Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Vice President, Senior Compliance Manager - Regulatory Counsel

$200k - $230k

Antares Capital

Job DescriptionThe Compliance team is a critical and strategic function at Antares Capital, playing a central role in enabling the firm’s growth while upholding the highest regulatory and ethical standards. We are seeking a highly motivated, intellectually curious, and driven individual to join our team. This individual will be an integral member of a 7-person Compliance team, reporting directly to the Managing Director, Chief Compliance Officer, and will have meaningful exposure to senior leadership across the firm.This role offers a unique opportunity to engage deeply across all facets of the compliance program and to contribute as a trusted advisor and subject matter expert. The successful candidate will help advance the firm’s compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm’s asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm’s existing and newly developing products and business activities and the firm’s expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight.This position is designed for impact and growth, with a path to expand responsibilities over time, including the potential to evolve into a Deputy CCO role.ResponsibilitiesAssist in the oversight of the firm’s compliance program through development and enhancement of the processes and procedures required to comply and align with all laws, regulatory rules, and relevant firm policies.Identify potential areas of compliance vulnerability and risk. Develop and implement corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations in the future.Assist in management of the firm’s compliance risk assessment that focuses on the identification and evaluation of Compliance risks throughout the company.Lead and participate in cross-functional teams of internal staff and be responsible for complex projects.QualificationsA minimum of 8-10 years of relevant compliance experience in the asset management industry (private debt experience preferred)Law firm, in-house and/or SEC experience a plus,JD requiredActive license to practice lawProven knowledge and experience in the regulation of registered investment advisers and Business Development Companies. Comprehensive knowledge of US laws applicable to investment advisers, including the Investment Advisers Act of 1940 and Investment Company Act of 1940.Ability to identify regulatory and compliance issues, propose solutions and raise significant issues to firm leadership.Strong work ethic and comfortable working in a fast-paced environment while also learning.Excellent verbal and written communications skills with the ability to understand, simplify and communicate internal and external regulations, risks, laws, and policies in a clear, focused, and concise manner. Ability to tailor communication (verbal and written) to multiple target audiences with different levels of compliance acumen.SkillsAbility to influence others via a service-minded orientation, build trust and work cross-functionally within the organization and with outside regulatory bodies.Experience with Microsoft Suite including: Word, Excel, PowerPoint, and Outlook or comparable software application (SharePoint experience preferred, but not required).Ability to analyze and evaluate data, forming accurate conclusions and translating insights into action.CompetenciesStrategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.Drives execution and results: Translates enterprise and functional goals into clear initiatives within their scope. Remove barriers and drives teams or others to deliver timely and high-quality results.Cultivates strategic relationships and influence: Builds strong internal and external relationships, understands organizational dynamics to influence stakeholders and communicates with impact to align perspectives and advances functional goals.Fosters an inclusive culture and leads teams to achieve excellence: Role models and shapes an inclusive and high performing culture by leading or working across teams and functions, setting clear expectations and developing talent to enable strong organizational performance.Demonstrates strong self-awareness, integrity, and a growth mindset, adapts leadership to build trust and influence outcomes, challenges assumptions with courage, mitigates risk responsibly, clearly articulates viewpoints verbally and in writing, and guides others through change with confidence and resilience.Innovation: Champions innovation by raising new ideas, leveraging data and technology tools (including, as applicable, artificial intelligence) to improve team/function performance and capability.The Fine PrintMust have unrestricted authorization to work in the United States.Must be willing to comply with pre-employment screening, including but not limited to drug testing, reference verification, and background check.Must be willing to work from the Chicago or New York office.Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.A reasonable estimate of the current base salary range at the time of posting is below. Base salary does not include other forms of compensation or benefits. Actual base salary within the specified range is comprised of several components, including but not limited to applicant's skill, prior relevant experience, specific degrees and certifications, job responsibilities, market considerations and the location of the position.This role is eligible for a discretionary annual bonus (based on company, business unit and individual performance).Our benefit offerings include medical, dental and vision coverage, employer paid short & long-term disability and life insurance, 401(k), profit sharing, paid time off, Maven family & fertility benefit, parental leave (including adoption, surrogacy, and foster placement), as well as other voluntary benefits.Base Salary Range$200,000 - $230,000To learn more, visit . Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.SummaryLocation: New York; ChicagoType: Full time

