Regulatory Data Science Director - AI/ML for Market Surveillance
City National Bank
Intercontinental Exchange’s NYSE Regulation unit seeks a data scientist to serve as a leading expert on data, AI/ML, and regulatory technology initiatives. You will design models, analyze vast trading data, and support enforcement and issuer regulation with advanced analytics. You will collaborate across teams to implement predictive analytics, develop scalable data pipelines, and advance NYSER’s use of AI to monitor markets and detect issues in equities and options trading. #J-18808-Ljbffr City National Bank
- ...Job Description VP/Director of Technical Product Marketing Location: NYC... ...emerging fraud tactics, regulatory changes, and... ...engineering, and data science teams to understand... ...Experience with AI/ML applications in fraud... ...and illegal surveillance cases, including:...SurveillanceRegulatoryCasual workWork at officeLocal area
- ...in New York is seeking experienced Trade Surveillance Experts to evaluate and enhance AI systems for compliance in capital markets. Candidates should have a strong background... ...surveillance, market conduct monitoring, and regulatory compliance. The ideal applicants would...SurveillanceRegulatory
$160k - $235k
...responsible for supervising Market Risk for Spread Products areas... ...Interpreting in-depth market surveillance in the context of portfolio dynamics... ..., Murex, SQL, Python, AI tools proficiency is a plus.Proficiency... ..., as well as local laws and regulatory obligations. Roles in some of...SurveillanceRegulatoryFull timeWork at officeLocal areaRemote workWorldwide$240k - $293k
...Greater New York Go-to-Market Data Lead and is based in NYC... ...in driving Data and AI sales and fostering customer... ...data challenges — regulatory data management (Basel... ...based on Senior Principal/Director level)What You’ll BringExperience... ..., and Mosaic AI for ML and GenAI workloads.•...RegulatoryTemporary workLocal area$130k - $170k
...creating a dedicated AI function within its Investment... ...summarization, and market surveillance. This role blends deep... ...prototyping skills: data integration, back‑end... ..., data‑privacy, and regulatory requirements in a financial... ..., economics, computer science, engineering, or a...SurveillanceRegulatory- ...Job Tittle: Marketing Data Science Director Employment Type : On-Site/ Full-Time Location: New York City, Metro Area Reports To: Chief Marketing... ...-party customer data, behavioral data, CDPs, MarTech, AI, and machine learning to improve targeting and marketing...Full timeWork at office
- ...to add a compliance officer to support their marketing compliance initiative. This role will also... ...compliance responsibilities such as testing and surveillance as well. Responsibilities: Act as a key resource on regulatory requirements under the Investment Advisers...SurveillanceRegulatoryFull time
$147.5k - $211k
...Business UnitTechnology, Data, AI and Ventures (TDAV)... ...evidence.Translate risk and regulatory expectations into... ...across data science, engineering, product,... ...for predictive and AI/ML solutions within regulated... ...support, fraud detection, marketing and sales enablement,...RegulatoryLocal area3 days per week$144.6k - $265.1k
...Summary Manager - Capital Markets Surveillance Technology &... ...anomalies. This role combines regulatory knowledge, analytical skills... ...knowledge, surveillance expertise, data analysis, and implementation... ...team and use advanced data, AI, and emerging technologies with...SurveillanceRegulatory$177k - $237k
CoreWeave is The Essential Cloud for AI. Built for pioneers by pioneers... ...You'll Do:As Senior Product Marketing Manager for AI Training... ...training stack and the broader ML ecosystem it connects to, including... ...adoption and retention. Use that data to make the case internally for...Permanent employmentFull timeContract workTemporary workCasual workWork at officeFlexible hoursShift work$195k - $275k
...experience to join a data analytics and... ...capabilities in quantitative AI, combining advanced... ...of statistical and market conditions.... ...ensure compliance with regulatory and firm governance... ...Physics, Computer Science, Engineering or... ...monitoring frameworks for ML/GenAI/LLM...RegulatoryTemporary work- ...in-depth research and analysis of market, credit, and trading data to identify risks, develop mitigation... ...Liaise with market risk, financial surveillance, and other departments to... ...Assist in preparing responses to ad hoc regulatory requests Skills and Software Requirements...SurveillanceRegulatoryFull time
$210k - $270k
...) is seeking a data scientist to serve... ...intelligence (“AI”), specifically... ...learning (“ML”) and Large Language... ...(“LLM”) for regulatory purposes;... ...including to NYSER Surveillance & Investigations... ...equities and options markets, and for... ...based on data science best practices...SurveillanceRegulatoryFull time$100 per hour
...We are seeking experienced Trade Surveillance professionals to support the development... ...and evaluation of advanced AI-driven solutions used for capital markets compliance, market conduct... ...expertise in trade surveillance, regulatory compliance, and financial market...SurveillanceRegulatoryHourly payWeekly payFor contractorsRemote workFlexible hoursWeekday work- ...risk analyst to conduct in-depth research and analysis of market, credit, and trading data to identify risks and develop mitigation strategies. The... ...as appropriate while collaborating with market risk, surveillance, and other departments. #J-18808-Ljbffr Informatic Technologies...SurveillanceRegulatory
