Vice President, Senior Compliance Manager - Regulatory Counsel
$200k - $230kAntares Capital
Job DescriptionThe Compliance team is a critical and strategic function at Antares Capital, playing a central role in enabling the firm’s growth while upholding the highest regulatory and ethical standards. We are seeking a highly motivated, intellectually curious, and driven individual to join our team. This individual will be an integral member of a 7-person Compliance team, reporting directly to the Managing Director, Chief Compliance Officer, and will have meaningful exposure to senior leadership across the firm.This role offers a unique opportunity to engage deeply across all facets of the compliance program and to contribute as a trusted advisor and subject matter expert. The successful candidate will help advance the firm’s compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm’s asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm’s existing and newly developing products and business activities and the firm’s expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight.This position is designed for impact and growth, with a path to expand responsibilities over time, including the potential to evolve into a Deputy CCO role.ResponsibilitiesAssist in the oversight of the firm’s compliance program through development and enhancement of the processes and procedures required to comply and align with all laws, regulatory rules, and relevant firm policies.Identify potential areas of compliance vulnerability and risk. Develop and implement corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations in the future.Assist in management of the firm’s compliance risk assessment that focuses on the identification and evaluation of Compliance risks throughout the company.Lead and participate in cross-functional teams of internal staff and be responsible for complex projects.QualificationsA minimum of 8-10 years of relevant compliance experience in the asset management industry (private debt experience preferred)Law firm, in-house and/or SEC experience a plus,JD requiredActive license to practice lawProven knowledge and experience in the regulation of registered investment advisers and Business Development Companies. Comprehensive knowledge of US laws applicable to investment advisers, including the Investment Advisers Act of 1940 and Investment Company Act of 1940.Ability to identify regulatory and compliance issues, propose solutions and raise significant issues to firm leadership.Strong work ethic and comfortable working in a fast-paced environment while also learning.Excellent verbal and written communications skills with the ability to understand, simplify and communicate internal and external regulations, risks, laws, and policies in a clear, focused, and concise manner. Ability to tailor communication (verbal and written) to multiple target audiences with different levels of compliance acumen.SkillsAbility to influence others via a service-minded orientation, build trust and work cross-functionally within the organization and with outside regulatory bodies.Experience with Microsoft Suite including: Word, Excel, PowerPoint, and Outlook or comparable software application (SharePoint experience preferred, but not required).Ability to analyze and evaluate data, forming accurate conclusions and translating insights into action.CompetenciesStrategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.Drives execution and results: Translates enterprise and functional goals into clear initiatives within their scope. Remove barriers and drives teams or others to deliver timely and high-quality results.Cultivates strategic relationships and influence: Builds strong internal and external relationships, understands organizational dynamics to influence stakeholders and communicates with impact to align perspectives and advances functional goals.Fosters an inclusive culture and leads teams to achieve excellence: Role models and shapes an inclusive and high performing culture by leading or working across teams and functions, setting clear expectations and developing talent to enable strong organizational performance.Demonstrates strong self-awareness, integrity, and a growth mindset, adapts leadership to build trust and influence outcomes, challenges assumptions with courage, mitigates risk responsibly, clearly articulates viewpoints verbally and in writing, and guides others through change with confidence and resilience.Innovation: Champions innovation by raising new ideas, leveraging data and technology tools (including, as applicable, artificial intelligence) to improve team/function performance and capability.The Fine PrintMust have unrestricted authorization to work in the United States.Must be willing to comply with pre-employment screening, including but not limited to drug testing, reference verification, and background check.Must be willing to work from the Chicago or New York office.Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.A reasonable estimate of the current base salary range at the time of posting is below. Base salary does not include other forms of compensation or benefits. Actual base salary within the specified range is comprised of several components, including but not limited to applicant's skill, prior relevant experience, specific degrees and certifications, job responsibilities, market considerations and the location of the position.This role is eligible for a discretionary annual bonus (based on company, business unit and individual performance).Our benefit offerings include medical, dental and vision coverage, employer paid short & long-term disability and life insurance, 401(k), profit sharing, paid time off, Maven family & fertility benefit, parental leave (including adoption, surrogacy, and foster placement), as well as other voluntary benefits.Base Salary Range$200,000 - $230,000To learn more, visit . Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.SummaryLocation: New York; ChicagoType: Full time
