagues, gaining exposure to trading activities and the regulatory frameworks that govern them. The role emphasizes ownership: interpreting requirements, documenting findings, and communicating regulatory performance to senior stakeholders. #J-18808-Ljbffr