Managing Director
JW Michaels & Co.
Broker-dealer compliance for the limited purpose BD: policies and procedures, filings, training, compliance testing, strategic initiatives. Americas distribution compliance, including Canada and Brazil: lobbyist registrations, fund registrations, private launch support. Global marketing review: leads the team that reviews and approves marketing materials, digital content, presentations, and RFPs under the SEC Marketing Rule and FINRA standards. Scope extends beyond distribution; the pitch is leadership, mentorship, and driving change inside a rapidly growing firm. Requirements: 12 to 15 years of FINRA broker-dealer compliance, institutional background preferred; deep knowledge of securities laws for FINRA members and SEC-registered advisers; Series 24 required; proven team management. #J-18808-Ljbffr
Vacancy posted 22 hours ago
Similar jobs that could be interesting for youBased on the Managing Director in New York, NY vacancy
- ...Position Overview Managing Director Managing Director Qualifications & Experience Managing Director Pay Range 300,000 Company Details Apollo Global Management, Inc. (together with its subsidiaries and affiliates) is committed to championing opportunity. The...Suggested
Athene
New York, NY4 days ago $125k - $250k
...across the platform.XIG (External Investing Group) provides clients with investment and advisory solutions, across leading hedge fund managers, private credit funds, private equity funds, real estate managers, public equity strategies, fixed income strategies and ESG (...SuggestedFull timeTemporary workPart timeGoldman Sachs
New York, NY1 day ago- ...operational direction of a multi-billion-dollar global franchise. The Global Payments CFO is responsible for the overall financial management, business governance, strategic planning, resource allocation, and performance management of the business. The role partners...SuggestedLocal area
JPMorgan Chase & Co.
New York, NY3 days ago $165.4k
VP & Managing Director, Mid-Sized Pharma Join IQVIA and help drive healthcare forward.IQVIA is a leading global provider of clinical research services, commercial insights, and healthcare intelligence to the life sciences and healthcare industries. We create intelligent...SuggestedFull timePart timeImmediate startRemote workWorldwideIQVIA
New York, NY4 days ago- # Managing Director / Vice President, Alternatives Capital Formation, Vintage StrategiesGoldman SachsManaging DirectorPrivate EquityFull-timeLocationNew York, United StatesDate PostedJune 14, 2026Stay ahead of the marketGet instant notifications when new job openings matching...Suggested
InforCapital
New York, NY1 day ago $250k
.... We provide innovative financialsolutions through our Wealth Management, Capital Markets, Futures andAdvanced Clearing & Prime Services... ..., and are seeking an entrepreneurial, high-performingManaging Director, Equity Sales to drive institutional relationshipsand revenue...Full timeWork at officeImmediate startWedbush Securities
New York, NY1 day ago$165k - $345k
Location:For Those Who Work At Home, New YorkJob SummaryManaging Directors in Public Finance are experienced senior bankers with proven... ...negotiations on pricing or structure of a financing. Managing Directors serve as key contacts for many clients, including senior...Full timeWork at officeRemote workWork from homeFlexible hoursNight shiftKeyBank
New York, NY4 days ago$215k - $300k
...Head of Content Strategy - Senior Vice President / Managing Director New York, New York, United States About the Role iCapital is seeking a Head of Content Strategy to lead and scale the firm's global content vision during its next phase of growth. This individual...Full timeWork at officeRemote workiCapital Network, Inc.
New York, NY2 days ago$242.25k - $285k
Job TitleManaging Director, Project & Development ServicesJob Description SummaryThe Managing Director leads the local market strategy and team to drive growth, profitability, and operational excellence. This role partners with PDS Leadership to implement a standard operating...Minimum wageFull timeWork at officeLocal areaFlexible hoursCushman & Wakefield
New York, NY4 hours ago- ...the world and the communities where we operate. Summary Recurrent Energy, a subsidiary of Canadian Solar, is seeking a Managing Director of Project Finance to lead the Project Finance department. The role is responsible for providing leadership and expertise to raise...WorldwideFlexible hours
Recurrent Energy Development Holdings LLC
New York, NY1 day ago - ...candidate is ideally located in New York, Chicago, Los Angeles, Boston, or Atlanta though other locations may be considered. The Managing Director’s primary focus will be to drive solutions for the following areas: Ankura Quality of FinanceTM: Assess Finance...Price workFull timeWork experience placementInterim roleWork at officeWeekend work
Ankura
New York, NY2 days ago $263.16k - $356.04k
...finance business across all First Citizens clientele, including sales strategy, revenue growth, product strategy and delivery, risk management and controls, team leadership, and close partnership with banking and credit teams. The role sits within the Global Banking &...Work at officeFirst Citizens
New York, NY2 days ago$250k
.... We provide innovative financialsolutions through our Wealth Management, Capital Markets, Futures andAdvanced Clearing & Prime Services... ...Trading groupin New York City is seeking an elite Managing Director, Sales Traderto own and grow our Generalist franchise across some...Full timeWork at officeImmediate startWedbush Securities
New York, NY2 days ago- ...Managing Director, Office Of The CFOAt Portage Point Partners (Portage Point), you are not a cog in a legacy machine, you are shaping strategy, influencing outcomes and being rewarded for driving impact. Backed by New Mountain Capital, Portage Point is recognized for accelerated...Interim roleWork at officeRelocation
Portage Point Partners
New York, NY1 day ago - ...Managing Director, Office Of The CFO At Portage Point Partners (Portage Point), you are not a cog in a legacy machine, you are shaping strategy, influencing outcomes and being rewarded for driving impact. Backed by New Mountain Capital, Portage Point is recognized for...Interim roleWork at officeRelocation
Portage Point Partners
New York, NY3 days ago - ...Job Description Business Development Sr. Directors are responsible for successfully maximizing sales, and promoting and protecting the... ...growth opportunities and maintain competent and proactive account management. Establish and consistently sustain communication with each LP...Work at officeLocal area
Boar's Head
New York, NY11 hours ago $135.7k - $159.65k
...tutoring work of Reading Partners.The high level:Reading Partners seeks a frontline fundraiser and collaborative leader to act as Managing Director of Development for the national development team. This role will play an integral part in increasing aligned revenue to...Full timeWork at officeImmediate startRemote workFlexible hoursReading Partners
New York, NY4 hours ago- ...innovation in finance transformation. Collaborate with senior leadership to shape organizational success.Job DescriptionFP&A Managing Director OverviewThe FP&A Managing Director will lead strategic financial planning and analysis initiatives for the client.Drive growth...
