Senior Securities Compliance Associate — Policy & Risk Oversight
$150k - $160kBlue Owl Capital Holdings LLC
Blue Owl Capital Holdings LLC in Short Hills, New Jersey, is seeking a compliance professional to review employee adherence, vet potential hires, and oversee personal account dealings. Candidates should have 3 to 5 years of relevant experience and be detail oriented. The role offers a salary range of $150,000 to $160,000, with eligibility for discretionary bonuses. Benefits include comprehensive health coverage, 401(k), and paid time off. #J-18808-Ljbffr Blue Owl Capital Holdings LLC
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Securities Compliance Associate — Policy & Risk Oversight in Short Hills, NJ vacancy
$135k - $165k
Overview The Senior Manager will be responsible... ...for the overall oversight of clinical... ...and integrity of risk-based monitoring deliverables... ...of identifying compliance gaps, performing... ...compensation that may be associated with this role.... ...law. It is the policy of Shionogi Inc....SeniorPolicyRiskFull timeLocal areaRemote work$77k - $202k
...identify vulnerabilities, develop secure systems, and provide... ...potential security breaches, conduct risk assessments and vulnerability... ...security strategies. As a Senior Associate, you will analyze complex... ...set forth within the following policy: Learn more about how we work...SeniorPolicyRiskFull timeH1bPwC
Florham Park, NJ3 days ago$85k - $171k
...Role The Senior Manager, Asset Management Compliance will perform Operational... .... Compliance oversight programs... ...of compliance, risk, and/or regulatory... ...of the federal securities laws including... ...and corporate policies in the interest... ...development. AMC associates are passionate...SeniorPolicyRiskOdd jobWork at officeWork from homeFidelity Investments
Elizabeth, NJ2 days ago$143k - $210k
...impact. About the Role: As the Senior Supply Chain Compliance Analyst (SOX), you will be the owner... ...to closure. Develop and maintain policies and SOPs for key supply chain processes... ...variances) and use them to surface risks and drive continuous improvement....SeniorPolicyRiskPermanent employmentTemporary workCasual workWork at officeFlexible hoursCoreWeave
Livingston, NJ5 days ago$150k - $160k
...employee adherence to firm policies in areas such as entertainment... ...parameters. Participate in oversight of all aspects of employee personal... ...covering all aspects of compliance. Provide support for... ...Qualifications 3 to 5 years of relevant securities compliance experience....SeniorPolicyTemporary workFlexible hours$135k - $165k
...Senior Manager, Pharmaceutical Sciences... ...manufacturing (CDMO/CMO) oversight, investigations,... ...change controls, risk assessments, annual... ...that may be associated with this role.... ...applicable law. It is the policy of Shionogi Inc. to... ...disabilities in compliance with all federal,...SeniorPolicyRiskFull timeWork at officeLocal area2 days per week3 days per weekShionogi Inc.