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Vice President, Senior Compliance Manager - Regulatory Counsel in Chicago, IL vacancy
  •  ...Senior Vice President, Head of Compliance About the Company Late-stage clinical biopharmaceutical company Industry Biotechnology Type...  ...activities. The role also encompasses strategic risk management, investigations, and corrective actions, with a focus... 
    Senior

    Confidential

    Chicago, IL
    16 hours ago
  •  ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial...  ..., and oversee all aspects of compliance, including managing regulatory exams, audits, and reporting. The role also involves... 
    Senior

    Confidential

    Chicago, IL
    16 hours ago
  • $170k - $200k

     ...is seeking an experienced Vice President, Counsel to serve as a broad-based generalist reporting to a managing director in the Legal Group...  ...program, including ensuring compliance with requirements across the...  ...Legal Officer on disputes, regulatory issues, investigation and... 
    Suggested
    Full time
    Work at office

    Guggenheim Partners

    Chicago, IL
    4 days ago
  • $175k - $210k

     ...right treatments for the right patients, at the right time.Tempus is seeking a Senior Privacy Counsel reporting to the Chief Privacy Officer to manage privacy risks and drive regulatory compliance across our healthcare, clinical, and AI platform operations. In this role,... 
    Senior
    Full time

    Tempus

    Chicago, IL
    3 days ago
  • $230k - $297.5k

     ...the direction of the Assistant General Counsel - Transactions, you will play an immediate...  ...accountable, team-oriented, capable of managing multiple competing priorities, and who is...  ...crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications... 
    Senior
    Contract work
    Immediate start
    Flexible hours

    Circle

    Chicago, IL
    2 days ago
  • $230k - $297.5k

     ...the direction of the Assistant General Counsel - Transactions, you will play an immediate...  ...accountable, team-oriented, capable of managing multiple competing priorities, and who is...  ....Strong understanding of legal and regulatory issues affecting payments, stablecoins,... 
    Senior
    Contract work
    Immediate start
    Flexible hours

    Circle

    Chicago, IL
    2 days ago
  • $185k - $250k

    Job Summary:The Senior Counsel will play an important role in supporting the Firm’s day-to-day transactional...  ...areas of law as needed or requested by a Managing Director, OGC Transactional Practice, which may include regulatory, intellectual property, bankruptcy, privacy... 
    Senior
    For contractors
    Work at office
    Flexible hours

    BDO International

    Chicago, IL
    1 day ago
  • $171k - $260k

     ...matters, Gong is the place to do the best work of your career.As Senior Counsel, GTM Legal, you'll serve as a trusted legal partner to Gong's...  ...solutions that accelerate revenue while appropriately managing legal risk. You'll also play an important role in mentoring junior... 
    Senior
    Remote work
    Work from home
    Flexible hours

    Gong.io

    Chicago, IL
    1 day ago
  • $170k - $220k

     ...Street Reports to: General Counsel, JLL Technologies The opportunityContract...  ...JLL's broader Legal and Compliance team to build shared fluency...  ...without giving up the risk management that matters.What you bring•...  ...with the emerging AI regulatory landscape, such as the EU AI... 
    Senior
    Full time
    Contract work
    Local area
    Shift work

    Jones Lang LaSalle

    Chicago, IL
    3 days ago
  • $160.1k - $272.3k

     ...in innovative wealth management, asset servicing, asset...  ..., Employee Relations, Compliance, Risk, and business leadership...  ...and practical counsel on a broad range of employment...  ...balancing legal risk, regulatory requirements, and...  ...partner closely with senior leaders to advise... 
    Senior
    Full time
    H1b
    Local area
    Worldwide
    Flexible hours

    Northern Trust

    Chicago, IL
    4 days ago
  •  ...Role: Senior Counsel, Transactions at a publicly traded life sciences...  ...supply, clinical trial, and managed care agreements; advise...  ...business units on legal risks and compliance; collaborate with external...  ...pharmaceutical sectors, familiarity with regulatory compliance, GxP, clinical... 
    Senior
    Contract work
    Casual work
    Work at office
    Afternoon shift
    3 days per week