- ...our team.As an Assistant Vice President, Senior Counsel in the Global Technology Legal... ...closely with business, compliance, and technology partners to... ...at JPMorgan Chase & Co. manages legal and other risks, advises... ...with global regulatory issues relevant to technology...SeniorContract work
- ...on transaction structures and legal and regulatory issues, helping us deliver customer documentation... .... You will collaborate with product counsel and other legal teams to maintain... ...and 4A ~ Strong organizational and time management skills with the ability to manage multiple...SeniorContract work
- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial... ..., and oversee all aspects of compliance, including managing regulatory exams, audits, and reporting. The role also involves...Senior
$200.63k - $271.45k
...external stakeholders. The legal counsel will play a critical role... ...optimize deal execution, manage legal risks, and maintain... ...partners (legal, risk, compliance, investments, senior management) and external... ...governance, contract review, and regulatory analysisAdvisory Support:...SuggestedFull timeContract workTemporary work$190k - $220k
UL Solutions is seeking a practical, business‑minded Senior Counsel to support the company’s technology procurement and sourcing efforts.... ...lead and execute inbound technology transactions, including managed services, outsourced services, software (SaaS, PaaS, IaaS), data...SeniorFull timeContract workFor subcontractorWork at office3 days per week$230k - $297.5k
...the direction of the Assistant General Counsel - Transactions, you will play an immediate... ...accountable, team-oriented, capable of managing multiple competing priorities, and who is... ...crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications...SeniorContract workImmediate startFlexible hours- ...Americas Employment Law team. You will shape employment strategy across the United States, Canada, and Latin America, partnering with senior leaders to drive organizational change, mitigate risk, and deliver strategic legal services. The role reports to the Senior...Senior
$180k - $200k
...help shape a brighter way forward. JLL’s Senior Counsel—Government Contracts provides a high level... ..., but are not limited to, research, compliance, contracts and transactional work, professional services, facilities management, real estate, employee matters, intellectual...SeniorFull timeContract workFor contractorsPrivate practiceLocal area- ...EVERSANA is seeking a Senior Counsel to join our legal team to support AI and data initiatives... ...AI use cases, data governance, IP, and regulatory risk. This role requires 10‑12+ years... ...draft and negotiate complex agreements, manage outside counsel, and #J-18808-Ljbffr...Senior
- ...FutureCeuticals is seeking an Assistant General Counsel to join its Chicago team. The role supports contracting, regulatory compliance, and business initiatives across a 1,000+ employee company, collaborating with senior attorneys. The ideal candidate is a self-starter...Senior
$151.1k - $277k
A leading advertising technology company in Chicago is in search of a commercial transactions attorney. The ideal candidate should possess a Juris doctorate and over 8 years of experience, particularly in digital advertising. The role involves structuring and negotiating...Senior$230k - $297.5k
...the direction of the Assistant General Counsel - Transactions, you will play an immediate... ...accountable, team-oriented, capable of managing multiple competing priorities, and who is... ....Strong understanding of legal and regulatory issues affecting payments, stablecoins,...SeniorContract workImmediate startFlexible hours$185k - $250k
Job Summary:The Senior Counsel will play an important role in supporting the Firm’s day-to-day transactional... ...areas of law as needed or requested by a Managing Director, OGC Transactional Practice, which may include regulatory, intellectual property, bankruptcy, privacy...SeniorFor contractorsWork at officeFlexible hours$171k - $260k
...matters, Gong is the place to do the best work of your career.As Senior Counsel, GTM Legal, you'll serve as a trusted legal partner to Gong's... ...solutions that accelerate revenue while appropriately managing legal risk. You'll also play an important role in mentoring junior...SeniorRemote workWork from homeFlexible hours- ...Cincinnatus LLC is seeking a counsel-level lawyer to work with a leading AI lab and its research teams. You will draft instruction specs, write golden solutions for legal problems, and benchmark model outputs, with a focus on high-quality legal judgment. The role is hybrid...SeniorRelocationRelocation package
$160k - $300k
...serves as a trusted advisor to senior leaders by providing... ...legal advice on complex legal, regulatory, and compliance matters. The position... ...priorities through effective risk management and business-focused... ...Preferred ExperienceIn-house counsel experience. Experience supporting...SeniorFull timeContract workPart timeWork from home$160.1k - $272.3k