Florham Park, NJ1 day ago- ...Overview A law firm seeks a National Security and Global Trade Associate to join its practice in Short... .... economic sanctions, including compliance counseling and risk assessments. Counseling on... ...Drafting and reviewing compliance policies and contractual provisions related...PolicyRisk
$90k - $125k
...Role The Regulatory Affairs Senior Associate is responsible for managing... ...and labeling supplements in compliance with FDA requirements.... ...strategies, timelines, and risk-based approaches for submission... ...current regulations and internal policies. Review technical...SeniorPolicyRiskRelocationFlexible hoursBreckenridge Pharmaceutical
Berkeley Heights, NJ3 days ago$124k - $280k
...entire lifecycle. As a Senior Manager specializing... ...approaches Secure timely delivery of projects... ...design, architecture oversight, and delivery... ...and their regulatory, risk, and compliance implications Experience... ...within the following policy: Learn more about...SeniorPolicyRiskFull timeContract workH1bPwC
Florham Park, NJ5 days ago- ...safeguarding patient safety (risk minimization... ...leadership, oversight and support for assigned... ...with established policies and practice... ...team of Scientific/Associate Scientific Directors... ..., timelines, compliance requirements are factored... ...For US/Global Senior Medical Director:...SeniorPolicyRiskLocal area
AbbVie
Florham Park, NJ5 days ago - ...Relevance is looking for an AWS Security & Compliance Consultant, to join our team... ...53, CIS, · Proficiency in policy-as-code frameworks (OPA) ·... ...expertise Skilled in risk management, stakeholder alignment... ...and account baselines associated with the Customer’s security...PolicyRiskFull timeRemote work
Vertical Relevance
Short Hills, NJ4 days ago $65k - $90k
...Description Job Description Senior Commercial Line Account Manager (Mid to Large Market Risks) Excellent salary and... ...analyses; Answering client policy and coverage questions; Consulting... ...renewal data for marketing. S/he secures the renewal of existing...SeniorPolicyRiskAPR
Summit, NJ15 days ago- ...Scientific Director / Senior Medical Director provides... ...patient safety (risk minimization activities... ...overall responsibility for oversight of the Medical Affairs... ...with corporate policies, to ensure that broad... ...Ensures budgets, timelines, compliance requirements are...SeniorPolicyRiskTemporary work3 days per week
- ...Description: The Senior Membership & Wellness... ...ensuring safety, compliance, and exceptional... ...responsibility, and provides oversight for multiple... ...alignment to association standards, and builds... ...with all YMCA policies, procedures, and required... ...trends, identify risk and opportunities,...SeniorPolicyRiskFull timeCasual workWork at officeFlexible hoursAfternoon shiftEarly shift
Metropolitan YMCA of the Oranges
Livingston, NJ9 days ago $70k - $130k
Position Overview The Senior Specialist, Regulatory Operations, will be responsible for submission... ...stakeholders to provide operational oversight and support for eCTD regulatory... ...governing nondiscrimination in employment. This policy applies to all terms and conditions of...SeniorPolicyTemporary workWork at officeLocal areaRemote workFlexible hours- ...to manage loan portfolios, ensuring financial health and compliance with credit policies. The role includes underwriting new and existing transactions... ...internal discussions. The ideal candidate will maintain oversight of account monitoring, prepare quarterly reports, and...SeniorPolicyRisk
$95k - $106k
...business operations. As a Senior Associate, you will leverage... ...identifying and mitigating risk. Analyze business... ...planning, and oversight of multiple concurrent... ...within the following policy: Learn more about how... ...thoughtfully to establish a secure and trusted workplace...SeniorPolicyRiskFull timeWork experience placementH1bPwC
Florham Park, NJ1 day ago- ...appropriate level of oversight over the department's... ...FED relationship and compliance with all applicable federal... ...accordance with Bank policies / procedures,... ...maintain a low operational risk posture. Lead staff... ...to ensure adherence to security administration procedures...SeniorPolicyRiskTemporary workWork experience placement
Veterans Sourcing Group LLC
Kearny, NJ1 day ago - ...The (Senior) Medical Director (MD) - will provide strategic leadership... ...~ .Identify project risks with input from the cross functional... ...the company’s core values, policies and all applicable... ...amendment and maintain appropriate compliance with protocols ~ .Interact...SeniorPolicyRiskFlexible hours
HUTCHMED
Florham Park, NJ4 days ago $130k - $160k
...Senior Financial Advisor Wiss Family Office currently advises on... ...investment, estate, tax, and risk management strategies. Act... ...Mentor and train junior advisors, associates, and analysts to support... ...any employer in the u.s. This policy applies equally to applicants...SeniorPolicyRiskWork at officeWiss & Company
Florham Park, NJ1 day ago- ...focus on what matters most to you!The Senior Consultant, Risk Advisory / Internal Audit directs and... ..., operational efficiency, and compliance with regulations. Specific responsibilities... ...proposed laws and regulations, established policies, plans and procedures.Assessing...SeniorPolicyRiskRemote work
$190.9k - $254.6k
Finance Senior Manager - Third Party Risk Strategy Job ID: 108735 Atlanta... ...lead strategy and program oversight across multiple third-party... ...the development of policies, standards, and control requirements... ...including Ethics & Compliance, Finance, Legal, Client Service...SeniorPolicyRiskHourly payApprenticeshipWork at officeMcKinsey & Company
Newark, NJ2 days ago- ...them have been promoted to more senior roles: management, senior... ...Advanced knowledge of IT standards, policies and procedures · Advanced... ...and tracking issues and risks, and driving the team to meet... ...Minimal to no Supervision and Oversight required · Adherence to Performance...SeniorPolicyRiskLong term contractRemote work
Dexter Technologies, Inc.
