Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance & Trade Surveillance Analyst

Point72

Point72 is seeking a Compliance professional to join its team in Stamford, CT. The role supports global investment and trading activities by enforcing policies, providing real-time guidance, and conducting surveillance. You will partner with Technology to build automated controls and dashboards, investigate issues, and improve data quality. Ideal candidates have 1–3 years of experience in a investment manager or related environment, strong data skills, and proven ability to communicate complex #J-18808-Ljbffr

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Compliance & Trade Surveillance Analyst in Stamford, CT vacancy
  • $100k - $115k

     ...Are you a data analyst who enjoys investigating data issues, solving...  ...reporting oversight, compliance controls, and process improvement...  ...with successful publicly traded company” “Located in attractive...  ...as needed Developing surveillance for regulatory reporting and... 
    Surveillance
    Full time

    Smith Arnold Partners

    Stamford, CT
    4 days ago
  •  ...Point72 Asset Management, L.P. is seeking an Intelligence Surveillance Analyst to conduct routine trade and communications surveillance and provide timely, well‑written analysis for senior management in Stamford, CT. The role requires Japanese proficiency, a bachelor... 
    Surveillance

    Point72 Asset Management, L.P

    Stamford, CT
    3 days ago
  •  ...Senior Associate, Trade Surveillance (Market Abuse) This is a leading global multi-strategy hedge fund, with offices across the US, Europe...  ...has just been set up as its own function, separate from Compliance, and this is a newly created role within it. The job is genuinely... 
    Surveillance
    Full time

    JCW Group

    Stamford, CT
    1 day ago
  •  ...Pelham Berkeley Search is recruiting for a Compliance Associate at a high-end fund in Greenwich, CT. You will support pre- and post-trade compliance, monitoring of portfolios, and regulatory reporting in a collaborative, fast-paced team. The role offers extensive training... 
    Surveillance

    Pelham Berkeley Search

    Greenwich, CT
    1 day ago
  • $120k - $150k

    A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading...  ...who support global investment and trading activities by establishing and...  ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success... 
    Surveillance
    Work experience placement

    Point72

    Stamford, CT
    2 days ago
  • $145k - $175k

    A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading...  ...who support global investment and trading activities by establishing and...  ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success... 
    Surveillance
    Work experience placement

    Point72

    Stamford, CT
    2 days ago
  • $125k - $222.5k

     ...Job Description: Job Title Credit Risk Officer, Energy Trading Credit Risk Management Corporate Title Vice President Location New York Overview The Chief Risk Office has Group-wide responsibility for the management and control of all credit,... 
    Work at office
    Work from home

    Deutsche Bank

    White Plains, NY
    1 day ago
  •  ...Fund - P&L/Risk AssociateOur client, a Hedge Fund based in Stamford, CT (next to train station) is building out their physical Petro trading businesses. This role reports to the CRO: provides daily trading (P&L and attribution) and has exposure to market risk analytics (... 
    Flexible hours

    Robert Half

    Stamford, CT
    2 days ago
  •  ...neutral Software as a Service (SaaS) model.Its cloud-based platform, Algo Management System (AMS), is the first end-to-end algorithmic trading solution for equities and futures that delivers an entire ecosystem around execution algorithms, including Transaction Cost... 

    BestEx Research

    Stamford, CT
    4 days ago
  • $150k - $175k

     ...retained search for a Registered Funds Compliance Associate / Vice President to join its...  ...products, investment advisory activities, and trading compliance across multiple asset...  ...Implement and improve monitoring controls and surveillance processes designed to identify... 
    Surveillance

    MacNair Retained Search

    Greenwich, CT
    1 day ago
  • $125k - $175k

    A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading...  ...who support global investment and trading activities by establishing and...  ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success... 
    Surveillance
    Work experience placement

    Point72

    Stamford, CT
    2 days ago
  • $115k - $125k

     ...Analyst Position at AQR Capital ManagementFounded in 1998, AQR is a global systematic investment management firm....  ...closely with Portfolio Management, Portfolio Solutions, Compliance, Legal, Operations, Risk, and Trading teams to address client and prospect... 
    Full time

    AQR Capital Management

    Old Greenwich, CT
    3 days ago
  • $110k - $120k

     ...Analyst Position at AQR Capital ManagementAQR is a global investment firm built at the intersection of financial...  ...closely with Portfolio Management, Portfolio Solutions, Compliance, Legal, Operations, Risk, and Trading teams to address client requests.Develop robust AQR... 
    Full time
    Work at office

    AQR Capital Management

    Old Greenwich, CT
    4 days ago
  •  ...accelerates impact. Meet the Team The Compliance Department at Millennium adopts, implements...  ..., processes, systems, controls, surveillance, testing, and reporting. The team partners...  ...WorldQuant’s global operations, quantitative trading infrastructure, and regulatory... 
    Surveillance

    Millennium

    Greenwich, CT
    3 days ago
  • $160k - $190k

     ...A Career with Point72’s Surveillance Team Point72’s Surveillance team...  ...assessing various sources of compliance risk using proprietary tools...  ...Surveillance team conduct integrated trade and communication...  ...experience working as an intelligence analyst, investigator, or in a... 
    Surveillance
    Work experience placement