Green Key Resources
New York, NY4 hours ago - ...regulated financial institutions. It enables banks and wealth managers to deliver continuous, personalized, governed Financial Guidance... ...product and the company.About the Role\nWe are hiring a Managing Director of Strategic Banking Accounts to lead our expansion into the...
Monstro
New York, NY29 days ago - ...Managing Director, Portfolio Compliance About the Company Leading international alternative asset organization offering comprehensive investment solutions Industry Investment Management Type Public Company Founded 1997 Employees 1001-5000 Categories...
$125k - $185k
...alternative investment industry, Alter Domus (meaning “The Other House” in Latin) is proud to be home to 90% of the top 30 asset managers in the private markets, and more than 6,000 professionals across 24 jurisdictions.With a deep understanding of what it takes to succeed...Contract workLocal areaAlter Domus
New York, NY2 days ago$300k - $385k
...Managing Director, Chief Marketing Officer ProShares New York, NY, USA About Us: ProShares now offers one of the largest lineups of ETFs, with over $100 billion in assets. The company is a leader in strategies such as crypto, dividend growth, interest rate...Financialnarrative
New York, NY4 days ago$125k - $175k
...Fridays, if your team's scope of work permits. Deliver powerful results To achieve our vision, we are searching for a Managing Director of Operational Strategy with a Bachelor's Degree and 10+ years of work experience in management consulting, finance, scale...Permanent employmentWork experience placementWork at officeImmediate startRemote workMonday to FridayFlexible hoursZeta Charter Schools
New York, NYa month ago$175k - $190k
...breast cancer. About the Role The Breast Cancer Research Foundation seeks a strategic, entrepreneurial, and experienced Managing Director, Gift Planning (Legacy Giving) to lead and grow the Foundation's legacy giving program. Reporting to the Chief Philanthropy...Full timeSummer workImmediate startFlexible hours3 days per weekThe Breast Cancer Research Foundation
New York, NYmore than 2 months ago$215k - $240k
...Teamwork across sales and execution groups. This includes leading by example with high levels of energy/commitment, embracing change, managing through ambiguity, and achieving the proper blend of strategic thinking and practical actions to drive results....Full timeWorld Wide Technology
New York, NY4 days ago- ...Managing Director, Chief Technology Officers Practice, Retained Search About the Company Dynamic executive search firm specializing in diversity & inclusion solutions Industry Management Consulting Type Privately Held Founded 2021 Employees 5...
- ...Managing Director, Human Resources Consulting About the Company Globally acclaimed provider of HR consulting services Industry Management Consulting Type Privately Held About the Role The Company is seeking a Managing Director for its human resources...Remote work
$176k - $246k
...planning and execution of roadshows, meetings and other investor events Event planning and on-site support, including occasional travel Manage client engagements, retainers, budgeting and ensure accuracy of invoicing 75% utilization target for client billing Manage a team...Work experience placementPrecision AQ
New York, NY2 days ago- ...Managing Director of Finance & Operations About the Company Acclaimed independent publisher & bookstore Industry Publishing Type Public Company Founded 1955 Employees 11-50 About the Role The Company is seeking a Managing Director of Finance...
- ...Managing Director, Project Finance About the Company Ambitious solar project developer Industry Renewables & Environment Type Privately Held Founded 2006 Employees 501-1000 Business Classifications Marketplace B2B About the Role...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Managing Director. Be the first to apply!
Related searches
- chief digital officer New York, NY
- executive director foundation New York, NY
- nonprofit board member New York, NY
- managing director of operations New York, NY
- chief executive New York, NY
- chief nursing officer New York, NY
- interim executive director New York, NY
- board member New York, NY
- housing executive New York, NY
- executive director of development New York, NY