    Scorpion Therapeutics

    Chicago, IL
    1 day ago
  • $170k - $180k

     ...journey!ResponsibilitiesSenior Counsel, Trade Compliance & Customs (by clicking...  ...You'll Get To Do:The Senior Counsel, Trade Compliance...  ...import compliance, tariff management, duty optimization, customs...  ...government inquiries, and regulatory risk mitigation. Approximately... 
    Senior
    Immediate start
    Flexible hours

    Panasonic

    Chicago, IL
    16 hours ago
  • $184.8k - $277.2k

    Job Description:The Senior Counsel, Transactions offers a great opportunity for an outstanding attorney to join a sophisticated legal department...  ..., consulting agreements, clinical trial agreements and managed care agreementsParticipate with internal clients and third... 
    Senior
    Full time
    Contract work
    Temporary work
    Work at office
    Night shift
    Weekend work
    Afternoon shift
    3 days per week

    Xeris Pharmaceuticals

    Chicago, IL
    3 days ago
  • $160k - $300k

     ...serves as a trusted advisor to senior leaders by providing...  ...legal advice on complex legal, regulatory, and compliance matters. The position...  ...priorities through effective risk management and business-focused...  ...Preferred ExperienceIn-house counsel experience. Experience supporting... 
    Senior
    Full time
    Contract work
    Part time
    Work from home

    QBE Insurance Group

    Chicago, IL
    4 days ago
  • $177.8k - $266.6k

     ...us. As a Fortune 500 company and a leading AI platform for managing people, money, and agents, we’re shaping the future of work...  ...scale through efficiency, speed, and skills.About the RoleAs a Senior Legal Counsel at Workday, you will play a crucial role in managing the... 
    Senior
    Full time
    Contract work
    Work at office
    Remote work
    Worldwide
    Home office
    Flexible hours

    Workday

    Chicago, IL
    16 hours ago
  • $128.9k - $226.05k

     ...build better judicial and regulatory systems. We help them get it...  ...place here.What We Offer:  The Senior Legal Counsel role offers growth...  ...HIPAA/HITECH Act and GDPR compliance, and (iii) health care laws...  ...Effectively and efficiently manage outside counsel (U.S. and abroad... 
    Senior
    Full time
    Work at office
    2 days per week

    Wolters Kluwer

    Chicago, IL
    1 day ago
  • $120k - $250k

     ...provide strategic legal and regulatory advice on a broad...  ...trading, sales, risk, compliance, and operations teams...  ...objectives while effectively managing legal and regulatory...  ...recommendations to senior leaders on strategy...  ...advice, instructs external counsel and ensures compliance... 
    Senior
    Full time
    Contract work
    Part time
    Private practice
    Work at office
    Local area
    Shift work
    3 days per week

    BMO Bank

    Chicago, IL
    4 days ago
  • $172.98k - $254.38k

     ...to “go for it” and equip our managers with the training to coach...  ...Role OverviewCboe is seeking a Senior Counsel to assist the Legal Department in providing legal and regulatory support to the U.S. Equities...  ...regulated environment and compliance by Cboe with its legal and regulatory... 
    Senior
    Full time
    Work experience placement
    Work at office
    Immediate start

    Cboe Exchange

    Chicago, IL
    16 hours ago
  • $200k - $230k

     ...capable of providing legal and regulatory advice and support to our Treasury Management, Merchant Services and Financial...  ...registered to practice as in-house counsel in the applicable state.Ability...  ...solutions to ensure regulatory compliance and sound risk management. Partner... 
    Senior
    Full time
    Contract work

    Old National Bank

    Chicago, IL
    3 days ago
  •  ...exceptional service.Role: Senior Legal Counsel (Procurement and Technology...  ...and counsel to our senior management and business partners in a...  ...development, and the applicable regulatory landscape that applies to...  ...Information Security, Risk, Compliance, Tax), including in other... 
    Senior
    Full time
    Contract work
    H1b
    Work at office
    Work from home
    Flexible hours

