Compliance & Trade Surveillance Analyst
Point72
Point72 is seeking a Compliance professional to join its team in Stamford, CT. The role supports global investment and trading activities by enforcing policies, providing real-time guidance, and conducting surveillance. You will partner with Technology to build automated controls and dashboards, investigate issues, and improve data quality. Ideal candidates have 1–3 years of experience in a investment manager or related environment, strong data skills, and proven ability to communicate complex #J-18808-Ljbffr
$100k - $115k
...Are you a data analyst who enjoys investigating data issues, solving... ...reporting oversight, compliance controls, and process improvement... ...with successful publicly traded company” “Located in attractive... ...as needed Developing surveillance for regulatory reporting and...SurveillanceFull time- ...Point72 Asset Management, L.P. is seeking an Intelligence Surveillance Analyst to conduct routine trade and communications surveillance and provide timely, well‑written analysis for senior management in Stamford, CT. The role requires Japanese proficiency, a bachelor...Surveillance
- ...Senior Associate, Trade Surveillance (Market Abuse) This is a leading global multi-strategy hedge fund, with offices across the US, Europe... ...has just been set up as its own function, separate from Compliance, and this is a newly created role within it. The job is genuinely...SurveillanceFull time
- ...Pelham Berkeley Search is recruiting for a Compliance Associate at a high-end fund in Greenwich, CT. You will support pre- and post-trade compliance, monitoring of portfolios, and regulatory reporting in a collaborative, fast-paced team. The role offers extensive training...Surveillance
$120k - $150k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading... ...who support global investment and trading activities by establishing and... ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success...SurveillanceWork experience placement$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading... ...who support global investment and trading activities by establishing and... ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success...SurveillanceWork experience placement$125k - $222.5k
...Job Description: Job Title Credit Risk Officer, Energy Trading Credit Risk Management Corporate Title Vice President Location New York Overview The Chief Risk Office has Group-wide responsibility for the management and control of all credit,...Work at officeWork from home- ...Fund - P&L/Risk AssociateOur client, a Hedge Fund based in Stamford, CT (next to train station) is building out their physical Petro trading businesses. This role reports to the CRO: provides daily trading (P&L and attribution) and has exposure to market risk analytics (...Flexible hours
- ...neutral Software as a Service (SaaS) model.Its cloud-based platform, Algo Management System (AMS), is the first end-to-end algorithmic trading solution for equities and futures that delivers an entire ecosystem around execution algorithms, including Transaction Cost...
$150k - $175k
...retained search for a Registered Funds Compliance Associate / Vice President to join its... ...products, investment advisory activities, and trading compliance across multiple asset... ...Implement and improve monitoring controls and surveillance processes designed to identify...Surveillance$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading... ...who support global investment and trading activities by establishing and... ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success...SurveillanceWork experience placement$115k - $125k
...Analyst Position at AQR Capital ManagementFounded in 1998, AQR is a global systematic investment management firm.... ...closely with Portfolio Management, Portfolio Solutions, Compliance, Legal, Operations, Risk, and Trading teams to address client and prospect...Full time$110k - $120k
...Analyst Position at AQR Capital ManagementAQR is a global investment firm built at the intersection of financial... ...closely with Portfolio Management, Portfolio Solutions, Compliance, Legal, Operations, Risk, and Trading teams to address client requests.Develop robust AQR...Full timeWork at office- ...accelerates impact. Meet the Team The Compliance Department at Millennium adopts, implements... ..., processes, systems, controls, surveillance, testing, and reporting. The team partners... ...WorldQuant’s global operations, quantitative trading infrastructure, and regulatory...Surveillance
$160k - $190k
...A Career with Point72’s Surveillance Team Point72’s Surveillance team... ...assessing various sources of compliance risk using proprietary tools... ...Surveillance team conduct integrated trade and communication... ...experience working as an intelligence analyst, investigator, or in a...SurveillanceWork experience placement- ...seeking a highly motivated Regulatory Reporting Operations Analyst to join our Compliance team. This role is pivotal in ensuring the accuracy,... ...discrepancies in regulatory exception reports across various trading desks and product types (equities, fixed income,...Work at officeRemote work
- ...Role: Senior Business Systems Analyst with Media industry exp Location: CT, USA Duration: Long term Interview: Two rounds... ...failures or outages and point of contact for the development team Compliance activities owner working with Cyber Security on risk...Full timeLocal areaRelocation
$109.04k - $163.56k
Sr Risk Analyst - KR07DEWe’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals - and to help others accomplish theirs, too. Join our team...Full timeTemporary workWork at officeRemote work3 days per week- ...support. The role requires RN licensure, specialty training in infection prevention, and Infection Prevention Certification. You will oversee surveillance, education, vaccines, and regulatory reporting, collaborating with the IPCC and quality committees. #J-18808-Ljbffr...Surveillance
- Stamford Health's Women’s Specialty Center in Stamford, CT is seeking a full-time ARDMS Ob/Gyn certified sonographer with High Risk/MFM experience. The role covers prenatal diagnosis, gynecologic evaluations, and active labor coverage while collaborating with Maternal ...Full time
- ...including loans, standby letter of credit, trade finance, foreign exchange, derivatives,... ...the bank. Oversee covenants compliance, facility due date, condition/instruction... ...risk management process. Support junior analysts on OJT basis as assigned by the manager...Work experience placement
- ...Summary: Business Analysts with familiarity or experienced with .Net, along with working 100% onsite in Stamford, CT, is strongly... ...serve as the primary point of contact for development teams. Compliance and Risk Management: Partner with Cyber Security on risk remediation...Full time
$108.75k - $200k
Country: United States of America It Starts With You: Santander is a global leader and innovator in the financial services industry and is evolving from a high-impact brand into a technology-driven organization. Our people are at the heart of this journey and together...Hourly payFull timeContract workWork experience placementShift work$70k
...to change the future of their business. Job Summary Risk Analyst is responsible to review and analyze financials and credit of merchant accounts, merchant financial and activity risk, compliance with law and association rules and other operational duties in the...Full timeWork at office$90k - $110k
...Title: Compliance Analyst - Code of Ethics Location: Midtown Manhattan (onsite 3 days/week)... ...appropriate Execute targeted testing and surveillance procedures to evaluate program... ...effectiveness, and compile recurring employee trading analyses for management review...Surveillance3 days per week- ...Role: Business Analyst Fulltime -No Visa transfer/ Sponsorship Location: New York... ...reconciliation ~ Position reconciliation ~ Trade operations ~ Financial controls ~... ...Understanding of audit, governance, compliance, and operational risk processes. Experience...Full timeWork at officeVisa sponsorship
- ...alternative investment firm to hire a Compliance Associate. This is a front-office facing... ...Responsibilities: Advising PMs and trading teams on day-to-day compliance matters... ...analysis Experience with trade surveillance, pre-trade controls or post-trade investigations...Surveillance
- ...Governance efforts. Responsibilities: The Senior ComplianceData Analyst’s primary focus will be to: Support the continued adoption of... ...data quality Produce source to destination data maps for AML compliance reports and systems Design periodic and adhoc supervisory reports...Temporary workWork at officeRemote workFlexible hours
$49 - $70 per hour
...Title: Business Systems Analyst Location: Stamford, CT Employment Type: Contract Compensation: Pay Range:$49... ...business needs. Collaborate with IT teams to ensure security and compliance standards are met. Communicate project progress and...Contract work$190k - $225k
...Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This... ...oversight of key compliance functions, including supervision, surveillance, investigations, regulatory reporting, and compliance testing...SurveillanceFull timeWork at officeRemote work
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