Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Executive Director, Head of E-Comm Surveillance

Madison Davis

Top-tier global bank, which is currently looking to hire an Executive Director – Head of E-Communications Surveillance. This high-impact leadership role can be based in either the Midtown Manhattan or Jersey City office and follows a hybrid schedule, with two in-office days per week.Key Responsibilities:Manage and guide the Communications Surveillance review team, ensuring timely identification, escalation, and resolution of risks.Collaborate with supervisors and compliance stakeholders to handle escalated issues and ensure appropriate follow-up in line with regulations.Drive improvements in surveillance training by contributing subject matter expertise to central compliance training efforts.Design and manage performance metrics and reporting tools (e.g., MIS, KPIs, KRIs) to measure program effectiveness and surface critical findings.Lead the implementation and optimization of surveillance systems, ensuring alignment with regulatory requirements and industry best practices.Partner with Data Analytics teams to develop and refine models that enhance surveillance capabilities.Maintain up-to-date knowledge of evolving regulatory expectations and surveillance trends to keep the program forward-looking and robust.Serve as a liaison between Compliance leadership in the Americas and internal partners, including senior business leaders and global compliance officers.

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Executive Director, Head of E-Comm Surveillance in New York, NY vacancy
  • $165k - $200k

    Position Title: RMBS - Director (NY)Entity: Kroll Bond Rating Agency, LLCEmployment Type: Full...  ...presale and new issue reports.Support surveillance efforts for existing transactions and create...  ....Experience with esoteric RMBS sectors (e.g. Reverse Mortgage, MSR, HEI contracts,... 
    Surveillance
    Full time
    Temporary work
    Work at office
    Local area

    KBRA

    New York, NY
    2 days ago
  • $188.88k - $259.71k

     ...implement the strategic development and execution of organizational goals and objectives. Exhibit...  ...teams working on cyber, misc. E&O, and/or direct reports. Is responsible...  ...other factors. The base salary range for the Director, Underwriting position is $162,800-$223,8... 
    Suggested
    Full time
    Local area
    Work from home

    Markel

    New York, NY
    3 days ago
  •  ...something special! This position reports to the Regional Product Leader or Director/Sr. Director of Cyber/E&O and is responsible for managing a team of commercial production underwriters and execution of organizational goals and objectives. Ensure effective execution of... 
    Suggested
    Full time
    Local area
    Work from home

    Markel

    New York, NY
    9 hours ago
  • $150k - $175k

     ...Position Title: Funds Ratings - Director (New York) Entity: Kroll Bond Rating Agency, LLC...  ...management skills, and overall ability to execute strategies. Prepare rating memos and new...  ...committees. Lead ongoing monitoring and surveillance process and keep abreast of developments... 
    Surveillance
    Full time
    Work experience placement
    Work at office
    Local area

    Kroll Bond Rating Agency

    New York, NY
    2 days ago
  • $150k - $180k

     ...career opportunities Job Title: Associate Director of Network Security Location: New York,...  .... Key Responsibilities: Develop and execute a comprehensive network security strategy...  ...weeks ago Director, Security Operations and Surveillance East Rutherford, NJ $140,000.00-$160,000... 
    Surveillance
    16 hours
    Full time
    Immediate start
    Relocation package

    Glocomms

    New York, NY
    2 days ago
  • $120k - $189k

     ...activity, the team delivers timely, high‑quality analytical execution and contributes to S&P Global Ratings’ high‑profile Infrastructure...  ...credit assessment, clear rating rationale, and ongoing surveillance. Responsibilities Team Contribution & Capability Building Act... 
    Surveillance
    Worldwide

    S&P Global

    New York, NY
    2 days ago
  • $120k - $189k

     ...project finance credits, preparing committee-ready materials and participating actively in rating committees. Manage portfolio surveillance and updates, connecting market developments and project performance to forward-looking risk themes, and embed AI tools into... 
    Surveillance
    Second job
    Live in
    Work at office
    Worldwide
    Flexible hours
    2 days per week

    S&P Global

    New York, NY
    2 days ago
  • VP/Director of Technical Product MarketingLocation: NYC Metropolitan Area, HybridAbout the...  ...LeadershipDefine and execute the product marketing strategy, aligning...  ...multiple high-profile criminal and illegal surveillance cases, including: UNICEF: Pixalate was recently... 
    Surveillance
    Work at office
    Local area