Whippany, NJ4 days ago - ...transactions. We are seeking a SALT, Senior Tax Manager to join our State... ..., controversy, planning, and compliance, ensuring quality, accuracy,... ...and evaluating potential risk areas. Support the growth... ...visas at this time. This policy applies equally to all applicants...SeniorPolicyRiskLocal areaWork visa
Wiss
Florham Park, NJ3 days ago $108k - $160k
...client service, intelligent risk taking and superior risk adjusted... ...AXIS is hiring a Senior Claims Specialist – Construction... ...for AXIS U.S. Primary Casualty policies. How does this role contribute... ..., negotiations, etc. associated with claim. · Reviewing contracts...SeniorPolicyRiskWork at office3 days per weekAxis Services
Short Hills, NJ4 days ago$18.5 per hour
...a seasonal day camp. The Senior Counselor is responsible... ...understand and practice risk management and disaster policies and procedures. # Help... ...activities. # Must follow all Association Aquatics Policy... ...ACA accreditation. # Secure and submit all accident reports...SeniorPolicyRiskTemporary workSeasonal workImmediate startMetropolitan YMCA of the Oranges
Livingston, NJ5 days ago$130k - $195k
...Senior FTA/FRA Grant Compliance Manager Arcadis is the world's leading company delivering... ...a robust Compliance Oversight and Monitoring Program... ...Evaluate and update existing policies and procedures to ensure... ...established protocols. Risk Management & Mitigation...SeniorPolicyRiskFull timePart timeARCADIS
Newark, NJ1 day ago$72k - $184.44k
...stakeholders. They evaluate compliance with regulations... ...assessing governance and risk management processes... ...firm technology. As a Senior Associate you are responsible... ...within the following policy: Learn more about how... ...thoughtfully to establish a secure and trusted workplace...SeniorPolicyRiskFull timeH1bPwC
Florham Park, NJ5 days ago$87k - $113k
...contact for agency partners with regards to risk eligibility, rating, and coverages... ...evaluating and monitoring agency financials (policy counts, written premiums, loss ratios, large... ...responsibilities must be carried out in compliance with applicable legal and regulatory...SeniorPolicyRiskSelective Insurance
Short Hills, NJ6 days ago- ...companies worldwide grow, manage risk, and innovate. For over 180... ...opportunities at dnb.com/careers. The Senior Principal, Operations and... ..., Technology, Data, Legal, Compliance, and Customer Operations to... ...Employ's Privacy Notice and Cookie Policy, which governs the processing...SeniorPolicyRiskWork at officeWorldwide
Dun & Bradstreet
Florham Park, NJ8 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Securities Compliance Associate — Policy & Risk Oversight. Be the first to apply!
Related searches
- regulatory officer Short Hills, NJ
- compliance consultant Short Hills, NJ
- healthcare compliance officer Short Hills, NJ
- regulatory affairs consultant Short Hills, NJ
- regulatory compliance specialist Short Hills, NJ
- risk and compliance analyst Short Hills, NJ
- aml compliance analyst Short Hills, NJ
- compliance officer Short Hills, NJ
- compliance coordinator Short Hills, NJ
- research compliance officer Short Hills, NJ