    Point72 Asset Management, L.P

    Stamford, CT
    4 days ago
  •  ...seeking a highly motivated Regulatory Reporting Operations Analyst to join our Compliance team. This role is pivotal in ensuring the accuracy,...  ...discrepancies in regulatory exception reports across various trading desks and product types (equities, fixed income,... 
    Work at office
    Remote work

    Interactive Brokers

    Greenwich, CT
    3 days ago
  •  ...Role: Senior Business Systems Analyst with Media industry exp Location: CT, USA Duration: Long term Interview: Two rounds...  ...failures or outages and point of contact for the development team Compliance activities owner working with Cyber Security on risk... 
    Full time
    Local area
    Relocation

    Resource Informatics Group, Inc

    Darien, CT
    12 hours ago
  • $109.04k - $163.56k

    Sr Risk Analyst - KR07DEWe’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals - and to help others accomplish theirs, too. Join our team... 
    Full time
    Temporary work
    Work at office
    Remote work
    3 days per week

    The Hartford Financial Services Group

    Stamford, CT
    4 days ago
  •  ...support. The role requires RN licensure, specialty training in infection prevention, and Infection Prevention Certification. You will oversee surveillance, education, vaccines, and regulatory reporting, collaborating with the IPCC and quality committees. #J-18808-Ljbffr... 
    Surveillance

    Colonial Group

    Stamford, CT
    5 days ago
  • Stamford Health's Women’s Specialty Center in Stamford, CT is seeking a full-time ARDMS Ob/Gyn certified sonographer with High Risk/MFM experience. The role covers prenatal diagnosis, gynecologic evaluations, and active labor coverage while collaborating with Maternal ...
    Full time

    Stamford Health

    Stamford, CT
    4 days ago
  •  ...including loans, standby letter of credit, trade finance, foreign exchange, derivatives,...  ...the bank. Oversee covenants compliance, facility due date, condition/instruction...  ...risk management process. Support junior analysts on OJT basis as assigned by the manager... 
    Work experience placement

    Jobrapido

    White Plains, NY
    1 day ago
  •  ...Summary: Business Analysts with familiarity or experienced with .Net, along with working 100% onsite in Stamford, CT, is strongly...  ...serve as the primary point of contact for development teams. Compliance and Risk Management: Partner with Cyber Security on risk remediation... 
    Full time

    EXL

    Stamford, CT
    2 days ago
  • $108.75k - $200k

    Country: United States of America It Starts With You: Santander is a global leader and innovator in the financial services industry and is evolving from a high-impact brand into a technology-driven organization. Our people are at the heart of this journey and together...
    Hourly pay
    Full time
    Contract work
    Work experience placement
    Shift work

    Banco Santander SA

    Stamford, CT
    3 days ago
  • $70k

     ...to change the future of their business. Job Summary Risk Analyst is responsible to review and analyze financials and credit of merchant accounts, merchant financial and activity risk, compliance with law and association rules and other operational duties in the... 
    Full time
    Work at office

    PayArc

    Greenwich, CT
    2 days ago
  • $90k - $110k

     ...Title: Compliance Analyst - Code of Ethics Location: Midtown Manhattan (onsite 3 days/week)...  ...appropriate Execute targeted testing and surveillance procedures to evaluate program...  ...effectiveness, and compile recurring employee trading analyses for management review... 
    Surveillance
    3 days per week

    Atlantic Group

    White Plains, NY
    12 hours ago
  •  ...Role: Business Analyst Fulltime -No Visa transfer/ Sponsorship Location: New York...  ...reconciliation ~ Position reconciliation ~ Trade operations ~ Financial controls ~...  ...Understanding of audit, governance, compliance, and operational risk processes. Experience... 
    Full time
    Work at office
    Visa sponsorship

    ArkInfoCubes LLC

    White Plains, NY
    1 day ago
  •  ...alternative investment firm to hire a Compliance Associate. This is a front-office facing...  ...Responsibilities: Advising PMs and trading teams on day-to-day compliance matters...  ...analysis Experience with trade surveillance, pre-trade controls or post-trade investigations... 
    Surveillance

    JCW Group

    White Plains, NY
    5 days ago
  •  ...Governance efforts. Responsibilities: The Senior ComplianceData Analyst’s primary focus will be to: Support the continued adoption of...  ...data quality Produce source to destination data maps for AML compliance reports and systems Design periodic and adhoc supervisory reports... 
    Temporary work
    Work at office
    Remote work
    Flexible hours

    Interactive Brokers

    Greenwich, CT
    3 days ago
  • $49 - $70 per hour

     ...Title: Business Systems Analyst Location: Stamford, CT Employment Type: Contract Compensation: Pay Range:$49...  ...business needs. Collaborate with IT teams to ensure security and compliance standards are met. Communicate project progress and... 
    Contract work

    Mitchell Martin

    Stamford, CT
    1 hour ago
  • $190k - $225k

     ...Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This...  ...oversight of key compliance functions, including supervision, surveillance, investigations, regulatory reporting, and compliance testing... 
    Surveillance
    Full time
    Work at office
    Remote work

    iCapital Network

    Greenwich, CT
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance & Trade Surveillance Analyst. Be the first to apply!