    Pixalate

    New York, NY
    4 days ago
  • $125k - $175k

     ...Finance and Infrastructure - Associate Director / Director (NY)Entity: Kroll Bond Rating...  ...assigning new ratings and providing surveillance for project finance and infrastructure...  ...datasets; and2 years of experience with: deal execution or credit risk analysis of power and... 
    Surveillance
    Full time
    Temporary work
    Work at office
    Local area

    KBRA

    New York, NY
    2 days ago
  • $105k - $140k

    Position Title: Corporate Credit Funds - Associate / Associate Director (NY)Entity: Kroll Bond Rating Agency, LLCEmployment Type: Full...  ...and new issuance reports.Support ongoing monitoring and surveillance of outstanding transactions, tracking portfolio performance, credit... 
    Surveillance
    Full time
    Temporary work
    Work experience placement
    Work at office
    Local area

    KBRA

    New York, NY
    2 days ago
  • $150k - $220k

    Position Title: REIT and Real Estate Fund Ratings Analyst - Director/ Senior Director (NY)Department: REITEmployment Type: Full-timeLocation...  ...Analysts in the group are responsible for initial ratings and surveillance of corporate-level unsecured debt of REITs, institutional real... 
    Surveillance
    Full time
    Temporary work
    Local area
    Flexible hours

    KBRA

    New York, NY
    2 days ago
  • $90k - $110k

     ...compensation at the time of posting. Position Summary Reporting to the Directors, Human Resources & Faculty Affairs, the Manager, Human...  ...Program, HIPAA Training, Conflict of Interest, Medical Surveillance, Upcoming/Past Visa End Date Status, etc. Systems and Project... 
    Surveillance
    Temporary work
    Part time
    Work at office
    Local area

    Columbia University

    New York, NY
    2 days ago
  • $130k - $160k

     ...Overview You will report to the Local Head of Regulatory and Corporate...  ...policies and escalate breaches Perform e-communications and employee trade surveillance, identifying conflicts or risks...  ...on personal trading rules Execute monitoring/testing under the RCC Program... 
    Surveillance
    Full time
    Local area

    Intesa Sanpaolo Group

    New York, NY
    6 hours ago
  • $150k - $165k

     ...President, Global Communications, the Director, Public Relations will help lead Fortune’s PR strategy and execution across the full portfolio of...  ...will work with SVP Global Comms to serve as primary steward of...  ....Come to the role with e stablished strong relationships... 
    Work at office
    Flexible hours

    Fortune

    New York, NY
    13 hours ago
  •  ...Associate of Compliance or Associate Director of Compliance to have senior oversight...  ...and regulatory matters relating to SEC (e.g. investment advisor) CFTC / NFA and...  ...personal trading, electronic communications surveillance, best execution, SEC 206(4)-7 reviews, etc.... 
    Surveillance
    Contract work
    Work at office
    Shift work

    Optima Partners Holdings LLC

    New York, NY
    16 days ago
  • $165k - $185k

    Job TitleDirector, Executive CompensationJob DescriptionThe Director, Executive Compensation serves as the leader and subject matter expert for the company’s...  ...agreements (SLAs) with external stock plan administrators (e.g., Morgan Stanley), ensuring seamless platform... 
    Full time
    Temporary work
    Work at office
    Local area
    Remote work
    Flexible hours
    2 days per week

    peopleInc.

    New York, NY
    3 days ago
  • $120k - $170k

     ...requirementsAssist the CCO in coordinating and executing annual compliance reviews, including...  ...functions, including review of surveillance reports, exception reporting, and supervisory...  ...affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other required... 
    Surveillance

    StoneX

    New York, NY
    3 days ago
  • $110k - $135k

     ...Structured Finance – Credit Analyst, Associate Director – CMBS (Surveillance) As one of the world’s top three credit ratings agencies, Fitch Ratings...  ...across various commercial property types. You exhibit e xcellent written and oral communication skills for... 
    Surveillance
    Temporary work
    Work at office
    3 days per week

    Fitch Group

    New York, NY
    14 days ago
  • $300k

     ...for who they are and what they contribute.To learn more about CIBC, please visit CIBC.comWhat You’ll Be DoingThe role is to be the Head of U.S. ABS Structuring leading the Analytics effort within a growing ABS Group for the U.S. platform for CIBC. CIBC is growing its... 
    Full time