$140k - $295k
...GenAI Platforms - AI Infrastructure - CTO... ...artificial intelligence, ML, and NLP to... ...model, cloud, compute, data, and infrastructure... ...availability, regulatory constraints, and cloud... ...degree in Computer Science, Engineering, related... ..., work experience, market conditions,...RegulatoryTemporary workFor contractorsWork experience placementWork at office- ...equity, impact, credit, Real estate, and market solutions, and our unique strategy is... ...respective platforms fulfill their legal and regulatory obligations and meet the firm’s high... ...media posts Conduct communications surveillance Prepare regulatory filings...SurveillanceRegulatoryFull timeWork at officeLocal area
$160k - $220k
...class team.SUMMARYThe AI Engineer, Platform and Data builds the core that... ...compliance with regulatory requirementsMINIMUM... ...degree in Computer Science, Data Science, Information... ...backend, data, or ML infrastructure engineering... ...attractive micro-markets with stunning built...RegulatoryFull time- Sei Labs is seeking a Trading Surveillance Analyst to join our founding market-regulation function in NYC. You’ll monitor activity, investigate alerts, and... ...environment. Strong analytical, communication, and regulatory experience are essential. #J-18808-Ljbffr...SurveillanceRegulatoryRemote job
$120k - $205k
...overseeing the Firm’s management of legal, regulatory and franchise risk. This is a Vice... ...Investment Banking and Global Capital Markets. The team provides timely advice and challenge... ....Perform the monitoring, testing and surveillance of Research-related regulatory...SurveillanceRegulatoryTemporary work- ...Services Consultant with AI experience to design,... ...orchestration, and data-driven AI pipelines to... ...positives in Trade / AML Surveillance to ensure Compliance personnel... ...industry (Capital markets / Banking) and... ...Experience in Python-based AI/ML development Understanding...SurveillanceFull timeWork experience placement
- ...future of analytics and AI within Payments by... ...scalable data products, enabling... ...lifecycle of analytics, AI/ML, and business... ...bias reviews, and regulatory compliance requirements... ...including Computer Science, Data Analytics, Economics... ...across banking, markets, securities...Regulatory
$168k - $199k
...responsible for shaping AI strategy,... .... The Director operates as a trusted... ...prioritization, data-readiness evaluation... ...privacy, security, regulatory alignment.Stay ahead of market movements,... ...large-scale AI/ML implementation.Bachelor... ..., MS in CS/Data Science, or equivalent)...RegulatoryFull timeRemote workWorldwide- ...- Banking and Capital Markets - GenAI / Agentic Systems... ...Consultant with AI experience to design, build... ...agent orchestration, and data-driven AI pipelines to... ...positives in Trade / AML Surveillance to ensure Compliance... ...caseExperience in Python-based AI/ML...SurveillanceFull timeTemporary workWork experience placement
$230k - $280k
...of high-scale proprietary distribution, data models, AI-enabled applications, and strategic client... ..., results-oriented, and innovative Data Science Manager to join our team. We believe the... ...the team grows. Architect end-to-end AI/ML and agentic solutions, author first...Full timeWork at officeLocal areaRemote workMonday to FridayFlexible hours$175k - $250k
...directly. ABOUT XCEPTOR Data is at the heart of... ...an experienced Director of Product for our AI first tax automation... ...capabilities for the US market. This role will own... ...industry and regulatory dynamics that impact... ...data models, APIs, AI/ML systems and platform...RegulatoryFull timeWork at office2 days per week3 days per week$152k - $195k
...Title: AVP/VP – Market Risk/AI Modeling & Analytics Office Status: Hybrid – New York, NY... ...high-impact mandate to advance the firm's data analytics and AI capabilities in... ...validation teams to ensure compliance with regulatory and firm governance standards applicable...RegulatoryFull timeWork at office- ...Our Local Programs and Regulatory Compliance team is responsible for... ...full time Analyst to join its Market Regulation team. CDNA is a U.... ...advisories, investigations, trade surveillance, and disciplinary actions. In... ...to gathering and analyzing data, and communicate clearly and...SurveillanceRegulatoryFull timeContract workLocal areaRemote workFree visaWeekend workAfternoon shift
$142.77k - $161.9k
...with real-time data to save lives.... ...an FDA-cleared, AI-driven clinical... ...quality system and regulatory record that... ...handle the post-market side once it's... ...engineering, data science, clinical, and... ...& Post-Market Surveillance Support... ...guidance on AI/ML-enabled devices...SurveillanceRegulatoryFull timeTemporary workFor subcontractorLive inLocal areaRemote workHome office- ...Citi is seeking a visionary and hands-on AI Product Lead to join our Banking Technology... ...technical expertise to shape Capital Markets tooling for ECM deal execution and financing... ...new AI applications, and ensure risk and regulatory compliance. #J-18808-Ljbffr Jobleads-...Regulatory
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