...in innovative wealth management, asset servicing, asset... ..., Employee Relations, Compliance, Risk, and business leadership... ...and practical counsel on a broad range of employment... ...balancing legal risk, regulatory requirements, and... ...partner closely with senior leaders to advise...SeniorFull timeH1bLocal areaWorldwideFlexible hours$180k - $240k
...exciting opportunity for a Senior Counsel - Surety. This position will... ...business. The role will report to Vice President and Chief Counsel - Surety, and participate in managing all facets of underwriting... ...products.Monitor legal and regulatory developments impacting the...SeniorContract workTemporary workRemote workFlexible hours$160.1k - $272.3k
...a global leader in innovative wealth management, asset servicing, asset management and... ...high quality legal advice and counsel to our senior management and business partners in a... ...commercial credit transactions, bank regulatory matters, bank policies and practices,...SeniorFull timeBank staffH1bWork at officeWork from homeWorldwideFlexible hours- ...exceptional service.Role: Senior Legal Counsel (Procurement and Technology... ...and counsel to our senior management and business partners in a... ...development, and the applicable regulatory landscape that applies to... ...Information Security, Risk, Compliance, Tax), including in other...SeniorFull timeContract workH1bWork at officeWork from homeFlexible hours
- ...About the job Senior Counsel Position Overview A premier employment law firm in the Chicago... ...employment situations, policy development, and compliance matters Conduct training sessions and workshops for client management teams on employment law best practices...SeniorLocal area
- Job DescriptionSenior Counsel - Mergers & Acquisitions will serve an important role within... ...group. Responsibilities will include managing or supporting various aspects of complex... ...limitation, due diligence, structure analysis, regulatory review, and labor & employment....SeniorFull timeContract workFlexible hours
$128.9k - $226.05k
...build better judicial and regulatory systems. We help them get it... ...place here.What We Offer: The Senior Legal Counsel role offers growth... ...HIPAA/HITECH Act and GDPR compliance, and (iii) health care laws... ...Effectively and efficiently manage outside counsel (U.S. and abroad...SeniorFull timeWork at office2 days per week- ...Vice President, Regulatory Counsel About the Company Top middle-market lender Industry Financial... ...Services Investment Asset Management Corporate & Business Private... ...Regulatory Counsel to join their dynamic Compliance team. The successful candidate will...
$160.1k - $272.3k
...leader in innovative wealth management, asset servicing, asset... ...Litigation, Investigation & Regulatory Enforcement. The... ...strategy in consultation with senior internal counsel. Implements strategy and proactively... ...managers, Risk/Compliance, Tax, Legal Department, Human...SeniorFull timeH1bWork at officeWork from homeWorldwideFlexible hours3 days per week$132.6k - $247k
...per week in the future.As Senior Legal Counsel, Employment, Benefits & Compensation... ...strategic legal and regulatory advice on a broad range of... ...will help shape decisions, manage legal risk, and support key... ...external counsel and ensures compliance with internal policies &...SeniorFull timeContract workPart timePrivate practiceWork at officeLocal areaShift work3 days per week$200k - $230k
...operations, deposit services, compliance and treasury management teams. This attorney will... ...to practice as in-house counsel in the applicable state.... ...areas on general banking and regulatory matters, including branch... ...projects as determined by senior legal leadership.Manage...SeniorFull time$120k - $250k
...provide strategic legal and regulatory advice on a broad... ...trading, sales, risk, compliance, and operations teams... ...objectives while effectively managing legal and regulatory... ...recommendations to senior leaders on strategy... ...advice, instructs external counsel and ensures compliance...SeniorFull timeContract workPart timePrivate practiceLocal areaShift work$180k - $200k
.... office. Position Summary: The Senior Counsel, Legal Affairs is a key member of the... ...provides high‐quality legal counsel and risk management support across the organization. This... ...support NAR's mission, ensure legal compliance, and proactively mitigate...SeniorContract workWork at officeFlexible hours3 days per week- Job DescriptionSenior Counsel, Commercial - Chicago, ILThe Senior Counsel, Commercial, position... ...materials, and general compliance with applicable laws.... ...laws and company policy. Manage outside counsel as required... ...: Legal, Compliance, Regulatory Affairs, Corporate SecuritySeniorHourly payContract workWork at officeWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President, Senior Compliance Manager - Regulatory Counsel. Be the first to apply!
- vice president program management Chicago, IL
- senior vice president human resources Chicago, IL
- vice president sales Chicago, IL
- vice president innovation Chicago, IL
- vice president logistics Chicago, IL
- vp product management Chicago, IL
- vice president global communications Chicago, IL
- vice president strategic initiatives Chicago, IL
- vice president information technology Chicago, IL
- vice president of revenue cycle Chicago, IL