    Northern Trust

    Chicago, IL
    3 days ago
  • $120k - $250k

     ...per week in the future.As Senior Legal Counsel, Employment, Benefits & Compensation...  ...strategic legal and regulatory advice on a broad range of...  ...will help shape decisions, manage legal risk, and support key...  ...external counsel and ensures compliance with internal policies &... 
    Senior
    Full time
    Contract work
    Part time
    Private practice
    Work at office
    Local area
    Shift work
    3 days per week

    BMO Bank

    Chicago, IL
    2 days ago
  • $169.3k - $253.9k

     ...a leading AI platform for managing people, money, and agents,...  ...employees in a rapidly changing regulatory environment.In the year...  ....About the RoleAs a Senior Employment Counsel, you will be a key advisor...  ...your advice to support both compliance and long‑term business success... 
    Senior
    Full time
    Work at office
    Remote work
    Home office
    Flexible hours

    Workday

    Chicago, IL
    8 hours ago
  • $180k - $200k

     ...Washington D.C. office. Position Summary The Senior Counsel, Legal Affairs is a key member of the...  ...high‑quality legal counsel and risk management support across the organization. This...  ...support NAR’s mission, ensure legal compliance, and proactively mitigate... 
    Senior
    Contract work
    Work at office
    3 days per week

    National Association of Realtors

    Chicago, IL
    1 day ago
  • $175k - $185k

     ...an enthusiastic and driven Senior Counsel ready to lead legal support...  ...the Revenue and Operations management and their teams, and collaborating...  ...contract‑related issues, compliance matters, and risk...  ...Provide essential support to the Vice President, Associate General Counsel... 
    Senior
    Contract work
    Temporary work
    Work experience placement
    Work at office
    Local area

    Metropolis

    Chicago, IL
    4 days ago
  •  ...ours, is currently on the lookout for a Senior Compliance Manager as they prepare to ramp up...  ...develop compliance programs to meet regulatory requirements. Prepare for and respond...  ...Collaborate with the CRO and General Counsel on compliance strategy and advisement... 
    Senior
    Full time
    Work from home

    H&P Executive Search

    Chicago, IL
    4 days ago
  • $168.35k - $218.86k

     ...relevant laws and rules, monitors trends, and collaborates with senior‑level clients to achieve business goals. Responsibilities...  ...on stock trading plans, insider trading issues and assist with management of insider trading policy Assist with preparing materials for the... 
    Senior
    Local area
    Flexible hours

    McDonald's Corporation

    Chicago, IL
    2 days ago
  •  ...Description The Senior Legal Counsel Government Affairs & Regulatory Compliance serves as the organization's primary legal advisor on state and federal legislative...  ...This role leads proactive legislative strategy, manages external lobbyist relationships, and provides expert... 
    Senior
    Full time
    Work at office
    Worldwide
    3 days per week

    RB Global Inc.

    Westchester, IL
    1 day ago
  • $156k - $275k

     ...Description Summary: We are seeking a Senior Counsel to join the North American legal and compliance team, reporting to the Chief...  ...governance, employment, regulatory, and compliance matters. Draft...  ...and other disputes, including management of external counsel and coordination... 
    Senior
    Full time
    Temporary work
    For contractors
    Local area
    Flexible hours
    Shift work

    Goldwind USA

    Chicago, IL
    16 hours ago
  • $150k - $185k

     ...marketplace, and we're seeking a Senior Counsel to join as the second...  ...protection, and marketplace tax compliance. Advise cross-functional...  ...contract lifecycle management, playbooks and templates, workflow...  ...emerging legal and regulatory issues impacting online marketplaces... 
    Senior
    Full time
    Contract work
    Temporary work
    Work at office
    Local area
    Work from home
    Flexible hours

    Reverb Career

    Chicago, IL
    16 hours ago
  •  ...organization is seeking a Senior Counsel, Legal Affairs to join its...  ...oriented legal guidance, support compliance efforts, and proactively...  ...with identifying legal and regulatory risks and developing...  ...memoranda, guidance, risk-management materials, and other legal... 
    Senior
    Contract work

    Hirewell

    Chicago, IL
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Vice President, Senior Compliance Manager - Regulatory Counsel. Be the first to apply!