    CIBC Bank

    New York, NY
    3 days ago
  • $250k

     ...successful candidate must bring a combination of strategic and execution skills and expected to articulate Citi’s strategic priorities in...  ...benefits education and awareness in Citi’s mobile app and Citi.com (e.g., Benefits Hub) Develop and manage strategic partnerships in... 
    Full time
    Contract work

    Citigroup

    New York, NY
    9 hours ago
  • $60k - $140k

     ...THE ROLE We are looking for an Associate Director of Influencer to support the strategic...  ...creator and experiential space while driving executional excellence across campaigns, events, and...  ...programs, including brand activations (i.e. music festivals/creator trips), ensuring... 
    Full time
    Contract work
    Work at office
    Shift work

    Ogilvy

    New York, NY
    3 days ago
  • $100k - $115k

     ...helping to build. THE ROLE: As an Associate Director, you are a strategic paid search leader...  ...end to end. You excel at developing and executing paid search strategies, building and...  ...supported at every step. DEPT® participates in E-Verify, meaning your Form I-9 information... 
    Full time
    Remote work
    Flexible hours

    DEPT®

    New York, NY
    1 day ago
  • $160k - $250k

     ...simultaneously direct day-to-day program execution and shape the multi-year...  ...in supervisory technology, surveillance analytics, data and AI-enabled...  ..., AI-enabled monitoring, e-communications review, advertising...  .... Coordinate with the head of the Regulatory Review Unit... 
    Surveillance
    Local area
    Home office
    3 days per week

    New York Life Insurance Company

    New York, NY
    9 hours ago
  • $75k

     ...patterns. Coordinate across OTI's platforms, security, legal, comms, and contracts teams to keep dependencies moving and the team's work...  ...ARE SUBJECT TO OVERSIGHT APPROVAL OTI participates in E-Verify IT PROJECT SPECIALIST - 95710 Qualifications # A baccalaureate... 
    Full time
    Work at office
    Shift work
    Night shift
    Weekend work
    Afternoon shift

    City of New York

    New York, NY
    13 hours ago
  • $125k - $155k

    The Director, International Partnerships will lead MLB’s International Partnership sales efforts...  ...pitches, proposals, term sheets, and executive materials, providing end-to-end deal...  ...execution, including international events (e.g., International Series, World Baseball... 
    Contract work
    Temporary work
    Work experience placement

    Major League Baseball

    New York, NY
    3 days ago
  • $198.72k - $260.82k

    Hi, we're Oscar. We're hiring a Director, Medical Economics to join our Actuarial team.Oscar...  ...opportunities within assigned regions.Executive Communication: Present comprehensive, executive...  ...an understanding of medical claims data (e.g., CPT/HCPCS, ICD-10, DRGs) and standard... 
    Full time
    Work at office
    Local area
    Flexible hours

    Oscar Health Insurance

    New York, NY
    4 days ago
  • $200k - $225k

     ...media. AI Enablement DirectorMadhive is seeking an AI Enablement Director to drive internal transformation by weaving AI into the fabric...  ...enough to prototype workflows and wire up agentic coding tools (e.g., Claude Code, Cursor).Change Leadership: A proven track record... 
    Work at office
    Local area
    Shift work
    3 days per week

    MadHive

    New York, NY
    4 days ago
  • $157k - $236k

    As a Senior Director in our Work, Rewards and Careers (WRC) practice, you will lead and partner...  ...effectively with client partners. Executive presence with strong and persuasive oral...  ...Disability, Long-Term Disability, Other Leaves (e.g., Bereavement, FMLA, ADA, Jury Duty,... 
    Temporary work
    Local area
    Visa sponsorship
    Work visa
    Flexible hours

    Willis Towers Watson

    New York, NY
    2 days ago
  •  ...permanent creativity.Role OverviewChloe is seeking a Director of Wholesale to lead the wholesale team in crafting and executing strategies to evolve and elevate the brand and...  ...and online executionStrong analytical skills (i.e. proficient in excel and retail math)Excellent... 
    Permanent employment
    Full time
    Temporary work
    Local area
    Flexible hours

    Richemont

    New York, NY
    1 day ago
  • $160k - $224k

     ...create your future.The Global Training and Quality Assurance Senior Director within Huron Managed Services is responsible for delivering a...  ...and HMS leaders to drive adoption of enterprise programs (e.g., Workday/LinkedIn Learning and other corporate offerings), tailoring... 
    Full time
    Local area
    Shift work

    Huron Consulting Group

    New York, NY
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Executive Director, Head of E-Comm Surveillance. Be the first to apply!